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ChromaDex Corp. – ‘10-K’ for 12/31/18 – ‘EX-10.61’

On:  Thursday, 3/7/19, at 4:01pm ET   ·   For:  12/31/18   ·   Accession #:  1654954-19-2395   ·   File #:  1-37752

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/07/19  ChromaDex Corp.                   10-K       12/31/18  103:9.2M                                   Blueprint/FA

Annual Report   —   Form 10-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML    928K 
 2: EX-4.5      Form of Stock Certificate                           HTML     24K 
 3: EX-10.50    Lease                                               HTML    414K 
 4: EX-10.51    Material Contracts                                  HTML     74K 
 5: EX-10.52    Second Amendment to Lease                           HTML     52K 
 6: EX-10.53    Third Amendment to Lease                            HTML    115K 
 7: EX-10.58    Executive Employment Agreement                      HTML     90K 
 8: EX-10.59    Separation and Release Agreement                    HTML     58K 
 9: EX-10.60    Consultant Agreement                                HTML     59K 
10: EX-10.61    Employment Offer Letter                             HTML     32K 
11: EX-10.62    Supply Agreement                                    HTML    246K 
12: EX-21.1     Subsidiaries List                                   HTML     25K 
13: EX-23.1     Consent of Marcum LLP                               HTML     29K 
14: EX-31.1     Certification Pursuant to Rule 13A-14(A)/15D-14(A)  HTML     31K 
                Certifications Section 302 of the Sarbanes-Oxly                  
                Act of 2002                                                      
15: EX-31.2     Certification Pursuant to Rule 13A-14(A)/15D-14(A)  HTML     31K 
                Certifications Section 302 of the Sarbanes-Oxly                  
                Act of 2002                                                      
16: EX-32.1     Certificate Pursuant to Section 18 U.S.C. Pursuant  HTML     28K 
                to Section 906 of the Sarbanes-Oxley Act of 2002                 
23: R1          Document and Entity Information                     HTML     54K 
24: R2          Consolidated Balance Sheets                         HTML    107K 
25: R3          Consolidated Balance Sheets (Parenthetical)         HTML     47K 
26: R4          Consolidated Statements of Operations               HTML     87K 
27: R5          Consolidated Statement of Stockholders' Equity      HTML     68K 
28: R6          Consolidated Statements of Cash Flows               HTML    130K 
29: R7          Nature of Business and Liquidity                    HTML     31K 
30: R8          Significant Accounting Policies                     HTML     75K 
31: R9          Loss Per Share Applicable to Common Stockholders    HTML     34K 
32: R10         Intangible Assets                                   HTML     34K 
33: R11         Leasehold Improvements and Equipment                HTML     34K 
34: R12         Capitalized Lease Obligations                       HTML     32K 
35: R13         Line of Credit                                      HTML     30K 
36: R14         Income Taxes                                        HTML     47K 
37: R15         Related Party Transactions                          HTML     46K 
38: R16         Contract Assets and Contract Liabilities            HTML     41K 
39: R17         Discontinued Operations                             HTML     65K 
40: R18         Share-Based Compensation                            HTML     93K 
41: R19         Stock Issuance                                      HTML     30K 
42: R20         Warrants                                            HTML     35K 
43: R21         Commitments and Contingencies                       HTML     62K 
44: R22         Business Segmentation and Geographical              HTML    129K 
                Distribution                                                     
45: R23         Other Expense                                       HTML     30K 
46: R24         Significant Accounting Policies (Policies)          HTML    131K 
47: R25         Significant Accounting Policies (Tables)            HTML     40K 
48: R26         Loss Per Share Applicable to Common Stockholders    HTML     33K 
                (Tables)                                                         
49: R27         Intangible Assets (Tables)                          HTML     36K 
50: R28         Leasehold Improvements and Equipment (Tables)       HTML     33K 
51: R29         Capitalized Lease Obligations (Tables)              HTML     31K 
52: R30         Income Taxes (Tables)                               HTML     45K 
53: R31         Related Party Transactions (Tables)                 HTML     42K 
54: R32         Contract Assets and Contract Liabilities (Tables)   HTML     41K 
55: R33         Discontinued Operations (Tables)                    HTML     73K 
56: R34         Share-Based Compensation (Tables)                   HTML     88K 
57: R35         Warrants (Tables)                                   HTML     37K 
58: R36         Commitments and Contingencies (Tables)              HTML     38K 
59: R37         Business Segmentation and Geographical              HTML    101K 
                Distribution (Tables)                                            
60: R38         Nature of Business and Liquidity (Details           HTML     34K 
                Narrative)                                                       
