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Bloom Energy Corp. – ‘10-Q’ for 9/30/23 – ‘EX-33’

On:  Wednesday, 11/8/23, at 4:08pm ET   ·   For:  9/30/23   ·   Accession #:  1628280-23-37836   ·   File #:  1-38598

Previous ‘10-Q’:  ‘10-Q’ on 8/3/23 for 6/30/23   ·   Latest ‘10-Q’:  This Filing   ·   2 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/08/23  Bloom Energy Corp.                10-Q        9/30/23  114:12M                                    Workiva Inc Wde… FA01/FA

Quarterly Report   —   Form 10-Q

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML   2.18M 
 6: EX-33       Report of Compliance with Servicing Criteria        HTML     35K 
 2: EX-31.1     Certification -- §302 - SOA'02                      HTML     37K 
 3: EX-31.2     Certification -- §302 - SOA'02                      HTML     37K 
 4: EX-32       Certification -- §906 - SOA'02                      HTML     36K 
 5: EX-32.1     Certification -- §906 - SOA'02                      HTML     36K 
12: R1          Cover Page                                          HTML     84K 
13: R2          Condensed Consolidated Balance Sheets               HTML    174K 
14: R3          Condensed Consolidated Balance Sheets               HTML     66K 
                (Parenthetical)                                                  
15: R4          Condensed Consolidated Statements of Operations     HTML    145K 
16: R5          Condensed Consolidated Statements of Operations     HTML     41K 
                (Parenthetical)                                                  
17: R6          Condensed Consolidated Statements of Comprehensive  HTML     70K 
                Loss                                                             
18: R7          Condensed Consolidated Statements of Changes in     HTML    134K 
                Stockholders' Equity (Deficit)                                   
19: R8          Condensed Consolidated Statements of Changes in     HTML     37K 
                Stockholders' Equity (Deficit) (Parenthetical)                   
20: R9          Condensed Consolidated Statements of Cash Flows     HTML    196K 
21: R10         Condensed Consolidated Statements of Cash Flows     HTML     47K 
                (Parenthetical)                                                  
22: R11         Nature of Business, Liquidity and Basis of          HTML     51K 
                Presentation                                                     
23: R12         Summary of Significant Accounting Policies          HTML     35K 
24: R13         Revenue Recognition                                 HTML     98K 
25: R14         Financial Instruments                               HTML     60K 
26: R15         Fair Value                                          HTML    109K 
27: R16         Balance Sheet Components                            HTML    124K 
28: R17         Outstanding Loans and Security Agreements           HTML    110K 
29: R18         Leases                                              HTML    326K 
30: R19         Stock-Based Compensation Expense and Employee       HTML     84K 
                Benefit Plans                                                    
31: R20         Portfolio Financings                                HTML     59K 
32: R21         Related Party Transactions                          HTML     57K 
33: R22         Restructuring                                       HTML     53K 
34: R23         Commitments and Contingencies                       HTML     58K 
35: R24         Income Taxes                                        HTML     37K 
36: R25         Net Loss per Share Available to Common              HTML     47K 
                Stockholders                                                     
37: R26         SK ecoplant Strategic Investment                    HTML     73K 
38: R27         Subsequent Events                                   HTML     34K 
39: R28         Insider Trading Arrangements                        HTML     38K 
40: R29         Summary of Significant Accounting Policies          HTML     48K 
                (Policies)                                                       
41: R30         Revenue Recognition (Tables)                        HTML     92K 
42: R31         Financial Instruments (Tables)                      HTML     71K 
43: R32         Fair Value (Tables)                                 HTML    110K 
44: R33         Balance Sheet Components (Tables)                   HTML    125K 
45: R34         Outstanding Loans and Security Agreements (Tables)  HTML     89K 
46: R35         Leases (Tables)                                     HTML    129K 
47: R36         Stock-Based Compensation Expense and Employee       HTML     81K 
                Benefit Plans (Tables)                                           
48: R37         Portfolio Financings (Tables)                       HTML     52K 
49: R38         Related Party Transactions (Tables)                 HTML     51K 
50: R39         Restructuring (Tables)                              HTML     48K 
51: R40         Net Loss per Share Available to Common              HTML     47K 
                Stockholders (Tables)                                            
52: R41         SK ecoplant Strategic Investment (Tables)           HTML     58K 
53: R42         Nature of Business, Liquidity and Basis of          HTML    123K 
                Presentation (Details)                                           
54: R43         Summary of Significant Accounting Policies          HTML    130K 
                (Details)                                                        
55: R44         Revenue Recognition - Contract Balances (Details)   HTML     42K 
56: R45         Revenue Recognition - Narrative (Details)           HTML     43K 
57: R46         Revenue Recognition - Contract Assets (Details)     HTML     40K 
58: R47         Revenue Recognition - Deferred Revenue (Details)    HTML     38K 
59: R48         Revenue Recognition - Revenue by Source (Details)   HTML     62K 
60: R49         Financial Instruments - Cash and Cash Equivalents   HTML     52K 
                and Restricted Cash (Details)                                    
61: R50         Financial Instruments - Restricted Cash (Details)   HTML     59K 
62: R51         Financial Instruments - Narrative (Details)         HTML     36K 
63: R52         Fair Value - Financial Assets and Liabilities       HTML     66K 
                Measured at Fair Value (Details)                                 
64: R53         Fair Value - Change in Level 3 Financial Assets     HTML     40K 
                (Details)                                                        
65: R54         Fair Value - Estimated Fair Values and Carrying     HTML     69K 
                Values for Customer Receivables and Debt                         
                Instruments (Details)                                            
66: R55         Balance Sheet Components - Inventories, Net         HTML     48K 
                (Details)                                                        
67: R56         Balance Sheet Components - Prepaid Expense and      HTML     60K 
                Other Current Assets (Details)                                   
68: R57         Balance Sheet Components - Property, Plant and      HTML     59K 
                Equipment (Details)                                              
