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Tropical Racing Inc. – ‘C-U’ on 4/5/21

On:  Monday, 4/5/21, at 2:21pm ET   ·   Accession #:  1640334-21-770   ·   File #:  20-27574

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/05/21  Tropical Racing Inc.              C-U                    1:4K                                     Pubco Reporting … Inc/FA

Progress Update   —   Form C-U   —   Reg. Crowdfunding
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: C-U         Progress Update -- primary_doc.xml                  HTML      2K 




        

This ‘C-U’ Document is an XML Data File that may be rendered in various formats:

  Form C    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Progress Update
 
schemaVersion:

Form C: Filer Information

Filer CIK:
0001746611 
Filer CCC:
XXXXXXXX 
File Number:
020-27574 
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Submission Contact Information

Name:
 
Phone Number:
 
Contact E-Mail Address:
 
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Form C: Issuer Information

Issuer Information

Name of Issuer:

TROPICAL RACING INC 

Describe Progress Update:

The Offering closed successfully on 3/30/21, having received investment commitments of $142,834, although a final accounting has not taken place. 

Legal Status of Issuer:

Form:

Corporation 

Jurisdiction of Incorporation/Organization:

FLORIDA  

Date of Incorporation/Organization:

3/31/17 

Physical Address of Issuer:

Address 1:

1740 GRASSY SPRINGS ROAD 

City:

VERSAILLES 

State/Country:

KENTUCKY  

Mailing Zip/Postal Code:

40383 

Website of Issuer:

www.tropicalracing.com 

Intermediary through which the Offering will be Conducted:

CIK:

0001751525 

Company Name:

OpenDeal Portal LLC 

Commission File Number:

007-00167 

CRD Number:

283874 

Form C: Signature

Signature

Pursuant to the requirements of Sections 4(a)(6) and 4A of the Securities Act of 1933 and Regulation Crowdfunding (§ 227.100-503), the issuer certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form C and has duly caused this Form to be signed on its behalf by the duly authorized undersigned.

Issuer:

TROPICAL RACING INC 

Signature:

/s/ Troy Levy 

Title:

President and Chief Executive Officer 

Pursuant to the requirements of Sections 4(a)(6) and 4A of the Securities Act of 1933 and Regulation Crowdfunding (§ 227.100-503), this Form C has been signed by the following persons in the capacities and on the dates indicated.

Signature:

/s/ Troy Levy 

Title:

President, Chief Executive Officer and Director 

Date:

4/5/21 

Pursuant to the requirements of Sections 4(a)(6) and 4A of the Securities Act of 1933 and Regulation Crowdfunding (§ 227.100-503), this Form C has been signed by the following persons in the capacities and on the dates indicated.

Signature:

/s/ Sunny Sharma 

Title:

Interim Chief Financial Officer 

Date:

4/5/21 

Pursuant to the requirements of Sections 4(a)(6) and 4A of the Securities Act of 1933 and Regulation Crowdfunding (§ 227.100-503), this Form C has been signed by the following persons in the capacities and on the dates indicated.

Signature:

/s/ Ronald Kapphahn 

Title:

Director 

Date:

4/5/21 


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Filing Submission 0001640334-21-000770   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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