SEC Info - Advanced Environmental Recycling Technologies Inc - ‘10-K’ for 12/31/16

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Advanced Environmental Recycling Technologies Inc – ‘10-K’ for 12/31/16 – ‘EX-31.1’

On: Friday, 3/17/17, at 7:03am ET · For: 12/31/16 · Accession #: 1654954-17-2109 · File #: 1-10367

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/17/17  Advanced Environmental Recyc… Inc 10-K       12/31/16   68:4.2M                                   Blueprint/FA

Annual Report — Form 10-K — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML    475K 
 2: EX-2.3      Plan of Purchase, Sale, Reorganization,             HTML    407K 
                Arrangement, Liquidation or Succession                           
 3: EX-3.3      Articles of Incorporation / Bylaws                  HTML     25K 
 4: EX-4.2      Instruments Defining the Rights of Security         HTML     26K 
                Holders, Including Indentures Instruments Defining               
                the Rights of Security Holders, Including                        
                Indentures                                                       
 5: EX-10.25    Waiver of Series A & B Interest Dated December 31,  HTML     33K 
                2016                                                             
 6: EX-10.26    Waiver of Triggering Event Redemption Notice Dated  HTML     30K 
                December 31, 2016                                                
 7: EX-10.27    Material Contracts                                  HTML     67K 
 8: EX-23.1     Consents of Experts and Counsel                     HTML     21K 
13: EX-99.1     Press Release, Dated March 17, 2017                 HTML     34K 
 9: EX-31.1     Certification Pursuant to Rule 13A-14(A)/15D-14(A)  HTML     27K 
                Certifications Section 302 of the Sarbanes-Oxly                  
                Act of 2002                                                      
10: EX-31.2     Certification Pursuant to Rule 13A-14(A)/15D-14(A)  HTML     27K 
                Certifications Section 302 of the Sarbanes-Oxly                  
                Act of 2002                                                      
11: EX-32.1     Certificate Pursuant to Section 18 U.S.C. Pursuant  HTML     23K 
                to Section 906 of the Sarbanes-Oxley Act of 2002                 
12: EX-32.2     Certificate Pursuant to Section 18 U.S.C. Pursuant  HTML     23K 
                to Section 906 of the Sarbanes-Oxley Act of 2002                 
20: R1          Document And Entity Information                     HTML     50K 
21: R2          Balance Sheets                                      HTML    124K 
22: R3          Balance Sheets (Parenthetical)                      HTML     49K 
23: R4          Statements of Operations                            HTML     63K 
24: R5          Statements of Stockholders' Deficit                 HTML     31K 
25: R6          Statements of Cash Flows                            HTML     77K 
26: R7          Note 1 - Description of the Company                 HTML     24K 
27: R8          Note 2 - Summary of Significant Accounting          HTML     89K 
                Policies                                                         
28: R9          Note 3 - Related Party Transactions                 HTML     26K 
29: R10         Note 4 - Line of Credit                             HTML     27K 
30: R11         Note 5 - Long-Term Debt                             HTML     71K 
31: R12         Note 6 - Equity                                     HTML     38K 
32: R13         Note 7 - Equity Incentive Plan                      HTML     23K 
33: R14         Note 8 - Leases                                     HTML     27K 
34: R15         Note 9 - Income Taxes                               HTML     44K 
35: R16         Note 10 - Commitments and Contingencies             HTML     24K 
36: R17         Note 11 - 401(k) Plan                               HTML     24K 
37: R18         Note 12 - Subsequent Events                         HTML     26K 
38: R19         Note 2 - Summary of Significant Accounting          HTML    134K 
                Policies (Policies)                                              
39: R20         Note 2 - Summary of Significant Accounting          HTML     68K 
                Policies (Tables)                                                
40: R21         Note 4 - Line of Credit (Tables)                    HTML     26K 
41: R22         Note 5 - Long-Term Debt (Tables)                    HTML     54K 
42: R23         Note 8 - Leases (Tables)                            HTML     24K 
43: R24         Note 9 - Income Taxes (Tables)                      HTML     40K 