69: R58         Balance Sheet Components - Property Plant and       HTML     48K 
                Equipment, Net Narrative (Details)                               
70: R59         Balance Sheet Components - Additional Information   HTML     36K 
                (Details)                                                        
71: R60         Balance Sheet Components - Other Long-Term Assets   HTML     51K 
                (Details)                                                        
72: R61         Balance Sheet Components - Accrued Warranty         HTML     38K 
                (Details)                                                        
73: R62         Balance Sheet Components - Standard Product         HTML     38K 
                Warranty Liability (Details)                                     
74: R63         Balance Sheet Components - Accrued Expenses and     HTML     69K 
                Other Current Liabilities (Details)                              
75: R64         Balance Sheet Components - Preferred Stock          HTML     61K 
                (Details)                                                        
76: R65         Outstanding Loans and Security Agreements -         HTML     82K 
                Schedule of Debt (Details)                                       
77: R66         Outstanding Loans and Security Agreements -         HTML    162K 
                Recourse Debt Facilities Narrative (Details)                     
78: R67         Outstanding Loans and Security Agreements -         HTML     62K 
                Non-recourse Debt Facilities (Details)                           
79: R68         Outstanding Loans and Security Agreements -         HTML     55K 
                Schedule of Repayments (Details)                                 
80: R69         Leases - Narrative (Details)                        HTML     35K 
81: R70         Leases - Operating and Financing Lease              HTML     59K 
                Right-of-Use Assets and Lease Liabilities                        
                (Details)                                                        
82: R71         Leases - Costs (Details)                            HTML     45K 
83: R72         Leases - Weighted Average Remaining Lease Terms     HTML     43K 
                and Discount Rates (Details)                                     
84: R73         Leases - Future Minimum Lease Payments (Details)    HTML    106K 
85: R74         Stock-Based Compensation Expense and Employee       HTML     44K 
                Benefit Plans - Stock-based Compensation Expense                 
                (Details)                                                        
86: R75         Stock-Based Compensation Expense and Employee       HTML     71K 
                Benefit Plans - Stock Option Activity (Details)                  
87: R76         Stock-Based Compensation Expense and Employee       HTML     47K 
                Benefit Plans - Stock Options Narrative (Details)                
88: R77         Stock-Based Compensation Expense and Employee       HTML     56K 
                Benefit Plans - Stock Award Activity (Details)                   
89: R78         Stock-Based Compensation Expense and Employee       HTML     48K 
                Benefit Plans - Stock Awards Narrative (Details)                 
90: R79         Stock-Based Compensation Expense and Employee       HTML     49K 
                Benefit Plans - Executive Awards Narrative                       
                (Details)                                                        
91: R80         Stock-Based Compensation Expense and Employee       HTML     42K 
                Benefit Plans - Number of Shares Available for                   
                Grant (Details)                                                  
92: R81         Stock-Based Compensation Expense and Employee       HTML     55K 
                Benefit Plans - Employee Stock Purchase Plan                     
                (Details)                                                        
93: R82         Portfolio Financings - Narrative (Details)          HTML    159K 
94: R83         Portfolio Financings - Schedule of PPA Entities'    HTML    104K 
                Assets and Liabilities (Details)                                 
95: R84         Related Party Transactions - Narrative (Details)    HTML     56K 
96: R85         Related Party Transactions - Results of Operations  HTML     44K 
                (Details)                                                        
97: R86         Related Party Transactions - Related Party          HTML     51K 
                Transactions and Balances (Details)                              
98: R87         Restructuring - Narrative (Details)                 HTML     61K 
99: R88         Restructuring - Restructuring Charges and Payments  HTML     39K 
                and Other Deductions (Details)                                   
100: R89         Restructuring - Restructuring Cost (Details)        HTML     57K  
101: R90         Commitments and Contingencies - Performance         HTML     36K  
                Guarantees (Details)                                             
102: R91         Commitments and Contingencies - Letters of Credit   HTML     54K  
                (Details)                                                        
103: R92         Commitments and Contingencies - Pledged Funds       HTML     54K  
                (Details)                                                        
104: R93         Commitments and Contingencies - Delaware Economic   HTML     72K  
                Development Authority (Details)                                  
105: R94         Commitments and Contingencies - Additional          HTML     33K  
                Information (Details)                                            
106: R95         Income Taxes (Details)                              HTML     42K  
107: R96         Net Loss per Share Available to Common              HTML     43K  
                Stockholders - Schedule of Antidilutive Securities               
                (Details)                                                        
108: R97         SK ecoplant Strategic Investment - Narrative        HTML    146K  
                (Details)                                                        
109: R98         SK ecoplant Strategic Investment - Schedule of      HTML    107K  
                Aggregate Carrying Values (Details)                              
112: XML         IDEA XML File -- Filing Summary                      XML    212K  
110: XML         XBRL Instance -- be-20230930_htm                     XML   3.05M  
111: EXCEL       IDEA Workbook of Financial Report Info              XLSX    240K  
 8: EX-101.CAL  XBRL Calculations -- be-20230930_cal                 XML    309K 
 9: EX-101.DEF  XBRL Definitions -- be-20230930_def                  XML   1.16M 
10: EX-101.LAB  XBRL Labels -- be-20230930_lab                       XML   2.54M 
11: EX-101.PRE  XBRL Presentations -- be-20230930_pre                XML   1.79M 
 7: EX-101.SCH  XBRL Schema -- be-20230930                           XSD    276K 
113: JSON        XBRL Instance as JSON Data -- MetaLinks              682±  1.03M  
114: ZIP         XBRL Zipped Folder -- 0001628280-23-037836-xbrl      Zip    575K  