61: R39         Significant Accounting Policies (Details)           HTML     29K 
62: R40         Significant Accounting Policies (Details 1)         HTML     30K 
63: R41         Significant Accounting Policies (Details 2)         HTML     43K 
64: R42         Significant Accounting Policies (Details            HTML     37K 
                Narrative)                                                       
65: R43         Loss Per Share Applicable to Common Stockholders    HTML     42K 
                (Details)                                                        
66: R44         Loss Per Share Applicable to Common Stockholders    HTML     29K 
                (Details Narrative)                                              
67: R45         Intangible Assets (Details)                         HTML     37K 
68: R46         Intangible Assets (Details 1)                       HTML     42K 
69: R47         Intangible Assets (Details Narrative)               HTML     29K 
70: R48         Leasehold Improvements and Equipment (Details)      HTML     46K 
71: R49         Leasehold Improvements and Equipment (Details       HTML     34K 
                Narrative)                                                       
72: R50         Capitalized Lease Obligations (Details)             HTML     43K 
73: R51         Capitalized Lease Obligations (Details Narrative)   HTML     28K 
74: R52         Line of Credit (Details Narrative)                  HTML     30K 
75: R53         Income Taxes (Details)                              HTML     51K 
76: R54         Income Taxes (Details 1)                            HTML     67K 
77: R55         Income Taxes (Details Narrative)                    HTML     35K 
78: R56         Related Party Transactions (Details 1)              HTML     36K 
79: R57         Related Party Transactions (Details 2)              HTML     62K 
80: R58         Related Party Transactions (Details Narrative)      HTML     29K 
81: R59         Contract Assets and Contract Liabilities (Details)  HTML     56K 
82: R60         Discontinued Operations (Details)                   HTML     62K 
83: R61         Discontinued Operations (Details 1)                 HTML     47K 
84: R62         Discontinued Operations (Details 2)                 HTML     33K 
85: R63         Share-Based Compensation (Details)                  HTML     40K 
86: R64         Share-Based Compensation (Details 1)                HTML     76K 
87: R65         Share-Based Compensation (Details 2)                HTML     72K 
88: R66         Share-Based Compensation (Details 3)                HTML     73K 
89: R67         Share-Based Compensation (Details 4)                HTML     52K 
90: R68         Share-Based Compensation (Details Narrative)        HTML     42K 
91: R69         Warrants (Details)                                  HTML     49K 
92: R70         Commitments and Contingencies (Details)             HTML     45K 
93: R71         Commitments and Contingencies (Details 1)           HTML     29K 
94: R72         Commitments and Contingencies (Details 2)           HTML     38K 
95: R73         Commitments and Contingencies (Details Narrative)   HTML     53K 
96: R74         Business Segmentation and Geographical              HTML     67K 
                Distribution (Details)                                           
97: R75         Business Segmentation and Geographical              HTML     49K 
                Distribution (Details 1)                                         
98: R76         Business Segmentation and Geographical              HTML     46K 
                Distribution (Details 2)                                         
99: R77         Business Segmentation and Geographical              HTML     32K 
                Distribution (Details Narrative)                                 
100: R78         Other Expense (Details Narrative)                   HTML     30K  
102: XML         IDEA XML File -- Filing Summary                      XML    173K  
101: EXCEL       IDEA Workbook of Financial Reports                  XLSX     92K  
17: EX-101.INS  XBRL Instance -- cdxc-20181231                       XML   1.61M 
19: EX-101.CAL  XBRL Calculations -- cdxc-20181231_cal               XML    168K 
20: EX-101.DEF  XBRL Definitions -- cdxc-20181231_def                XML    439K 
21: EX-101.LAB  XBRL Labels -- cdxc-20181231_lab                     XML   1.25M 
22: EX-101.PRE  XBRL Presentations -- cdxc-20181231_pre              XML    869K 
18: EX-101.SCH  XBRL Schema -- cdxc-20181231                         XSD    254K 
103: ZIP         XBRL Zipped Folder -- 0001654954-19-002395-xbrl      Zip    147K  


‘EX-10.61’   —   Employment Offer Letter


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



 C:   C: 
  Blueprint  
 
 
 
Exhibit 10.61
 
CONFIDENTIAL
October 31, 2018  
 
 
Matthew Roberts
6241 Glade Ave., Apt. L319
Woodland Hills, CA 91367
 
 
RE: Offer of Employment as Chief Scientific Officer (“CSO”) and SVP of Innovation
 
 
Dear Matthew,
 
ChromaDex, Inc., a subsidiary of ChromaDex, Corp., is pleased to extend you an offer of full-time employment for the position of CSO and SVP of Innovation at our Los Angeles facility. This position will report to Rob Fried, CEO.
If you accept this offer, your employment will be “at-will.” This means that either you or the company can end the employment relationship at any time, for any reason, without notice. Due to the nature of this position, this offer is contingent upon a full background check.
 
