SEC Info - Castellum, Inc. - ‘8-K’ for 3/21/24

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Castellum, Inc. – ‘8-K’ for 3/21/24

On: Thursday, 3/21/24, at 4:24pm ET · For: 3/21/24 · Accession #: 1877939-24-20 · File #: 1-41526

  As Of               Filer                 Filing    For·On·As Docs:Size

 3/21/24  Castellum, Inc.                   8-K:8,9     3/21/24   11:240K

Current Report — Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     25K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     22K 
 6: R1          Cover                                               HTML     47K 
 8: XML         IDEA XML File -- Filing Summary                      XML     11K 
11: XML         XBRL Instance -- ctm-20240321_htm                    XML     14K 
 7: EXCEL       IDEA Workbook of Financial Report Info              XLSX      8K 
 4: EX-101.LAB  XBRL Labels -- ctm-20240321_lab                      XML     64K 
 5: EX-101.PRE  XBRL Presentations -- ctm-20240321_pre               XML     34K 
 3: EX-101.SCH  XBRL Schema -- ctm-20240321                          XSD     10K 
 9: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    17K 
10: ZIP         XBRL Zipped Folder -- 0001877939-24-000020-xbrl      Zip     18K

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

iX: C: C:

ctm-20240321

i 0001877939 i False00018779392024-01-242024-01-24

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934

Date of Report (Date of earliest event reported): i March 21, 2024

i CASTELLUM, INC.

(Exact name of Registrant as specified in its charter)

i Nevada

i 001-41526

i 27-4079982

(State or other jurisdiction

of incorporation)

(Commission

File Number)

(IRS Employer

Identification No.)

i 3 Bethesda Metro Center, Suite 700

i Bethesda, i MD i 20814

(Address of principal executive offices, including zip code)

i 301- i 961-4895

(Registrant’s telephone number, including area code)

Check the appropriate box below if the 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:


i ☐			Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ☐			Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐			Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐			Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13(c)).

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

i Common stock, par value $0.0001 per share

i CTM

i NYSE American LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company i ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. i ☒

Item 8.01 Other Events.

On March 21, 2024, Castellum, Inc. (the “Company”) issued a press release announcing its financial results for the year ended December 31, 2023. The full text of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.


Exhibit No.			Exhibit Title
99.1			Press Release dated M arch 21, 2024
104			Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

CASTELLUM, INC.

Date: March 21, 2024

By:

/s/ Mark C. Fuller

Name:

Mark C. Fuller

Title:

Chief Executive Officer (Principal Executive Officer)

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

Filed on / For Period end:	3/21/24	10-K
	12/31/23	10-K
		List all Filings

2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/18/24  Castellum, Inc.                   424B2                  1:101K                                   Workiva Inc Wde… FA01/FA
 4/08/24  Castellum, Inc.                   S-3                    4:274K                                   Workiva Inc Wde… FA01/FA

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Filing Submission 0001877939-24-000020 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)