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Advanced Environmental Recycling Technologies Inc – ‘10-K’ for 12/31/16 – ‘EX-3.3’

On:  Friday, 3/17/17, at 7:03am ET   ·   For:  12/31/16   ·   Accession #:  1654954-17-2109   ·   File #:  1-10367

Previous ‘10-K’:  ‘10-K’ on 3/10/16 for 12/31/15   ·   Next & Latest:  ‘10-K/A’ on 4/21/17 for 12/31/16

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/17/17  Advanced Environmental Recyc… Inc 10-K       12/31/16   68:4.2M                                   Blueprint/FA

Annual Report   —   Form 10-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML    475K 
 2: EX-2.3      Plan of Purchase, Sale, Reorganization,             HTML    407K 
                Arrangement, Liquidation or Succession                           
 3: EX-3.3      Articles of Incorporation / Bylaws                  HTML     25K 
 4: EX-4.2      Instruments Defining the Rights of Security         HTML     26K 
                Holders, Including Indentures Instruments Defining               
                the Rights of Security Holders, Including                        
                Indentures                                                       
 5: EX-10.25    Waiver of Series A & B Interest Dated December 31,  HTML     33K 
                2016                                                             
 6: EX-10.26    Waiver of Triggering Event Redemption Notice Dated  HTML     30K 
                December 31, 2016                                                
 7: EX-10.27    Material Contracts                                  HTML     67K 
 8: EX-23.1     Consents of Experts and Counsel                     HTML     21K 
13: EX-99.1     Press Release, Dated March 17, 2017                 HTML     34K 
 9: EX-31.1     Certification Pursuant to Rule 13A-14(A)/15D-14(A)  HTML     27K 
                Certifications Section 302 of the Sarbanes-Oxly                  
                Act of 2002                                                      
10: EX-31.2     Certification Pursuant to Rule 13A-14(A)/15D-14(A)  HTML     27K 
                Certifications Section 302 of the Sarbanes-Oxly                  
                Act of 2002                                                      
11: EX-32.1     Certificate Pursuant to Section 18 U.S.C. Pursuant  HTML     23K 
                to Section 906 of the Sarbanes-Oxley Act of 2002                 
12: EX-32.2     Certificate Pursuant to Section 18 U.S.C. Pursuant  HTML     23K 
                to Section 906 of the Sarbanes-Oxley Act of 2002                 
20: R1          Document And Entity Information                     HTML     50K 
21: R2          Balance Sheets                                      HTML    124K 
22: R3          Balance Sheets (Parenthetical)                      HTML     49K 
23: R4          Statements of Operations                            HTML     63K 
24: R5          Statements of Stockholders' Deficit                 HTML     31K 
25: R6          Statements of Cash Flows                            HTML     77K 
26: R7          Note 1 - Description of the Company                 HTML     24K 
27: R8          Note 2 - Summary of Significant Accounting          HTML     89K 
                Policies                                                         
28: R9          Note 3 - Related Party Transactions                 HTML     26K 
29: R10         Note 4 - Line of Credit                             HTML     27K 
30: R11         Note 5 - Long-Term Debt                             HTML     71K 
31: R12         Note 6 - Equity                                     HTML     38K 
32: R13         Note 7 - Equity Incentive Plan                      HTML     23K 
33: R14         Note 8 - Leases                                     HTML     27K 
34: R15         Note 9 - Income Taxes                               HTML     44K 
35: R16         Note 10 - Commitments and Contingencies             HTML     24K 
36: R17         Note 11 - 401(k) Plan                               HTML     24K 
37: R18         Note 12 - Subsequent Events                         HTML     26K 
38: R19         Note 2 - Summary of Significant Accounting          HTML    134K 
                Policies (Policies)                                              
39: R20         Note 2 - Summary of Significant Accounting          HTML     68K 
                Policies (Tables)                                                
40: R21         Note 4 - Line of Credit (Tables)                    HTML     26K 
41: R22         Note 5 - Long-Term Debt (Tables)                    HTML     54K 
42: R23         Note 8 - Leases (Tables)                            HTML     24K 
43: R24         Note 9 - Income Taxes (Tables)                      HTML     40K 
44: R25         Note 2 - Summary of Significant Accounting          HTML     24K 
                Policies (Details)                                               
45: R26         Note 2 - Summary of Significant Accounting          HTML     38K 
                Policies (Details 1)                                             
46: R27         Note 2 - Summary of Significant Accounting          HTML     26K 
                Policies (Details 2)                                             
47: R28         Note 2 - Summary of Significant Accounting          HTML     31K 
                Policies (Details 3)                                             
48: R29         Note 2 - Summary of Significant Accounting          HTML     28K 
                Policies (Details 4)                                             
49: R30         Note 2 - Summary of Significant Accounting          HTML     31K 
                Policies (Details 5)                                             
50: R31         Note 2 - Summary of Significant Accounting          HTML     66K 
                Policies (Details 6)                                             
51: R32         Note 2 - Summary of Significant Accounting          HTML     62K 
                Policies (Details Narrative)                                     
52: R33         Note 3 - Related Party Transactions (Details        HTML     25K 
                Narrative)                                                       
53: R34         Note 4 - Line of Credit (Details)                   HTML     35K 
54: R35         Note 5 - Long-Term Debt (Details)                   HTML     43K 
55: R36         Note 5 - Long-Term Debt (Details 1)                 HTML     39K 
56: R37         Note 5 - Long-Term Debt (Details 2)                 HTML     31K 
57: R38         Note 5 - Long-Term Debt (Details 3)                 HTML     37K 
58: R39         Note 5 - Long-Term Debt (Details 4)                 HTML     34K 
59: R40         Note 5 - Long-Term Debt (Details Narrative)         HTML     23K 
60: R41         Note 8 - Leases (Details)                           HTML     31K 
61: R42         Note 8 - Leases (Details Narrative)                 HTML     22K 
62: R43         Note 9 - Income Taxes (Details)                     HTML     44K 
63: R44         Note 9 - Income Taxes (Details 1)                   HTML     51K 
64: R45         Note 9 - Income Taxes (Details Narrative)           HTML     25K 
65: R46         Note 11 - 401(k) Plan (Details Narrative)           HTML     22K 
67: XML         IDEA XML File -- Filing Summary                      XML    107K 
66: EXCEL       IDEA Workbook of Financial Reports                  XLSX     62K 
14: EX-101.INS  XBRL Instance -- aert-20161231                       XML    805K 
16: EX-101.CAL  XBRL Calculations -- aert-20161231_cal               XML    139K 
17: EX-101.DEF  XBRL Definitions -- aert-20161231_def                XML    320K 
18: EX-101.LAB  XBRL Labels -- aert-20161231_lab                     XML    649K 
19: EX-101.PRE  XBRL Presentations -- aert-20161231_pre              XML    486K 
15: EX-101.SCH  XBRL Schema -- aert-20161231                         XSD    126K 
68: ZIP         XBRL Zipped Folder -- 0001654954-17-002109-xbrl      Zip     95K

