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LanzaTech Global, Inc. – ‘10-K’ for 12/31/23 – ‘EX-31.1’

On:  Thursday, 2/29/24, at 5:22pm ET   ·   For:  12/31/23   ·   Accession #:  1628280-24-8069   ·   File #:  1-40282

Previous ‘10-K’:  ‘10-K’ on 3/29/23 for 12/31/22   ·   Latest ‘10-K’:  This Filing   ·   15 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/29/24  LanzaTech Global, Inc.            10-K       12/31/23  111:15M                                    Workiva Inc Wde… FA01/FA

Annual Report   —   Form 10-K   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   2.26M 
 2: EX-23       Consent of Expert or Counsel                        HTML     29K 
 6: EX-97       Clawback Policy re: Recovery of Erroneously         HTML     48K 
                Awarded Compensation                                             
 3: EX-31.1     Certification -- §302 - SOA'02                      HTML     36K 
 4: EX-31.2     Certification -- §302 - SOA'02                      HTML     36K 
 5: EX-32.1     Certification -- §906 - SOA'02                      HTML     33K 
12: R1          Cover                                               HTML    100K 
13: R2          Audit Information                                   HTML     35K 
14: R3          Consolidated Balance Sheets                         HTML    145K 
15: R4          Consolidated Balance Sheets (Parenthetical)         HTML     51K 
16: R5          Consolidated Statements of Operations and           HTML    135K 
                Comprehensive Loss                                               
17: R6          Consolidated Statements of Changes in Redeemable    HTML    129K 
                Convertible Preferred Stock and Shareholders?                    
                Equity /Deficit                                                  
18: R7          Consolidated Statements of Cash Flows               HTML    156K 
19: R8          Description of the Business                         HTML     36K 
20: R9          Summary of Significant Accounting Policies          HTML    123K 
21: R10         Reverse Recapitalization                            HTML     52K 
22: R11         Net Loss Per Share                                  HTML     55K 
23: R12         Revenues                                            HTML     87K 
24: R13         Investments                                         HTML     82K 
25: R14         Am Safe                                             HTML     36K 
26: R15         Warrants                                            HTML     45K 
27: R16         Forward Purchase Agreement                          HTML     33K 
28: R17         Fair Value                                          HTML    172K 
29: R18         Other Current Assets                                HTML     38K 
30: R19         Property, Plant, and Equipment                      HTML     46K 
31: R20         Income Taxes                                        HTML     92K 
32: R21         Share-Based Compensation                            HTML     78K 
33: R22         Related Party Transactions                          HTML     54K 
34: R23         Redeemable, Convertible Preferred Stock             HTML     47K 
35: R24         Commitments and Contingencies                       HTML     33K 
36: R25         Leases                                              HTML     73K 
37: R26         Subsequent Events                                   HTML     31K 
38: R27         Pay vs Performance Disclosure                       HTML     41K 
39: R28         Insider Trading Arrangements                        HTML     52K 
40: R29         Summary of Significant Accounting Policies          HTML    181K 
                (Policies)                                                       
41: R30         Summary of Significant Accounting Policies          HTML     45K 
                (Tables)                                                         
42: R31         Reverse Recapitalization (Tables)                   HTML     48K 
43: R32         Net Loss Per Share (Tables)                         HTML     54K 
44: R33         Revenues (Tables)                                   HTML     86K 
45: R34         Investments (Tables)                                HTML     79K 
46: R35         Fair Value (Tables)                                 HTML    167K 
47: R36         Other Current Assets (Tables)                       HTML     38K 
48: R37         Property, Plant, and Equipment (Tables)             HTML     45K 
49: R38         Income Taxes (Tables)                               HTML     86K 
50: R39         Share-Based Compensation (Tables)                   HTML     74K 
51: R40         Related Party Transactions (Tables)                 HTML     42K 
52: R41         Redeemable, Convertible Preferred Stock (Tables)    HTML     47K 
53: R42         Leases (Tables)                                     HTML     52K 
54: R43         Description of the Business (Details)               HTML     36K 
55: R44         Summary of Significant Accounting Policies - Basis  HTML     67K 
                of Presentation and Going Concern (Details)                      
56: R45         Summary of Significant Accounting Policies -        HTML     32K 
                Segment Information (Details)                                    
57: R46         Summary of Significant Accounting Policies - Cash   HTML     32K 
                and Cash Equivalents (Details)                                   
58: R47         Summary of Significant Accounting Policies - Cash,  HTML     38K 
                Cash Equivalents and Restricted Cash                             
                Reconciliation (Details)                                         
59: R48         Summary of Significant Accounting Policies -        HTML     41K 
                Property, Plant and Equipment, net (Details)                     
60: R49         Summary of Significant Accounting Policies - Trade  HTML     34K 
                and Other Receivables and Impairment of Long-Lived               
                Assets (Details)                                                 
61: R50         Summary of Significant Accounting Policies -        HTML     36K 
                Equity Investments (Details)                                     
62: R51         Summary of Significant Accounting Policies -        HTML     60K 
                Forward Purchase Agreement (Details)                             
