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Seneca Capital Advisors LLC – ‘5’ for 6/30/03 re: Sevion Therapeutics, Inc.

On:  Tuesday, 9/30/03, at 9:23pm ET   ·   For:  6/30/03   ·   As:  10% Owner   ·   Accession #:  1058217-3-200   ·   File #:  1-31326

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/30/03  Seneca Capital Advisors LLC       5          10% Owner   1:19K  Senesco Technologies Inc.         Pegasus Productions/FA

Annual Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 5   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 5           Annual Statement of Changes in Beneficial           HTML     19K 
                Ownership of Securities by an Insider --                         
                primary_doc.xml/2.1                                              




        

This ‘5’ Document is an XML Data File that may be rendered in various formats:

  Form 5    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider
 
FORM 5UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0362
Estimated average burden
hours per response:1.0
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Form 3 Holdings Reported.
X
Form 4 Transactions Reported.
1. Name and Address of Reporting Person*
SENECA CAPITAL ADVISORS LLC

(Last)(First)(Middle)
527 MADISON AVE
11TH FL

(Street)
NEW YORKNY10022

(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
SENESCO TECHNOLOGIES INC [ SNS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below) Other (specify below)
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
6/30/03
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount(A) or (D)Price
Common stock, $0.01 par value 9/30/02 S4600D$1.921,606,543ISee Footnotes 1,2
Common stock, $0.01 par value 10/2/02 S45,000D$1.911,601,543ISee Footnotes 1,2
Common stock, $0.01 par value 10/7/02 S410,000D$1.871,591,543ISee Footnotes 1,2
Common stock, $0.01 par value 11/4/02 S41,000D$2.021,590,543ISee Footnotes 1,2
Common stock, $0.01 par value 11/5/02 S428,500D$2.591,562,043ISee Footnotes 1,2
Common stock, $0.01 par value 4/4/03 S450,000D$1.911,512,043ISee Footnotes 1,2
Common stock, $0.01 par value 4/11/03 S49,200D$21,502,843ISee Footnotes 1,2
Common stock, $0.01 par value 4/14/03 S415,000D$21,487,843ISee Footnotes 1,2
Common stock, $0.01 par value 4/15/03 S48,000D$2.051,479,843ISee Footnotes 1,2
Common stock, $0.01 par value 4/21/03 S424,500D$2.151,455,343ISee Footnotes 1,2
Common stock, $0.01 par value 4/22/03 S410,000D$1.991,445,343ISee Footnotes 1,2
Common stock, $0.01 par value 5/6/03 S4600D$2.031,444,743ISee Footnotes 1,2
Common stock, $0.01 par value 6/23/03 S414,200D$2.41,430,543ISee Footnotes 1,2
Common stock, $0.01 par value 6/24/03 S410,800D$2.051,419,743ISee Footnotes (1) (2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
(1)  Shares are held by Seneca Capital, L.P. of which Seneca Capital Advisors, LLC is the General Partner. Douglas A. Hirsch is the Managing Member of Seneca Capital Advisors, LLC. Each of Seneca Capital Advisors, LLC and Douglas A. Hirsch disclaim beneficial ownership of these securities except to the extent of its or his pecuniary interest therein and nothing in this report shall be deemed to be an admission by any of them that they are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The business address for Seneca Capital, L.P., Seneca Capital Advisors, LLC and Douglas A. Hirsch is 527 Madison Avenue, 11th Floor, New York, NY 10022.
(2)  Column 5 includes warrants held by Seneca Capital, L.P. to purchase 375,000 shares of common stock at an exercise price of $2.00 per share and to purchase an additional 375,000 shares of common stock at an exercise price of $3.25 per share.
Douglas A. Hirsch, as Managing Member of Seneca Capital Advisors, LLC, the General Partner of Seneca Capital, L.P. 9/30/03
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Codes:
    S    Open market or private sale of non-derivative or derivative security.
    4    A Form 4 Transaction.

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Filing Submission 0001058217-03-000200   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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