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Freedom Holding Corp. – ‘10-K’ for 3/31/20 – ‘EX-4.04’

On:  Monday, 7/13/20, at 7:36pm ET   ·   As of:  7/14/20   ·   For:  3/31/20   ·   Accession #:  1654954-20-7646   ·   File #:  1-33034

Previous ‘10-K’:  ‘10-K’ on 6/14/19 for 3/31/19   ·   Next:  ‘10-K’ on 6/15/21 for 3/31/21   ·   Latest:  ‘10-K’ on 8/4/23 for 3/31/23   ·   7 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 7/14/20  Freedom Holding Corp.             10-K        3/31/20  119:6.7M                                   Blueprint/FA

Annual Report   —   Form 10-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML    721K 
 2: EX-4.01     Description of Securities                           HTML     33K 
 3: EX-4.03     Exchange Bond Terms and Conditions in the           HTML     89K 
                Framework of the Exchange Bond Program                           
 4: EX-4.04     Agreement to Furnish Instruments                    HTML     31K 
 5: EX-10.02    Employment Contract No. 10 Between Beliv Gorod Ic   HTML     42K 
                LLC and Timur Turlov                                             
 6: EX-10.03    Supplementary Agreement No. 1                       HTML     37K 
 7: EX-10.04    Supplementary Agreement No. 2                       HTML     37K 
 8: EX-10.05    Supplementary Agreement Dated January 25, 2016      HTML    104K 
 9: EX-10.06    Supplementary Agreement to An Employment Contract   HTML     35K 
                No. 15-128 From 09 February 2015 Between Freedom                 
                Finance Joint Stock Company and Evgeniy Ler                      
10: EX-10.07    Employment Agreement No. 18-107/1 Dated November    HTML    102K 
                1, 2018 Between Freedom Finance Joint Stock                      
                Company and Askar Tashtitov                                      
11: EX-10.08    Supplementary Agreement to An Employment Contract   HTML     35K 
                No. 18-107/1 From 01 November 2018 Between Freedom               
                Finance Joint Stock Company and Askar Tashtitov                  
12: EX-21.01    Subsidiaries of the Registrant                      HTML     38K 
13: EX-24       Power of Attorney                                   HTML     29K 
14: EX-31.01    Certification Pursuant to Rule 13A-14(A)/15D-14(A)  HTML     35K 
                Certifications Section 302 of the Sarbanes-Oxly                  
                Act of 2002                                                      
15: EX-31.02    Certification Pursuant to Rule 13A-14(A)/15D-14(A)  HTML     35K 
                Certifications Section 302 of the Sarbanes-Oxly                  
                Act of 2002                                                      
16: EX-32.01    Certificate Pursuant to Section 18 U.S.C. Pursuant  HTML     32K 
                to Section 906 of the Sarbanes-Oxley Act of 2002                 
23: R1          Document and Entity Information                     HTML     67K 
24: R2          Consolidated Balance Sheets                         HTML    125K 
25: R3          Consolidated Balance Sheet (Parenthetical)          HTML     46K 
26: R4          Consolidated Statements of Operations and           HTML    120K 
                Statements of Other Comprehensive Income/(Loss)                  
27: R5          Consolidated Statements of Shareholders' Equity     HTML     74K 
28: R6          Consolidated Statements of Cash Flows               HTML    145K 
29: R7          Description of Business                             HTML     37K 
30: R8          Summary of Significant Accounting Policies          HTML     82K 
31: R9          Cash and Cash Equivalents                           HTML     49K 
32: R10         Restricted Cash                                     HTML     34K 
33: R11         Trading and Available-For-Sale Securities at Fair   HTML     78K 
                Value                                                            
34: R12         Brokerage and Other Receivables, Net                HTML     36K 
35: R13         Loans Issued                                        HTML     45K 
36: R14         Deferred Tax Assets                                 HTML     50K 
37: R15         Fixed Assets, Net                                   HTML     37K 
38: R16         Intangible Assets, Net                              HTML     35K 
39: R17         Other Assets, Net                                   HTML     36K 
40: R18         Securities Sold, Not Yet Purchased - At Fair Value  HTML     32K 
41: R19         Debt Securities Issued                              HTML     35K 
42: R20         Customer Liabilities                                HTML     33K 
43: R21         Trade Payables                                      HTML     34K 
44: R22         Securities Repurchase Agreement Obligations         HTML     45K 
45: R23         Loans Received                                      HTML     34K 
46: R24         Other Liabilities                                   HTML     34K 
47: R25         Fee and Commission Income/ (Expense)                HTML     38K 
48: R26         Net Gain on Trading Securities                      HTML     33K 
49: R27         Net Interest Income/Expense                         HTML     43K 
50: R28         Net Gain/(Loss) on Foreign Exchange Operations      HTML     35K 
51: R29         Related Party Transactions                          HTML     36K 
52: R30         Stockholder's Equity                                HTML     32K 
53: R31         Stock Based Compensation                            HTML     45K 
54: R32         Leases                                              HTML     38K 
55: R33         Subsequent Events                                   HTML     32K 
56: R34         Summary of Significant Accounting Policies          HTML    133K 
                (Policies)                                                       
57: R35         Summary of Significant Accounting Policies          HTML     32K 
                (Tables)                                                         
58: R36         Cash and Cash Equivalents (Tables)                  HTML     48K 
59: R37         Restricted Cash (Tables)                            HTML     35K 
60: R38         Trading and Available-For-Sale Securities at Fair   HTML     81K 