63: R52         Summary of Significant Accounting Policies -        HTML     44K 
                Concentration of Credit Risk and Other Risks and                 
                Uncertainties (Details)                                          
64: R53         Summary of Significant Accounting Policies -        HTML     35K 
                Defined Benefits and Shareholders' Equity                        
                (Details)                                                        
65: R54         Reverse Recapitalization - Narrative (Details)      HTML     58K 
66: R55         Reverse Recapitalization - Schedule of Shares       HTML     40K 
                (Details)                                                        
67: R56         Reverse Recapitalization - Cash Flow                HTML     47K 
                Reconciliation (Details)                                         
68: R57         Net Loss Per Share - Narrative (Details)            HTML     47K 
69: R58         Net Loss Per Share - Schedule of Calculation of     HTML     69K 
                Basic and Diluted Net Loss per Share (Details)                   
70: R59         Net Loss Per Share - Antidilutive Shares (Details)  HTML     48K 
71: R60         Revenues - Disaggregated Revenue (Details)          HTML     58K 
72: R61         Revenues - Disaggregation by Customer Location      HTML     48K 
                (Details)                                                        
73: R62         Revenues - Contract Balances (Details)              HTML     57K 
74: R63         Revenues - Narrative (Details)                      HTML     31K 
75: R64         Revenues - Remaining Performance Obligations        HTML     35K 
                (Details)                                                        
76: R65         Investments - Held to Maturity Securities           HTML     73K 
                (Details)                                                        
77: R66         Investments - Narrative (Details)                   HTML     87K 
78: R67         Investments - Equity Method Investments (Details)   HTML     36K 
79: R68         Investments - Summarized Financial Information      HTML     94K 
                (Details)                                                        
80: R69         Am Safe (Details)                                   HTML     49K 
81: R70         Warrants (Details)                                  HTML     88K 
82: R71         Forward Purchase Agreement - Narrative (Details)    HTML     41K 
83: R72         Fair Value - Financial Assets and Liabilities       HTML     80K 
                (Details)                                                        
84: R73         Fair Value - Level 3 Fair Value Measurements        HTML    116K 
                (Details)                                                        
85: R74         Fair Value - Narrative (Details)                    HTML     52K 
86: R75         Fair Value - Change in Fair Value of Derivative     HTML     69K 
                Warrant Liabilities (Details)                                    
87: R76         Other Current Assets (Details)                      HTML     40K 
88: R77         Property, Plant, and Equipment (Details)            HTML     53K 
89: R78         Property, Plant, and Equipment - Narrative          HTML     31K 
                (Details)                                                        
90: R79         Income Taxes - Narrative (Details)                  HTML     68K 
91: R80         Income Taxes - Components of (Loss) Income          HTML     46K 
                (Details)                                                        
92: R81         Income Taxes - Reconciliation (Details)             HTML     78K 
93: R82         Income Taxes - Deferred Tax Assets and Liabilities  HTML     67K 
                (Details)                                                        
94: R83         Share-Based Compensation - Narrative (Details)      HTML    106K 
95: R84         Share-Based Compensation - Fair Value Assumptions   HTML     58K 
                (Details)                                                        
96: R85         Share-Based Compensation - Restricted Stock Units   HTML     60K 
                Activity (Details)                                               
97: R86         Share-Based Compensation - Stock Option Award       HTML     80K 
                Activity (Details)                                               
98: R87         Related Party Transactions - Schedule of Related    HTML     59K 
                Party Transactions (Details)                                     
99: R88         Related Party Transactions - Narrative (Details)    HTML     83K 
100: R89         Redeemable, Convertible Preferred Stock -           HTML     71K  
                Authorized, Issued and Outstanding Shares, Issue                 
                Price, and Carrying Value (Details)                              
101: R90         Redeemable, Convertible Preferred Stock -           HTML     41K  
                Narrative (Details)                                              
102: R91         Commitment and Contingencies (Details)              HTML     33K  
103: R92         Leases - Narrative (Details)                        HTML     42K  
104: R93         Leases - Lease Maturities (Details)                 HTML     48K  
105: R94         Leases - Supplemental Information (Details)         HTML     34K  
106: R95         Leases - Lessor, Operating Lease, Payments to be    HTML     44K  
                Received (Details)                                               
108: XML         IDEA XML File -- Filing Summary                      XML    203K  
111: XML         XBRL Instance -- lnza-20231231_htm                   XML   2.42M  
107: EXCEL       IDEA Workbook of Financial Report Info              XLSX    224K  
 8: EX-101.CAL  XBRL Calculations -- lnza-20231231_cal               XML    282K 
 9: EX-101.DEF  XBRL Definitions -- lnza-20231231_def                XML    903K 
10: EX-101.LAB  XBRL Labels -- lnza-20231231_lab                     XML   2.67M 
11: EX-101.PRE  XBRL Presentations -- lnza-20231231_pre              XML   1.55M 
 7: EX-101.SCH  XBRL Schema -- lnza-20231231                         XSD    282K 
109: JSON        XBRL Instance as JSON Data -- MetaLinks              678±  1.00M  
110: ZIP         XBRL Zipped Folder -- 0001628280-24-008069-xbrl      Zip   1.38M  


