SEC Info - Digital Turbine, Inc. - ‘10-K’ for 3/31/21

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Digital Turbine, Inc. – ‘10-K’ for 3/31/21 – ‘EX-31.2’

On: Thursday, 6/10/21, at 4:31pm ET · For: 3/31/21 · Accession #: 1628280-21-12023 · File #: 1-35958

Previous ‘10-K’: ‘10-K’ on 6/2/20 for 3/31/20 · Next: ‘10-K’ on 6/6/22 for 3/31/22 · Latest: ‘10-K’ on 5/25/23 for 3/31/23 · 32 References:

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/10/21  Digital Turbine, Inc.             10-K        3/31/21  112:12M                                    Workiva Inc Wde… FA01/FA

Annual Report — Form 10-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   1.51M 
 2: EX-3.1      Articles of Incorporation/Organization or Bylaws    HTML     76K 
 3: EX-4.3      Instrument Defining the Rights of Security Holders  HTML     40K 
 5: EX-10.10    Material Contract                                   HTML     50K 
 6: EX-10.12    Material Contract                                   HTML     50K 
 7: EX-10.13    Material Contract                                   HTML     56K 
 4: EX-10.9     Material Contract                                   HTML    148K 
 8: EX-21.1     Subsidiaries List                                   HTML     36K 
 9: EX-23.1     Consent of Expert or Counsel                        HTML     28K 
10: EX-23.2     Consent of Expert or Counsel                        HTML     28K 
11: EX-31.1     Certification -- §302 - SOA'02                      HTML     32K 
12: EX-31.2     Certification -- §302 - SOA'02                      HTML     32K 
13: EX-32.1     Certification -- §906 - SOA'02                      HTML     30K 
14: EX-32.2     Certification -- §906 - SOA'02                      HTML     30K 
21: R1          Cover Page                                          HTML     95K 
22: R2          Consolidated Balance Sheets                         HTML    119K 
23: R3          Consolidated Balance Sheets (Parenthetical)         HTML     58K 
24: R4          Consolidated Statements of Operations and           HTML    151K 
                Comprehensive Income / (Loss)                                    
25: R5          Consolidated Statements of Stockholders' Equity     HTML     87K 
26: R6          Consolidated Statements of Cash Flows               HTML    139K 
27: R7          Organization                                        HTML     31K 
28: R8          Acquisitions                                        HTML     85K 
29: R9          Discontinued Operations                             HTML     76K 
30: R10         Summary of Significant Accounting Policies          HTML     92K 
31: R11         Accounts Receivable                                 HTML     38K 
32: R12         Property and Equipment                              HTML     42K 
33: R13         Leases                                              HTML     40K 
34: R14         Intangible Assets                                   HTML     61K 
35: R15         Goodwill                                            HTML     42K 
36: R16         Debt                                                HTML     56K 
37: R17         Description of Stock Plans                          HTML    106K 
38: R18         Capital Stock Transactions                          HTML     55K 
39: R19         Net Income / (Loss) per Common Share                HTML     45K 
40: R20         Employee Benefit Plans                              HTML     34K 
41: R21         Related-Party Transactions                          HTML     32K 
42: R22         Income Taxes                                        HTML    106K 
43: R23         Segment and Geographic Information                  HTML     57K 
44: R24         Commitments and Contingencies                       HTML     39K 
45: R25         Valuation of Qualifying Accounts                    HTML     41K 
46: R26         Subsequent Events                                   HTML     40K 
47: R27         Unaudited Quarterly Results                         HTML     85K 
48: R28         Summary of Significant Accounting Policies          HTML    147K 
                (Policies)                                                       
49: R29         Acquisitions (Tables)                               HTML     87K 