                Value (Tables)                                                   
61: R39         Brokerage and Other Receivables, Net (Tables)       HTML     35K 
62: R40         Loans Issued (Tables)                               HTML     45K 
63: R41         Deferred Tax Assets (Tables)                        HTML     50K 
64: R42         Fixed Assets, Net (Tables)                          HTML     36K 
65: R43         Intangible Assets, Net (Tables)                     HTML     35K 
66: R44         Other Assets, Net (Tables)                          HTML     36K 
67: R45         Debt Securities Issued (Tables)                     HTML     33K 
68: R46         Customer Liabilities (Tables)                       HTML     33K 
69: R47         Trade Payables (Tables)                             HTML     34K 
70: R48         Securities Repurchase Agreement Obligation          HTML     44K 
                (Tables)                                                         
71: R49         Loans Received (Tables)                             HTML     34K 
72: R50         Other Liabilities (Tables)                          HTML     34K 
73: R51         Fee and Commission Income/(Expense) (Tables)        HTML     38K 
74: R52         Net Gain on Trading Securities (Tables)             HTML     33K 
75: R53         Net Interest Income/(Expense) (Tables)              HTML     43K 
76: R54         Net Gain/(Loss) on Foreign Exchange Operations      HTML     33K 
                (Tables)                                                         
77: R55         Stock Based Compensation (Tables)                   HTML     45K 
78: R56         Leases (Tables)                                     HTML     38K 
79: R57         Summary of Significant Accounting Policies          HTML     34K 
                (Details)                                                        
80: R58         Summary of Significant Accounting Policies          HTML     33K 
                (Details Narrative)                                              
81: R59         Cash and Cash Equivalents (Details)                 HTML     47K 
82: R60         Cash and Cash Equivalents (Details 1)               HTML     41K 
83: R61         Restricted Cash (Details)                           HTML     37K 
84: R62         Trading and Available-For-Sale Securities at Fair   HTML     41K 
                Value (Details)                                                  
85: R63         Trading and Available-For-Sale Securities at Fair   HTML     62K 
                Value (Details 1)                                                
86: R64         Trading And Available-For-Sale Securities At Fair   HTML     40K 
                Value (Details 2)                                                
87: R65         Trading and Available-For-Sale Securities at Fair   HTML     48K 
                Value (Details 3)                                                
88: R66         Trading and Available-For-Sale Securities at Fair   HTML     45K 
                Value (Details 4)                                                
89: R67         Brokerage and Other Receivables, Net (Details)      HTML     44K 
90: R68         Loans Issued (Details)                              HTML     52K 
91: R69         Deferred Tax Assets (Details)                       HTML     52K 
92: R70         Deferred Tax Assets (Details 1)                     HTML     56K 
93: R71         Deferred Tax Assets (Details 2)                     HTML     39K 
94: R72         Deferred Tax Assets (Details Narrative)             HTML     45K 
95: R73         Fixed Assets, Net (Details)                         HTML     49K 
96: R74         Fixed Assets, Net (Details Narrative)               HTML     31K 
97: R75         Intangible Assets, Net (Details)                    HTML     39K 
98: R76         Intangible Assets, Net (Details Narrative)          HTML     31K 
99: R77         Other Assets, Net (Details)                         HTML     46K 
100: R78         Debt Securities Issued (Details)                    HTML     34K  
101: R79         Customer Liabilities (Details)                      HTML     32K  
102: R80         Trade Payables (Details)                            HTML     36K  
103: R81         Securities Repurchase Agreement Obligation          HTML     45K  
                (Details)                                                        
104: R82         Loans Received (Details)                            HTML     45K  
105: R83         Other Liabilities (Details)                         HTML     39K  
106: R84         Fee and Commission Income/(Expense) (Details)       HTML     43K  
107: R85         Net Gain on Trading Securities (Details)            HTML     34K  
108: R86         Net Interest Income/(Expense) (Details)             HTML     52K  
109: R87         Net Gain/(Loss) on Foreign Exchange Operations      HTML     33K  
                (Details)                                                        
110: R88         Stock Based Compensation (Details)                  HTML     36K  
111: R89         Stock Based Compensation (Details 1)                HTML     68K  
112: R90         Stock Based Compensation (Details 2)                HTML     49K  
113: R91         Leases (Details)                                    HTML     36K  
114: R92         Leases (Details 1)                                  HTML     53K  
115: R93         Leases (Details Narrative)                          HTML     30K  
116: R9999       Uncategorized Items - frhc-20200331.xml             HTML     30K  
118: XML         IDEA XML File -- Filing Summary                      XML    205K  
117: EXCEL       IDEA Workbook of Financial Reports                  XLSX    121K  
17: EX-101.INS  XBRL Instance -- frhc-20200331                       XML   1.72M 
19: EX-101.CAL  XBRL Calculations -- frhc-20200331_cal               XML    196K 
20: EX-101.DEF  XBRL Definitions -- frhc-20200331_def                XML    445K 
21: EX-101.LAB  XBRL Labels -- frhc-20200331_lab                     XML    997K 
22: EX-101.PRE  XBRL Presentations -- frhc-20200331_pre              XML    831K 
18: EX-101.SCH  XBRL Schema -- frhc-20200331                         XSD    265K 
119: ZIP         XBRL Zipped Folder -- 0001654954-20-007646-xbrl      Zip    141K  


