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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/18/22 Mill City Ventures III, Ltd. 10-Q 9/30/22 57:4.2M Blueprint/FA |
Document/Exhibit Description Pages Size
1: 10-Q Quarterly Report HTML 990K
2: EX-31.1 Certification -- §302 - SOA'02 HTML 19K
3: EX-31.2 Certification -- §302 - SOA'02 HTML 19K
4: EX-32.1 Certification -- §906 - SOA'02 HTML 17K
10: R1 Cover HTML 64K
11: R2 Condensed Balance Sheets HTML 101K
12: R3 Condensed Balance Sheets (Parenthetical) HTML 24K
13: R4 Condensed Statements of Operations (Unaudited) HTML 67K
14: R5 Condensed Statements of Shareholders' Equity HTML 68K
(Unaudited)
15: R6 Condensed Statements of Cash Flows (Unaudited) HTML 70K
16: R7 Condensed Schedule of Investments HTML 104K
17: R8 Organization HTML 20K
18: R9 Significant Accounting Policies HTML 37K
19: R10 Investments and Loans HTML 60K
20: R11 Fair Value of Financial Instruments HTML 90K
21: R12 Related-Party Transactions HTML 21K
22: R13 Income Taxes HTML 22K
23: R14 Line of Credit HTML 24K
24: R15 Shareholders' Equity HTML 24K
25: R16 Per-Share Information HTML 29K
26: R17 Operating Leases HTML 34K
27: R18 Financial Highlights HTML 70K
28: R19 Significant Accounting Policies (Policies) HTML 56K
29: R20 Investments and Loans (Tables) HTML 60K
30: R21 Fair Value of Financial Instruments (Tables) HTML 92K
31: R22 Per-Share Information (Tables) HTML 28K
32: R23 Operating Leases (Tables) HTML 36K
33: R24 Financial Highlights (Tables) HTML 69K
34: R25 Organization (Details Narrative) HTML 17K
35: R26 Significant Accounting Policies (Details HTML 21K
Narrative)
36: R27 Investments and Loans (Details) HTML 37K
37: R28 Investments and Loans (Details 1) HTML 28K
38: R29 Investments and Loans (Details Narrative) HTML 19K
39: R30 Fair Value of Financial Instruments (Details) HTML 36K
40: R31 Fair Value of Financial Instruments (Details 1) HTML 35K
41: R32 Fair Value of Financial Instruments (Details 2) HTML 35K
42: R33 Fair Value of Financial Instruments (Details HTML 18K
Narrative)
43: R34 Related-Party Transactions (Details Narrative) HTML 27K
44: R35 Income Taxes (Details Narrative) HTML 27K
45: R36 Line of Credit (Details Narrative) HTML 31K
46: R37 Shareholders' Equity (Details Narrative) HTML 39K
47: R38 Per-Share Information (Details) HTML 27K
48: R39 Operating Leases (Details) HTML 24K
49: R40 Operating Leases (Details 1) HTML 23K
50: R41 Operating Leases (Details 2) HTML 25K
51: R42 Operating Leases (Details Narrative) HTML 21K
52: R43 Financial Highlights (Details) HTML 57K
55: XML IDEA XML File -- Filing Summary XML 98K
53: XML XBRL Instance -- mcvt_10q_htm XML 1.21M
54: EXCEL IDEA Workbook of Financial Reports XLSX 90K
7: EX-101.CAL XBRL Calculations -- mcvt-20220930_cal XML 117K
9: EX-101.DEF XBRL Definitions -- mcvt-20220930_def XML 304K
6: EX-101.LAB XBRL Labels -- mcvt-20220930_lab XML 621K
8: EX-101.PRE XBRL Presentations -- mcvt-20220930_pre XML 518K
5: EX-101.SCH XBRL Schema -- mcvt-20220930 XSD 134K
56: JSON XBRL Instance as JSON Data -- MetaLinks 243± 341K
57: ZIP XBRL Zipped Folder -- 0001654954-22-015573-xbrl Zip 153K
EXHIBIT 31.1
SECTION 302 CERTIFICATION
I, Douglas M. Polinsky, certify that:
| 1. | I have reviewed this quarterly report on Form 10-Q of Mill City Ventures III, Ltd.; |
| 2. | Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; |
| 3. | Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report; |
| 4. | The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have: |
| (a) | Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; |
| (b) | Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; |
| (c) | Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and |
| (d) | Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and |
| 5. |
The registrant’s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions): |
| (a) | All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and |
| (b) | Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting. |
| Date: November 16, 2022 | /s/ Douglas M. Polinsky | ||
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| Chief Executive Officer |
| This ‘10-Q’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 11/18/22 | |||
| 11/16/22 | ||||
| For Period end: | 9/30/22 | NT 10-Q | ||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 1/23/13 Mill City Ventures III, Ltd. 8-K:5,7,9 1/17/13 3:37K Toppan Merrill/FA 1/29/08 Mill City Ventures III, Ltd. 10SB12G 6:1.3M Toppan Merrill/FA |