44: R25         Note 2 - Summary of Significant Accounting          HTML     24K 
                Policies (Details)                                               
45: R26         Note 2 - Summary of Significant Accounting          HTML     38K 
                Policies (Details 1)                                             
46: R27         Note 2 - Summary of Significant Accounting          HTML     26K 
                Policies (Details 2)                                             
47: R28         Note 2 - Summary of Significant Accounting          HTML     31K 
                Policies (Details 3)                                             
48: R29         Note 2 - Summary of Significant Accounting          HTML     28K 
                Policies (Details 4)                                             
49: R30         Note 2 - Summary of Significant Accounting          HTML     31K 
                Policies (Details 5)                                             
50: R31         Note 2 - Summary of Significant Accounting          HTML     66K 
                Policies (Details 6)                                             
51: R32         Note 2 - Summary of Significant Accounting          HTML     62K 
                Policies (Details Narrative)                                     
52: R33         Note 3 - Related Party Transactions (Details        HTML     25K 
                Narrative)                                                       
53: R34         Note 4 - Line of Credit (Details)                   HTML     35K 
54: R35         Note 5 - Long-Term Debt (Details)                   HTML     43K 
55: R36         Note 5 - Long-Term Debt (Details 1)                 HTML     39K 
56: R37         Note 5 - Long-Term Debt (Details 2)                 HTML     31K 
57: R38         Note 5 - Long-Term Debt (Details 3)                 HTML     37K 
58: R39         Note 5 - Long-Term Debt (Details 4)                 HTML     34K 
59: R40         Note 5 - Long-Term Debt (Details Narrative)         HTML     23K 
60: R41         Note 8 - Leases (Details)                           HTML     31K 
61: R42         Note 8 - Leases (Details Narrative)                 HTML     22K 
62: R43         Note 9 - Income Taxes (Details)                     HTML     44K 
63: R44         Note 9 - Income Taxes (Details 1)                   HTML     51K 
64: R45         Note 9 - Income Taxes (Details Narrative)           HTML     25K 
65: R46         Note 11 - 401(k) Plan (Details Narrative)           HTML     22K 
67: XML         IDEA XML File -- Filing Summary                      XML    107K 
66: EXCEL       IDEA Workbook of Financial Reports                  XLSX     62K 
14: EX-101.INS  XBRL Instance -- aert-20161231                       XML    805K 
16: EX-101.CAL  XBRL Calculations -- aert-20161231_cal               XML    139K 
17: EX-101.DEF  XBRL Definitions -- aert-20161231_def                XML    320K 
18: EX-101.LAB  XBRL Labels -- aert-20161231_lab                     XML    649K 
19: EX-101.PRE  XBRL Presentations -- aert-20161231_pre              XML    486K 
15: EX-101.SCH  XBRL Schema -- aert-20161231                         XSD    126K 
68: ZIP         XBRL Zipped Folder -- 0001654954-17-002109-xbrl      Zip     95K

‘EX-31.1’ — Certification Pursuant to Rule 13A-14(A)/15D-14(A) Certifications Section 302 of the Sarbanes-Oxly Act of 2002

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

C: C:

Blueprint

Exhibit 31.1

CERTIFICATION

I, Timothy D. Morrison, certify that:

I have reviewed this annual report for the year ended December 31, 2016 on Form 10-K of Advanced Environmental Recycling Technologies, Inc.;

Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;

The registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:

(a)

Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

(b)

Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

(c)

Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and

(d)

Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and

The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):

(a)

All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and

(b)

Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.

Date: March 17, 2017

/s/ Timothy D. Morrison

TIMOTHY D. MORRISON

Chief Executive Officer and Director

(principal executive officer)

Dates Referenced Herein and Documents Incorporated by Reference

This ‘10-K’ Filing	Date	Other Filings

Filed on:	3/17/17
For Period end:	12/31/16	10-K/A
		List all Filings

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Filing Submission 0001654954-17-002109 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)