‘EX-31.1’   —   Certification — §302 – SOA’02


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Exhibit 31.1

CERTIFICATION PURSUANT TO

RULES 13a-14(a) AND 15d-14(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934,

AS ADOPTED PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002

I, Jennifer Holmgren, certify that:

1.I have reviewed this Annual Report on Form 10-K of LanzaTech Global, Inc.;

2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

3.Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;

4.The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:

a)Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

b)Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

c)Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and

d)Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and

5.The registrant’s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):

a)All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and

b)Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.

By: /s/ Jennifer Holmgren
Jennifer Holmgren
Chief Executive Officer
(Principal Executive Officer)



Dates Referenced Herein

This ‘10-K’ Filing    Date    Other Filings
Filed on:2/29/24None on these Dates
For Period end:12/31/23
 List all Filings 


1 Subsequent Filing that References this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/09/24  LanzaTech Global, Inc.            S-3                   10:3.2M                                   Workiva Inc Wde… FA01/FA


14 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/22/23  LanzaTech Global, Inc.            S-1/A                166:21M                                    Workiva Inc Wde… FA01/FA
 3/28/23  LanzaTech Global, Inc.            8-K/A:1,2,3 2/08/23   20:4.9M                                   Workiva Inc Wde… FA01/FA
 2/13/23  LanzaTech Global, Inc.            8-K:1,2,3,4 2/08/23   21:3.8M                                   Workiva Inc Wde… FA01/FA
 2/07/23  LanzaTech Global, Inc.            8-K:1,3,5,8 2/06/23   14:566K                                   Toppan Merrill/FA
 2/06/23  LanzaTech Global, Inc.            8-K:1,9     2/03/23   12:458K                                   Toppan Merrill/FA
 1/10/23  LanzaTech Global, Inc.            S-4/A                 91:20M                                    Toppan Merrill/FA
 1/03/23  LanzaTech Global, Inc.            S-4/A                 95:21M                                    Toppan Merrill/FA
12/22/22  LanzaTech Global, Inc.            S-4/A                 14:13M                                    Toppan Merrill/FA
12/16/22  LanzaTech Global, Inc.            8-K:7,9    12/12/22   12:641K                                   Toppan Merrill/FA
12/12/22  LanzaTech Global, Inc.            S-4/A                 95:21M                                    Toppan Merrill/FA
11/14/22  LanzaTech Global, Inc.            S-4/A                109:24M                                    Toppan Merrill/FA
10/12/22  LanzaTech Global, Inc.            S-4/A                 97:20M                                    Toppan Merrill/FA
 5/10/22  LanzaTech Global, Inc.            S-4                   97:19M                                    Toppan Merrill/FA
 8/06/21  LanzaTech Global, Inc.            8-K:1,3,5,8 8/03/21   11:923K                                   Toppan Merrill/FA
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Filing Submission 0001628280-24-008069   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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