50: R30         Discontinued Operations (Tables)                    HTML     73K 
51: R31         Accounts Receivable (Tables)                        HTML     38K 
52: R32         Property and Equipment (Tables)                     HTML     41K 
53: R33         Leases (Tables)                                     HTML     44K 
54: R34         Intangible Assets (Tables)                          HTML     59K 
55: R35         Goodwill (Tables)                                   HTML     38K 
56: R36         Debt (Tables)                                       HTML     44K 
57: R37         Description of Stock Plans (Tables)                 HTML    110K 
58: R38         Capital Stock Transactions (Tables)                 HTML     52K 
59: R39         Net Income / (Loss) per Common Share (Tables)       HTML     44K 
60: R40         Income Taxes (Tables)                               HTML    105K 
61: R41         Segment and Geographic Information (Tables)         HTML     53K 
62: R42         Commitments and Contingencies (Tables)              HTML     44K 
63: R43         Valuation of Qualifying Accounts (Tables)           HTML     42K 
64: R44         Unaudited Quarterly Results (Tables)                HTML     85K 
65: R45         Acquisitions - Narrative (Details)                  HTML     50K 
66: R46         Acquisitions - Summary of Final Fair Values of      HTML     96K 
                Assets Acquired and Liabilities Assumed (Detail)                 
67: R47         Acquisitions - Amortization Period for Intangible   HTML     41K 
                Assets Acquired (Detail)                                         
68: R48         Acquisitions - Pro Forma Financial Information      HTML     44K 
                (Detail)                                                         
69: R49         Acquisitions - Pro Forma Combined Consolidated      HTML     38K 
                Operating Results (Detail)                                       
70: R50         Discontinued Operations - Narrative (Details)       HTML     46K 
71: R51         Discontinued Operations - Income Statement          HTML     86K 
                (Details)                                                        
72: R52         Discontinued Operations - Cash Flows (Details)      HTML     70K 
73: R53         Summary of Significant Accounting Policies          HTML    108K 
                (Detail)                                                         
74: R54         Accounts Receivable (Detail)                        HTML     40K 
75: R55         Property and Equipment (Detail)                     HTML     53K 
76: R56         Leases - Summary of future minimum lease payments   HTML     48K 
                (Details)                                                        
77: R57         Leases - Additional Information (Details)           HTML     49K 
78: R58         Intangible Assets - Additional Information          HTML     48K 
                (Detail)                                                         
79: R59         Intangible Assets - Components of Intangible        HTML     45K 
                Assets (Detail)                                                  
80: R60         Intangible Assets - Summary of Intangible Assets    HTML     37K 
                (Detail)                                                         
81: R61         Goodwill - Reconciliation of Changes to Carrying    HTML     42K 
                Amount of Goodwill (Detail)                                      
82: R62         Debt - Schedule of Long-term Debt (Detail)          HTML     40K 
83: R63         Debt - Additional Information (Detail)              HTML    114K 
84: R64         Debt - Schedule of Leverage Ratios (Details)        HTML     54K 
85: R65         Description of Stock Plans - Additional             HTML     91K 
                Information (Detail)                                             
86: R66         Description of Stock Plans - Summary of RSU         HTML     54K 
                Activity (Details)                                               
87: R67         Description of Stock Plans - Summary of Options     HTML     82K 
                Granted under all Equity Plans (Detail)                          
