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Ownership Document
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| Schema Version: X0508 |
| Document Type: 4 |
| Period of Report: 4/16/24 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 1827821 |
| Issuer Name: Forge Global Holdings, Inc. |
| Issuer Trading Symbol: FRGE |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1916605 |
| | Owner Name: Rodriques Kelly |
| Reporting Owner Address: |
| | Owner Street 1: 4 EMBARCADERO CENTER, FLOOR 15 |
| | Owner Street 2: |
| | Owner City: SAN FRANCISCO |
| | Owner State: CA |
| | Owner ZIP Code: 94111 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: Chief Executive Officer |
| | Other Text: |
| Aff 10b5 One: 1 |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock, $0.0001 par value per share |
| | Transaction Date: |
| | | Value: 4/16/24 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 20,803 |
| Footnote ID: F1 |
| | | Transaction Price Per Share: |
| Value: 1.836 |
| Footnote ID: F2 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 10,437,708 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common Stock, $0.0001 par value per share |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 69,772 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By Pensco Trust Co. LLC Custodian FBO Kelly Rodriques Roth IRA |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common Stock, $0.0001 par value per share |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 1,596,734 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By Operative Capital SPV I, LLC |
| Footnote ID: F3 |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common Stock, $0.0001 par value per share |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 689,045 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By Operative Capital LP |
| Footnote ID: F3 |
| Derivative Table: |
| Footnotes: |
| Footnote - F1: Represents shares sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. |
| Footnote - F2: This transaction was executed in multiple trades at prices ranging from $1.83 to $1.84. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| Footnote - F3: The Reporting Person is a managing member of the ultimate general partner of each of Operative Capital LP and Operative Capital SPV I, LLC and thus may be deemed to be the beneficial owner of the shares held by such entities. The Reporting Person disclaims beneficial ownership of all securities held by such entities except to the extent of his pecuniary interest therein, if any. |
| Remarks: |
| Owner Signature: |
| Signature Name: /s/ Mark P. Lee, Attorney-in-Fact |
| Signature Date: 4/18/24 |