‘EX-33’   —   Report of Compliance with Servicing Criteria


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  Document  

EXHIBIT 3.3
CERTIFICATE OF ELIMINATION
OF
THE CERTIFICATE OF DESIGNATION
OF
SERIES B REDEEMABLE CONVERTIBLE PREFERRED STOCK
OF
BLOOM ENERGY CORPORATION

BLOOM ENERGY CORPORATION, a Delaware corporation (the “Corporation”), in accordance with Section 151(g) of the General Corporation Law of the State of Delaware, DOES HEREBY CERTIFY that:
1. Pursuant to authority conferred on the Board of Directors of the Corporation (the “Board”) by the Restated Certificate of Incorporation of the Corporation (as amended, the “Restated Certificate”) and pursuant to the provisions of Section 151(g) of the General Corporation Law of the State of Delaware, the Board at a meeting of its members held on March 17, 2023, adopted a resolution authorizing the issuance of a series of preferred stock designated Series B Redeemable Convertible Preferred Stock, par value $0.0001 per share (the “Series B Preferred Stock”), and established the voting powers, designations, preferences and relative, participating and other rights, and the qualifications or restrictions thereof, and, on March 23, 2023, the Corporation filed a Certificate of Designation with respect to such Preferred Stock (the “Series B Certificate”) in the office of the Secretary of State of the State of Delaware (the “Secretary of State”).
2. The Corporation filed a Certificate of Amendment to the Certificate of Designation of Series B Redeemable Convertible Preferred Stock with the Secretary of State on April 18, 2023 (the Series B Certificate, as amended, the “Amended Series B Certificate”).
3. No shares of said Series B Preferred Stock are outstanding and no shares thereof will be issued subject to said Amended Series B Certificate.
4. The Board has adopted resolutions resolving that none of the authorized shares of Series B Preferred Stock are outstanding and that none will be issued subject to the Amended Series B Certificate previously filed with respect to the Series B Preferred Stock.
5. Accordingly, all matters set forth in the Amended Series B Certificate with respect to the Series B Preferred Stock be, and hereby are, eliminated from the Restated Certificate.
[Signature page follows]






IN WITNESS WHEREOF, the Corporation has caused this Certificate of Elimination to be signed by and attested by its duly authorized officer this 7th day of November, 2023.

BLOOM ENERGY CORPORATION

By: /s/ Shawn M. Soderberg
Name: Shawn M. Soderberg
Title: EVP, General Counsel and Secretary




Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-Q’ Filing    Date    Other Filings
Filed on:11/8/238-K
For Period end:9/30/23
4/18/23144,  4,  8-K
3/23/234,  8-K
3/17/234
 List all Filings 


2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/15/24  Bloom Energy Corp.                S-8         2/15/24    4:86K                                    Workiva Inc Wde… FA01/FA
 2/15/24  Bloom Energy Corp.                10-K       12/31/23  132:19M                                    Workiva Inc Wde… FA01/FA
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Filing Submission 0001628280-23-037836   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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