88: R68         Description of Stock Plans - Exercise Price for     HTML     68K 
                Options Outstanding and Options Exercisable                      
                (Detail)                                                         
89: R69         Description of Stock Plans - Intrinsic Value of     HTML     34K 
                Options Exercised and Fair Value of Options Vested               
                (Detail)                                                         
90: R70         Description of Stock Plans - Calculating Fair       HTML     52K 
                Value Options Granted Using the Black-Scholes                    
                Option- Pricing Model (Detail)                                   
91: R71         Description of Stock Plans - Stock Compensation     HTML     33K 
                Expense (Detail)                                                 
92: R72         Capital Stock Transactions - Additional             HTML     82K 
                Information (Detail)                                             
93: R73         Capital Stock Transactions - Warrants (Details)     HTML     51K 
94: R74         Capital Stock Transactions - Summary of Non-Vested  HTML     53K 
                Restricted Stock Awards and Activities (Detail)                  
95: R75         Net Income / (Loss) per Common Share (Detail)       HTML     55K 
96: R76         Employee Benefit Plans (Details)                    HTML     30K 
97: R77         Income Taxes - Schedule of Provision (Benefit) for  HTML     56K 
                Income Taxes (Detail)                                            
98: R78         Income Taxes - Additional Information (Detail)      HTML     76K 
99: R79         Income Taxes - Reconciliation of Income Tax         HTML     60K 
                Expense Between Statutory U S Income Tax Rate With               
                Actual Income Tax Provision (Detail)                             
100: R80         Income Taxes - Deferred Tax Assets and Liabilities  HTML     55K  
                (Detail)                                                         
101: R81         Income Taxes - Schedule of Reconciliation of        HTML     36K  
                Beginning and Ending Amount of Unrecognized Tax                  
                Benefits (Detail)                                                
102: R82         Segment and Geographic Information - Additional     HTML     33K  
                Information (Detail)                                             
103: R83         Segment and Geographic Information - Segment        HTML     54K  
                Geographic Information on Revenues and Long-Lived                
                Assets by Geographic (Detail)                                    
104: R84         Commitments and Contingencies - Summary of Future   HTML     44K  
                Minimum Payments Under Initial Terms of Leases                   
                (Detail)                                                         
105: R85         Commitments and Contingencies - Additional          HTML     33K  
                Information (Detail)                                             
106: R86         Valuation of Qualifying Accounts (Details)          HTML     37K  
107: R87         Subsequent Events (Details)                         HTML    104K  
108: R88         Unaudited Quarterly Results (Details)               HTML     76K  
110: XML         IDEA XML File -- Filing Summary                      XML    191K  
20: XML         XBRL Instance -- apps-20210331_htm                   XML   2.78M 
109: EXCEL       IDEA Workbook of Financial Reports                  XLSX    146K  
16: EX-101.CAL  XBRL Calculations -- apps-20210331_cal               XML    289K 
17: EX-101.DEF  XBRL Definitions -- apps-20210331_def                XML    887K 
18: EX-101.LAB  XBRL Labels -- apps-20210331_lab                     XML   2.20M 
19: EX-101.PRE  XBRL Presentations -- apps-20210331_pre              XML   1.37M 
15: EX-101.SCH  XBRL Schema -- apps-20210331                         XSD    219K 
111: JSON        XBRL Instance as JSON Data -- MetaLinks              491±   752K  
112: ZIP         XBRL Zipped Folder -- 0001628280-21-012023-xbrl      Zip    534K