‘EX-4.04’   —   Agreement to Furnish Instruments


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



 C:   C: 
  frhc_ex404  
 
EXHIBIT 4.04
 
AGREEMENT TO FURNISH INSTRUMENTS AND AGREEMENT
DEFINING RIGHTS OF HOLDERS OF LONG-TERM DEBT
 
 
July 13, 2020
 
Securities and Exchange Commission
100 F Street, NE
Washington, D.C. 20549
 
RE:            
Freedom Holding Corp – Annual Report on Form 10-K for the fiscal year ended March 31, 2020
 
Ladies and Gentlemen:
 
Freedom Holding Corp, a Nevada corporation (“FRHC”) , is today filing with the Securities and Exchange Commission (the “Commission”) its Annual Report on Form 10-K for the fiscal year ended March 31, 2020 (the “FRHC 2020 Form 10-K”).
 
Pursuant to the instructions relating to Exhibits in Item 601(b)(4)(iii) of Regulation S-K, FRHC hereby agrees to furnish to the Commission, upon request, copies of instruments and agreements defining the rights of holders of long-term debt and of the long-term debt of its consolidated subsidiaries, which are not being filed as exhibits to FRHC 2020 Form 10-K. The amount of debt authorized under any such instrument, other than those filed or incorporated by reference as an exhibit to the FRHC 2020 Form 10-K, does not exceed 10% of the total assets of FRHC and its consolidated subsidiaries.
 
Very truly yours,
 
FREEDOM HOLDING CORP.
 
 
 
/s/ Evgeniy Ler 
Evgeniy Ler
Chief Financial Officer
 
 

Dates Referenced Herein

This ‘10-K’ Filing    Date    Other Filings
Filed as of:7/14/20None on these Dates
Filed on:7/13/20
For Period end:3/31/20
 List all Filings 


7 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/04/23  Freedom Holding Corp.             10-K        3/31/23  170:23M
 4/26/23  Freedom Holding Corp.             10-K/A      3/31/22  146:20M
 5/31/22  Freedom Holding Corp.             10-K        3/31/22  134:14M
 6/15/21  Freedom Holding Corp.             10-K        3/31/21  131:9.1M                                   Blueprint/FA
 2/09/21  Freedom Holding Corp.             10-Q       12/31/20  100:6.8M                                   Blueprint/FA
11/09/20  Freedom Holding Corp.             10-Q        9/30/20   94:6.2M                                   Blueprint/FA
 8/11/20  Freedom Holding Corp.             10-Q        6/30/20   89:5.3M                                   Blueprint/FA
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Filing Submission 0001654954-20-007646   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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