If you accept this offer, your employment will commence on or about November 5, 2018. Your salary will be two hundred thousand dollars ($200,000) per year and paid biweekly. You will also be eligible for up to a fifty percent (50%) annual bonus of earned salary based on accomplishment of objectives which will be discussed with you at a later date.
 
In addition, you will be awarded a one-time initial grant of an option to purchase three hundred, fifty thousand (350,000) shares of ChromaDex common stock, at an exercise price reflecting the market price of ChromaDex common stock on the date of the grant, with one-third of the shares vesting on the one-year anniversary and the remaining shares vesting in a series of 24 equal monthly installments thereafter.
 
ChromaDex offers paid time off (PTO) and other company benefits to eligible employees upon completion of the introductory period as outlined in the Employee Handbook. You will be eligible for 21 days of PTO per year accrued on a biweekly basis, pursuant to ChromaDex’s standard PTO policy for executives, including a waiting-time period.
 
By assuming this full-time role, the current consultant agreement in place between you and ChromaDex will terminate as of November 4, 2018. Additionally, by assuming this full-time role, your position on the ChromaDex Scientific Advisory Board will also terminate as of November 4, 2018, including any compensation and/or benefits provided pursuant to that position.
 
If you accept this offer of employment, please sign return a copy of this letter back to Jordan Gropack at JordanG@chromadex.com as soon as possible.
 
 
 
 

For any questions pertaining to this offer of employment, please feel free to contact Jordan or myself.
 
Respectfully,
 
/s/ Rob Fried
 
Rob Fried
CEO
ChromaDex
 
I understand and agree that if I accept the offer of employment with ChromaDex, that I will be an “at-will” employee, which means that either I or the company can terminate the employment relationship at any time, with or without notice, reason, or cause.
  
Signature: /s/ Matthew Roberts         
  Date:          Oct 31, 2018

Original: Human  Resources
cc: Manager/Supervisor 
 

 

-1-

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
Filed on:3/7/198-K
For Period end:12/31/18
11/5/18
11/4/18
10/31/18
 List all Filings 


14 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/06/24  ChromaDex Corp.                   10-K       12/31/23   95:9.1M                                   Workiva Inc Wde… FA01/FA
 6/22/23  ChromaDex Corp.                   S-3                    7:1M                                     Computershare C… Svcs/FA
 3/08/23  ChromaDex Corp.                   10-K       12/31/22   93:9.2M                                   Workiva Inc Wde… FA01/FA
11/03/22  ChromaDex Corp.                   S-3                    4:213K                                   Disclosure Law Group/FA
 5/12/22  ChromaDex Corp.                   10-Q        3/31/22   64:5.6M                                   Workiva Inc Wde… FA01/FA
 3/14/22  ChromaDex Corp.                   10-K       12/31/21   91:9.9M                                   Workiva Inc Wde… FA01/FA
11/03/21  ChromaDex Corp.                   10-Q        9/30/21   62:7.1M                                   Workiva Inc Wde… FA01/FA
 8/03/21  ChromaDex Corp.                   10-Q        6/30/21   62:7.3M                                   Workiva Inc Wde… FA01/FA
 5/06/21  ChromaDex Corp.                   10-Q        3/31/21   63:4.6M                                   Blueprint/FA
 3/23/21  ChromaDex Corp.                   S-3                    3:300K                                   Blueprint/FA
 3/12/21  ChromaDex Corp.                   10-K       12/31/20   98:7.7M                                   Blueprint/FA
11/04/20  ChromaDex Corp.                   10-Q        9/30/20   73:5.7M                                   Blueprint/FA
 8/18/20  ChromaDex Corp.                   S-8         8/18/20    3:95K                                    Blueprint/FA
 8/06/20  ChromaDex Corp.                   10-Q        6/30/20   65:5.2M                                   Blueprint/FA
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Filing Submission 0001654954-19-002395   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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