‘EX-31.2’ — Certification — §302 – SOA’02

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

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Document

Exhibit 31.2

CERTIFICATION OF PRINCIPAL FINANCIAL OFFICER

I, Barrett Garrison, certify that:

1. I have reviewed this Annual Report on Form 10-K of Digital Turbine, Inc.;

2. Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;

4. The registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:

(a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

(b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

(c) Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and

(d) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and

5. The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):

(a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and

(b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.


June 10, 2021	By:	/s/ *Barrett Garrison*
		Barrett Garrison
		Chief Financial Officer (Principal Financial Officer)

Dates Referenced Herein and Documents Incorporated by Reference

This ‘10-K’ Filing	Date	Other Filings

Filed on:	6/10/21
For Period end:	3/31/21	NT 10-K
		List all Filings

2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/25/23  Digital Turbine, Inc.             10-K        3/31/23   90:11M                                    Workiva Inc Wde… FA01/FA
 6/06/22  Digital Turbine, Inc.             10-K        3/31/22   85:11M                                    Workiva Inc Wde… FA01/FA

30 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/28/21  Digital Turbine, Inc.             8-K:1,2,3,8 5/25/21   12:311K                                   Toppan Merrill/FA
 5/04/21  Digital Turbine, Inc.             8-K:1,2,7,9 4/29/21   12:1.7M                                   Toppan Merrill/FA
 3/23/21  Digital Turbine, Inc.             8-K:1,8,9   3/22/21   12:1.1M                                   Toppan Merrill/FA
 3/03/21  Digital Turbine, Inc.             8-K:1,9     3/01/21   12:982K                                   Toppan Merrill/FA
 3/01/21  Digital Turbine, Inc.             8-K:1,9     2/26/21   14:1.2M                                   Workiva Inc Wde… FA01/FA
 2/03/21  Digital Turbine, Inc.             10-Q       12/31/20   81:9.2M                                   Workiva Inc Wde… FA01/FA
 9/21/20  Digital Turbine, Inc.             8-K:5,9     9/15/20   15:563K                                   Workiva Inc Wde… FA01/FA
 2/10/20  Digital Turbine, Inc.             8-K:1,2,9   2/06/20    3:977K                                   Workiva Inc Wde… FA01/FA
 2/05/19  Digital Turbine, Inc.             10-Q       12/31/18   85:13M                                    Workiva Inc Wde… FA01/FA
11/05/18  Digital Turbine, Inc.             10-Q        9/30/18   87:14M                                    Workiva Inc Wde… FA01/FA
 9/10/18  Digital Turbine, Inc.             8-K:5,9     9/07/18    2:73K                                    Toppan Merrill/FA
 5/01/18  Digital Turbine, Inc.             8-K:1,7,9   4/29/18    4:295K                                   Toppan Merrill/FA
 3/21/18  Digital Turbine, Inc.             8-K:5,9     3/16/18    2:80K                                    Toppan Merrill/FA
 1/06/17  Digital Turbine, Inc.             S-1/A                  2:269K                                   Toppan Merrill/FA
12/23/16  Digital Turbine, Inc.             S-1/A                  9:2.9M                                   Toppan Merrill/FA
 9/29/16  Digital Turbine, Inc.             8-K:1,2,3,9 9/23/16    7:1.6M                                   Toppan Merrill/FA
 8/31/16  Digital Turbine, Inc.             8-K:5,9     8/26/16    3:209K                                   Toppan Merrill/FA
 6/01/16  Digital Turbine, Inc.             8-K:5,9     5/26/16    2:46K                                    Toppan Merrill/FA
 3/20/15  Digital Turbine, Inc.             8-K:5,7,9   3/17/15    3:53K                                    Toppan Merrill/FA
 3/11/15  Digital Turbine, Inc.             8-K:1,2,3,5 3/05/15    8:757K                                   Toppan Merrill/FA
 1/16/15  Digital Turbine, Inc.             8-K:5,9     1/13/15    3:102K                                   Toppan Merrill/FA
 9/15/14  Digital Turbine, Inc.             8-K:5,9     9/09/14    2:121K                                   Toppan Merrill/FA
 6/25/14  Digital Turbine, Inc.             8-K:5,9     6/20/14    2:30K                                    Toppan Merrill/FA
 4/18/13  Digital Turbine, Inc.             8-K:1,3,5,8 4/12/13    4:61K                                    Toppan Merrill/FA
 7/10/12  Digital Turbine, Inc.             DEF 14C     7/11/12    1:420K                                   Toppan Merrill/FA
 6/29/12  Digital Turbine, Inc.             10-K        3/31/12   49:4.4M                                   Toppan Merrill/FA
 5/30/12  Digital Turbine, Inc.             8-K:5,9     5/18/12   10:411K                                   Toppan Merrill/FA
 5/10/12  Digital Turbine, Inc.             8-K:1,5,8,9 5/06/12    3:74K                                    Toppan Merrill/FA
 2/07/12  Digital Turbine, Inc.             8-K:5,8,9   2/06/12    2:16K                                    Toppan Merrill/FA
11/14/07  Digital Turbine, Inc.             8-K:1,3,5,911/07/07   11:625K                                   Toppan Merrill/FA

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Filing Submission 0001628280-21-012023 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)