SEC Info - Hortonworks, Inc. - ‘15-12B’ on 1/15/19

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Hortonworks, Inc. – ‘15-12B’ on 1/15/19

On: Tuesday, 1/15/19, at 5:16pm ET · Effective: 1/15/19 · Accession #: 1628280-19-336 · File #: 1-36780

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 1/15/19  Hortonworks, Inc.                 15-12B      1/15/19    1:13K                                    Workiva Inc Wde… FA01/FA

Certification of Termination of Registration of a Class of Securities — Form 15
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 15-12B      Certification of Termination of Registration of a   HTML     10K 
                          Class of Securities

This is an HTML Document rendered as filed. [ Alternative Formats ]

<! C: C:

Document

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 15

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION

UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934

OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934.

Commission File Number: 001-36780

Hortonworks, Inc.

(Exact name of registrant as specified in its charter)

5470 Great America Parkway

Santa Clara, California 95054

(408) 916-4121

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

Common Stock, $0.0001 par value per share

(Title of each class of securities covered by this Form)

None

(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:



Rule 12g-4(a)(1)	ý
Rule 12g-4(a)(2)	☐
Rule 12h-3(b)(1)(i)	ý
Rule 12h-3(b)(1)(ii)	☐
Rule 15d-6	☐
Rule 15d-22(b)	☐

Approximate number of holders of record as of the certification or notice date: One

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, Hortonworks, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.



Date: January 15, 2019	By:	/s/ *Jim Frankola*
	Name:	Jim Frankola
	Title:	Chief Financial Officer

Dates Referenced Herein

This ‘15-12B’ Filing	Date	Other Filings

Filed on / Effective on:	1/15/19	None on these Dates
		List all Filings

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Filing Submission 0001628280-19-000336 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Hortonworks, Inc. – ‘15-12B’ on 1/15/19

On: Tuesday, 1/15/19, at 5:16pm ET · Effective: 1/15/19 · Accession #: 1628280-19-336 · File #: 1-36780

Certification of Termination of Registration of a Class of Securities — Form 15Filing Table of Contents

This is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein

Certification of Termination of Registration of a Class of Securities — Form 15
Filing Table of Contents