Quarterly Report — Form 10-Q — Sect. 13 / 15(d) – SEA’34 Filing Table of Contents
Document/ExhibitDescriptionPagesSize
1: 10-Q Quarterly Report HTML 625K
2: EX-2.2 Asset Purchase Agreement HTML 360K
3: EX-2.3 Amendment to Asset Purchase Agreement HTML 32K
4: EX-10.2 Fifth Business Financing Modification Agreement HTML 49K
5: EX-31.1 Certification Pursuant to Rule 13A-14(A)/15D-14(A) HTML 23K
Certifications Section 302 of the Sarbanes-Oxly
Act of 2002
6: EX-31.2 Certification Pursuant to Rule 13A-14(A)/15D-14(A) HTML 23K Certifications Section 302 of the Sarbanes-Oxly Act of 2002
7: EX-32 Certificate Pursuant to Section 18 U.S.C. Pursuant HTML 19K
to Section 906 of the Sarbanes-Oxley Act of 2002
14: R1 Document and Entity Information HTML 43K
15: R2 Condensed Consolidated Balance Sheets (Unaudited) HTML 106K
16: R3 Condensed Consolidated Balance Sheets (Unaudited) HTML 34K
(Parenthetical)
17: R4 Condensed Consolidated Statements of Operations HTML 113K
(Unaudited)
18: R5 Condensed Consolidated Statement of Stockholders' HTML 66K
Equity (Unaudited) (Usd $)
19: R6 Condensed Consolidated Statement of Stockholders' HTML 20K
Equity (Usd $) (Parenthetical)
20: R7 Condensed Consolidated Statements of Cash Flows HTML 120K
(Unaudited)
21: R8 Interim Financial Statements HTML 23K
22: R9 Nature of Business and Liquidity HTML 27K
23: R10 Significant Accounting Policies HTML 26K
24: R11 Earnings Per Share Applicable to Common HTML 39K
Stockholders
25: R12 Related Party Transactions HTML 36K
26: R13 Discontinued Operations HTML 62K
27: R14 Trade Receivables Allowances HTML 23K
28: R15 Inventories HTML 24K
29: R16 Employee Share-Based Compensation HTML 37K
30: R17 Stock Issuance HTML 22K
31: R18 Business Segments HTML 109K
32: R19 Commitments and Contingencies HTML 44K
33: R20 Other Expense HTML 21K
34: R21 Significant Accounting Policies (Policies) HTML 29K
35: R22 Earnings Per Share Applicable to Common HTML 38K
Stockholders (Tables)
36: R23 Related Party Transactions (Tables) HTML 29K
37: R24 Discontinued Operations (Tables) HTML 65K
38: R25 Trade Receivables Allowances (Tables) HTML 23K
39: R26 Inventories (Tables) HTML 25K
40: R27 Employee Share-Based Compensation (Tables) HTML 34K
41: R28 Business Segments (Tables) HTML 112K
42: R29 Nature of Business and Liquidity (Details HTML 43K
Narrative)
43: R30 Earnings Per Share Applicable to Common HTML 49K
Stockholders (Details)
44: R31 Related Party Transactions (Details) HTML 54K
45: R32 Related Party Transactions (Details Narrative) HTML 42K
46: R33 Discontinued Operations (Details) HTML 59K
47: R34 Discontinued Operations (Details 1) HTML 49K
48: R35 Discontinued Operations (Details 2) HTML 38K
49: R36 Discontinued Operations (Details 3) HTML 25K
50: R37 Trade Receivables Allowances (Details) HTML 24K
51: R38 Inventories (Details) HTML 35K
52: R39 Employee Share-Based Compensation (Details) HTML 73K
53: R40 Employee Share-Based Compensation (Details 1) HTML 28K
54: R41 Employee Share-Based Compensation (Details HTML 28K
Narrative)
55: R42 Stock Issuance (Details Narrative) HTML 25K
56: R43 Business Segments (Details) HTML 67K
57: R44 Business Segments (Details 1) HTML 34K
58: R45 Other Expense (Details Narrative) HTML 22K
60: XML IDEA XML File -- Filing Summary XML 102K
59: EXCEL IDEA Workbook of Financial Reports XLSX 57K
8: EX-101.INS XBRL Instance -- cdxc-20170930 XML 1.08M
10: EX-101.CAL XBRL Calculations -- cdxc-20170930_cal XML 135K
11: EX-101.DEF XBRL Definitions -- cdxc-20170930_def XML 213K
12: EX-101.LAB XBRL Labels -- cdxc-20170930_lab XML 701K
13: EX-101.PRE XBRL Presentations -- cdxc-20170930_pre XML 504K
9: EX-101.SCH XBRL Schema -- cdxc-20170930 XSD 118K
61: ZIP XBRL Zipped Folder -- 0001654954-17-010302-xbrl Zip 93K
‘EX-31.2’ — Certification Pursuant to Rule 13A-14(A)/15D-14(A) Certifications Section 302 of the Sarbanes-Oxly Act of 2002
Rule
13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934,
as amended,
as
adopted pursuant to Section 302 of the Sarbanes-Oxley Act of
2002
I,
Kevin M. Farr, certify that:
1. I
have reviewed this Quarterly Report on Form 10−Q of ChromaDex
Corporation;
2.
Based on my knowledge, this report does not contain any untrue
statement of a material fact or omit to state a material fact
necessary to make the statements made, in light of the
circumstances under which such statements were made, not misleading
with respect to the period covered by this report;
3.
Based on my knowledge, the financial statements, and other
financial information included in this report, fairly present in
all material respects the financial condition, results of
operations and cash flows of the registrant as of, and for, the
periods presented in this report;
4. The
registrant’s other certifying officer(s) and I are
responsible for establishing and maintaining disclosure controls
and procedures (as defined in Exchange Act Rules 13a−15(e)
and 15d−15(e)) and internal control over financial reporting
(as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the
registrant and have:
(a)
Designed such disclosure controls and procedures, or caused such
disclosure controls and procedures to be designed under our
supervision, to ensure that material information relating to the
registrant, including its consolidated subsidiaries, is made known
to us by others within those entities, particularly during the
period in which this report is being prepared;
(b)
Designed such internal control over financial reporting, or caused
such internal control over financial reporting to be designed under
our supervision, to provide reasonable assurance regarding the
reliability of financial reporting and the preparation of financial
statements for external purposes in accordance with generally
accepted accounting principles;
(c)
Evaluated the effectiveness of the registrant’s disclosure
controls and procedures and presented in this report our
conclusions about the effectiveness of the disclosure controls and
procedures, as of the end of the period covered by this report
based on such evaluation; and
(d)
Disclosed in this report any change in the registrant’s
internal control over financial reporting that occurred during the
registrant’s most recent fiscal quarter (the
registrant’s fourth fiscal quarter in the case of an annual
report) that has materially affected, or is reasonably likely to
materially affect, the registrant’s internal control over
financial reporting; and
5. The
registrant’s other certifying officer(s) and I have
disclosed, based on our most recent evaluation of internal control
over financial reporting, to the registrant’s auditors and
the audit committee of the registrant’s board of directors
(or persons performing the equivalent functions):
(a) All
significant deficiencies and material weaknesses in the design or
operation of internal control over financial reporting which are
reasonably likely to adversely affect the registrant’s
ability to record, process, summarize and report financial
information; and
(b) Any
fraud, whether or not material, that involves management or other
employees who have a significant role in the registrant’s
internal control over financial reporting.
