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Grocery Outlet Holding Corp. – ‘10-Q’ for 9/30/23 – ‘EX-32.1’

On:  Wednesday, 11/8/23, at 4:01pm ET   ·   For:  9/30/23   ·   Accession #:  1771515-23-103   ·   File #:  1-38950

Previous ‘10-Q’:  ‘10-Q’ on 8/9/23 for 7/1/23   ·   Next & Latest:  ‘10-Q’ on 5/8/24 for 3/30/24   ·   3 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size

11/08/23  Grocery Outlet Holding Corp.      10-Q        9/30/23   61:6M

Quarterly Report   —   Form 10-Q

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML   1.21M 
 2: EX-10.1     Material Contract                                   HTML     28K 
 3: EX-31.1     Certification -- §302 - SOA'02                      HTML     24K 
 4: EX-31.2     Certification -- §302 - SOA'02                      HTML     24K 
 5: EX-32.1     Certification -- §906 - SOA'02                      HTML     21K 
 6: EX-32.2     Certification -- §906 - SOA'02                      HTML     21K 
12: R1          Cover                                               HTML     71K 
13: R2          Condensed Consolidated Balance Sheets               HTML    127K 
14: R3          Condensed Consolidated Balance Sheets               HTML     45K 
                (Parenthetical)                                                  
15: R4          Condensed Consolidated Statements of Operations     HTML     91K 
                and Comprehensive Income                                         
16: R5          Condensed Consolidated Statements of Stockholders'  HTML     91K 
                Equity                                                           
17: R6          Condensed Consolidated Statements of Cash Flows     HTML    123K 
18: R7          Organization and Summary of Significant Accounting  HTML     69K 
                Policies                                                         
19: R8          Independent Operator Notes and Independent          HTML     91K 
                Operator Receivables                                             
20: R9          Long-term Debt                                      HTML     79K 
21: R10         Stockholders' Equity                                HTML     28K 
22: R11         Share-based Awards                                  HTML     67K 
23: R12         Income Taxes                                        HTML     34K 
24: R13         Related Party Transactions                          HTML     26K 
25: R14         Commitments and Contingencies                       HTML     23K 
26: R15         Earnings Per Share                                  HTML     47K 
27: R16         Pay vs Performance Disclosure                       HTML     32K 
28: R17         Insider Trading Arrangements                        HTML     53K 
29: R18         Organization and Summary of Significant Accounting  HTML     72K 
                Policies (Policies)                                              
30: R19         Organization and Summary of Significant Accounting  HTML     44K 
                Policies (Tables)                                                
31: R20         Independent Operator Notes and Independent          HTML     90K 
                Operator Receivables (Tables)                                    
32: R21         Long-term Debt (Tables)                             HTML     73K 
33: R22         Share-based Awards (Tables)                         HTML     72K 
34: R23         Income Taxes (Tables)                               HTML     28K 
35: R24         Earnings Per Share (Tables)                         HTML     49K 
36: R25         Organization and Summary of Significant Accounting  HTML     49K 
                Policies - Narrative (Details)                                   
37: R26         Organization and Summary of Significant Accounting  HTML     33K 
                Policies - Schedule of Carrying Amount and                       
                Estimated Fair Values of Financial Liabilities                   
                (Details)                                                        
38: R27         Organization and Summary of Significant Accounting  HTML     31K 
                Policies - Schedule of Sales Revenue by Product                  
                (Details)                                                        
39: R28         Independent Operator Notes and Independent          HTML     49K 
                Operator Receivables - Narrative (Details)                       
40: R29         Independent Operator Notes and Independent          HTML     65K 
                Operator Receivables - Schedule of Amounts Due                   
                from Independent Operators (Details)                             
41: R30         Independent Operator Notes and Independent          HTML     26K 
                Operator Receivables - Schedule of Allowance for                 
                Credit Loss Activity (Details)                                   
42: R31         Independent Operator Notes and Independent          HTML     50K 
                Operator Receivables - Schedule of Independent                   
                Operator Notes by Credit Quality Indicators and                  
                Year of Origination (Details)                                    
43: R32         Long-term Debt - Schedule of Long-term Debt         HTML     43K 
                (Details)                                                        
44: R33         Long-term Debt - Narrative (Details)                HTML    137K 
45: R34         Long-term Debt - Schedule of Principal Maturities   HTML     37K 
                (Details)                                                        
46: R35         Long-term Debt - Schedule of Interest Expense, Net  HTML     34K 
                (Details)                                                        
47: R36         Long-term Debt - Schedule of Loss on Debt           HTML     26K 
                Extinguishment and Modification Cost (Details)                   
48: R37         Stockholders' Equity (Details)                      HTML     35K 
49: R38         Share-based Awards - Schedule of Stock Option       HTML     48K 
                Activity (Details)                                               
50: R39         Share-based Awards - Schedule of RSU and PSU        HTML     60K 
                Activity (Details)                                               
51: R40         Share-based Awards - Schedule of Share-Based        HTML     31K 
                Compensation Expense (Details)                                   
52: R41         Income Taxes - Schedule of Income Tax Expense and   HTML     25K 
                Effective Tax Rate (Details)                                     
53: R42         Income Taxes - Narrative (Details)                  HTML     21K 
54: R43         Related Party Transactions (Details)                HTML     36K 
55: R44         Earnings Per Share - Schedule of Earnings Per       HTML     66K 
                Share, Basic and Diluted (Details)                               
56: R45         Earnings Per Share - Schedule of Antidilutive       HTML     24K 
                Securities Excluded from Computation of Earnings                 
                Per Share (Details)                                              
59: XML         IDEA XML File -- Filing Summary                      XML    105K 
57: XML         XBRL Instance -- go-20230930_htm                     XML   1.22M 
58: EXCEL       IDEA Workbook of Financial Report Info              XLSX    110K 
 8: EX-101.CAL  XBRL Calculations -- go-20230930_cal                 XML    206K 
 9: EX-101.DEF  XBRL Definitions -- go-20230930_def                  XML    422K 
10: EX-101.LAB  XBRL Labels -- go-20230930_lab                       XML   1.44M 
11: EX-101.PRE  XBRL Presentations -- go-20230930_pre                XML    810K 
 7: EX-101.SCH  XBRL Schema -- go-20230930                           XSD    119K 
60: JSON        XBRL Instance as JSON Data -- MetaLinks              409±   603K 
61: ZIP         XBRL Zipped Folder -- 0001771515-23-000103-xbrl      Zip    305K 


‘EX-32.1’   —   Certification — §906 – SOA’02


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



 C:   C: 
  Document  
Exhibit 32.1
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER PURSUANT TO 18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
In connection with the Quarterly Report of Grocery Outlet Holding Corp. (the "Company") on Form 10-Q for the period ended September 30, 2023 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Robert J. Sheedy, Jr., certify pursuant to 18 U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, that:
(1)The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and
(2)The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

Date:November 8, 2023By:/s/ Robert J. Sheedy, Jr.
Robert J. Sheedy, Jr.
President and Chief Executive Officer
(Principal Executive Officer)



Dates Referenced Herein

This ‘10-Q’ Filing    Date    Other Filings
Filed on:11/8/23None on these Dates
For Period end:9/30/23
 List all Filings 


1 Subsequent Filing that References this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/28/24  Grocery Outlet Holding Corp.      10-K       12/30/23   90:10M


2 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/10/22  Grocery Outlet Holding Corp.      8-K:3,5,9   6/06/22   12:460K
 4/08/22  Grocery Outlet Holding Corp.      8-K:5,9     4/06/22   11:388K
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Filing Submission 0001771515-23-000103   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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