‘EX-3.3’   —   Articles of Incorporation / Bylaws

This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]

 C:   C: 
  Blueprint  
Exhibit 3.3
Amendment No. 1 to the Bylaws
of
Advanced Environmental Recycling Technologies, Inc.,
a Delaware corporation (the “Corporation”)
by
Written Consent of the Board of Directors of the Company (the “Board”)
 
 
Certain capitalized terms not otherwise defined herein shall have the meanings ascribed to such term in the Bylaws of the Corporation (as the same may be amended, restated or otherwise modified, the “Bylaws”).
 
PRELIMINARY STATEMENT
 
WHEREAS, the Board wishes to amend the Bylaws to alter certain provisions; and
 
WHEREAS, pursuant to section 6.19 of the Bylaws, the Bylaws may be amended by the Board, and the Board has consented to the execution of this Amendment No. 1 in accordance with the terms of the Bylaws.
 
NOW, THEREFORE, the Bylaws are hereby amended as follows:
 
1.
Addition of Section 6.20. Article VI is hereby amended by adding a new Section 6.20 to the end thereof:
 
6.20. Forum for Adjudication of Disputes. Unless the Corporation consents in writing to the selection of an alternative forum, the Court of Chancery in the State of Delaware (the “Court of Chancery”) shall be the sole and exclusive forum for any stockholder (including a beneficial owner) to bring (i) any derivative action or proceeding brought on behalf of the Corporation, (ii) any action asserting a claim of breach of fiduciary duty owed by any director, officer or other employee of the Corporation to the Corporation or the Corporation’s stockholders, (iii) any action asserting a claim against the Corporation, its directors, officers or employees arising pursuant to any provision of these Bylaws, the Certificate of Incorporation or the General Corporation Law of the State of Delaware, (iv) any action asserting a claim against the Corporation or its directors, officers or employees governed by the internal affairs doctrine, or (v) any action to interpret, apply, enforce or determine the validity of these Bylaws or the Certificate of Incorporation, except for, as to each of clauses (i) through (v) above, any claim (a) as to which the Court of Chancery determines that there is an indispensable party not subject to the jurisdiction of the Court of Chancery (and the indispensable party does not consent to the personal jurisdiction of the Court of Chancery within ten (10) days following such determination), or (b) for which the Court of Chancery does not have subject matter jurisdiction. If any provision or provisions of this Section 6.20 shall be held to be invalid, illegal or unenforceable as applied to any person or entity or circumstance for any reason whatsoever, then, to the fullest extent permitted by law, the validity, legality and enforceability of such provisions in any other circumstance and of the remaining provisions of this Section 6.20 (including, without limitation, each portion of any sentence of this Section 6.20 containing any such provision held to be invalid, illegal or unenforceable that is not itself held to be invalid, illegal or unenforceable) and the application of such provision to other persons or entities and circumstances shall not in any way be affected or impaired thereby. Any person or entity purchasing or otherwise acquiring any interest in shares of capital stock of the Corporation shall be deemed to have notice of and consented to the provisions of this Section 6.20. Failure to enforce this Section 6.20 would cause the Corporation irreparable harm and the Corporation shall be entitled to equitable relief, including injunction and specific performance, to enforce this Section 6.20.
 
2.
Entire Agreement. This Amendment No. 1, the Bylaws and the other agreements and documents referred to herein and therein contain the complete agreement and understanding among the parties with respect to the subject matter hereof, and terminate, supersede, and preempt any prior understandings, agreements, or representations by or among the parties, written or oral, which may have related to the subject matter hereof in any way.
 
3.
Governing Law. This Amendment No. 1 shall be governed by, and construed in accordance with, the laws of the State of Delaware without giving effect to any choice of law or conflict of law rules or provisions (whether of the State of Delaware or any other jurisdiction) that would cause the application of the laws of any other jurisdiction other than the State of Delaware.
 
 
 
 
 
 
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Filing Submission 0001654954-17-002109   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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