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MTech Acquisition Holdings Inc. – ‘S-4/A’ on 1/25/19 – ‘EX-4.1’

On:  Friday, 1/25/19, at 5:17pm ET   ·   Accession #:  1615774-19-1033   ·   File #:  333-228220

Previous ‘S-4’:  ‘S-4’ on 11/7/18   ·   Next:  ‘S-4/A’ on 4/19/19   ·   Latest:  ‘S-4/A’ on 1/8/24   ·   32 References:   

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 1/25/19  MTech Acquisition Holdings Inc.   S-4/A                  9:4.5M                                   S2 Filings LLC/FA

Pre-Effective Amendment to Registration of Securities Issued in a Business-Combination Transaction   —   Form S-4
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-4/A       Pre-Effective Amendment to Registration of          HTML   2.04M 
                          Securities Issued in a                                 
                          Business-Combination Transaction                       
 2: EX-4.1      Instrument Defining the Rights of Security Holders  HTML     14K 
 3: EX-4.2      Instrument Defining the Rights of Security Holders  HTML     19K 
 4: EX-5.1      Opinion re: Legality                                HTML     13K 
 5: EX-8.1      Opinion re: Tax Matters                             HTML     11K 
 6: EX-10.6     Material Contract                                   HTML    101K 
 7: EX-23.1     Consent of Experts or Counsel                       HTML      6K 
 8: EX-23.2     Consent of Experts or Counsel                       HTML      6K 
 9: EX-99.1     Miscellaneous Exhibit                               HTML      5K 


EX-4.1   —   Instrument Defining the Rights of Security Holders


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



 

 

Exhibit 4.1

 

            NUMBER   SHARES                    

            C    

 

AKERNA CORP.

INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE

CLASS A COMMON STOCK

 

SEE REVERSE FOR

CERTAIN DEFINITIONS

 

This Certifies that   CUSIP 00973W 102
is the owner of    

 

FULLY PAID AND NON-ASSESSABLE SHARES OF THE PAR VALUE OF $0.0001 EACH
OF THE CLASS ACOMMON STOCK OF

 

AKERNA CORP.

 

transferable on the books of the Corporation in person or by duly authorized attorney upon surrender of this certificate properly endorsed. This certificate and the shares represented hereby are subject to the laws of the State of Delaware, and to the Amended and Restated Certificate of Incorporation and Bylaws of the Corporation, as now or hereafter amended. 

 

This certificate is not valid unless countersigned by the Transfer Agent and registered by the Registrar.

 

Witness the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers.

 

Dated:        
         
CHAIRMAN   [INSERT SEAL HERE]   CHIEF EXECUTIVE OFFICER

 

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

TEN COM - as tenants in common UNIF GIFT MIN ACT-    Custodian     
TEN ENT - as tenants by the entireties       (Cust)   (Minor)  
JT TEN - as joint tenants with right of survivorship under Uniform Gifts to Minors    
    and not as tenants in common Act          
                       (State)        

 

Additional abbreviations may also be used though not in the above list.

  

Akerna Corp.

 

The Corporation will furnish without charge to each stockholder who so requests the powers, designations, preferences and relative, participating, optional or other special rights of each class of stock or series thereof of the Corporation and the qualifications, limitations, or restrictions of such preferences and/or rights. This certificate and the shares represented thereby are issued and shall be held subject to all the provisions of the Certificate of Incorporation and all amendments thereto and resolutions of the Board of Directors providing for the issue of shares of Preferred Stock (copies of which may be obtained from the secretary of the Corporation), to all of which the holder of this certificate by acceptance hereof assents.

 

 C: 
 

 

 

For value received,                      hereby sell, assign and transfer unto

 

PLEASE INSERT SOCIAL SECURITY OR OTHER

IDENTIFYING NUMBER OF ASSIGNEE

 

   

 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)
 
 

 

     shares

of the capital stock represented by the within Certificate, and do hereby irrevocably constitute and appoint

 

     Attorney

to transfer the said stock on the books of the within named Corporation will full power of substitution in the premises.

 

Dated_____________

   
  Notice:   The signature to this assignment must correspond with the name as written upon the face of the certificate in every particular, without alteration or enlargement or any change whatever.

Signature(s) Guaranteed:

 

   
THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).  

 

 C: 
 

 

 

 


32 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/01/24  Gryphon Digital Mining, Inc.      10-K       12/31/23   95:10M                                    EdgarAgents LLC/FA
 2/09/24  Akerna Corp.                      S-8         2/09/24    5:123K                                   EdgarAgents LLC/FA
 1/08/24  Akerna Corp.                      S-4/A                116:48M                                    EdgarAgents LLC/FA
12/29/23  Akerna Corp.                      S-4/A                123:48M                                    EdgarAgents LLC/FA
12/11/23  Akerna Corp.                      S-4/A      12/08/23  115:47M                                    EdgarAgents LLC/FA
11/14/23  Akerna Corp.                      10-Q        9/30/23   69:6.2M                                   EdgarAgents LLC/FA
10/16/23  Akerna Corp.                      S-4/A      10/13/23  115:46M                                    MDM Corp Elec Fi… Inc/FA
 9/07/23  Akerna Corp.                      S-4/A       9/06/23  117:45M                                    EdgarAgents LLC/FA
 8/14/23  Akerna Corp.                      10-Q        6/30/23   70:10M                                    EdgarAgents LLC/FA
 7/05/23  Akerna Corp.                      S-4/A                122:42M                                    EdgarAgents LLC/FA
 5/15/23  Akerna Corp.                      10-Q        3/31/23   70:9.3M                                   EdgarAgents LLC/FA
 5/12/23  Akerna Corp.                      S-4                  121:38M                                    EdgarAgents LLC/FA
 3/21/23  Akerna Corp.                      10-K       12/31/22   99:14M                                    EdgarAgents LLC/FA
 6/29/22  Akerna Corp.                      S-1/A       6/28/22  120:13M                                    EdgarAgents LLC/FA
 6/15/22  Akerna Corp.                      S-1                  113:12M                                    EdgarAgents LLC/FA
 3/31/22  Akerna Corp.                      10-K       12/31/21  107:13M                                    EdgarAgents LLC/FA
 1/11/22  Akerna Corp.                      POS AM                 4:261K                                   EdgarAgents LLC/FA
 1/11/22  Akerna Corp.                      S-3                    4:524K                                   EdgarAgents LLC/FA
10/20/21  Akerna Corp.                      S-3                    4:324K                                   EdgarAgents LLC/FA
 6/08/21  Akerna Corp.                      S-3                    4:334K                                   EdgarAgents LLC/FA
 5/24/21  Akerna Corp.                      POS AM      5/21/21    5:313K                                   EdgarAgents LLC/FA
 3/31/21  Akerna Corp.                      10-KT      12/31/20  102:11M                                    EdgarAgents LLC/FA
 1/15/21  Akerna Corp.                      S-1                   85:7.6M                                   EdgarAgents LLC/FA
 1/08/21  Akerna Corp.                      POS AM                86:8.1M                                   EdgarAgents LLC/FA
10/27/20  Akerna Corp.                      S-1/A                 77:7M                                     EdgarAgents LLC/FA
10/19/20  Akerna Corp.                      S-1/A                 80:7M                                     EdgarAgents LLC/FA
10/08/20  Akerna Corp.                      S-1                   79:7M                                     EdgarAgents LLC/FA
 9/29/20  Akerna Corp.                      10-K        6/30/20   87:7.5M                                   EdgarAgents LLC/FA
 8/07/20  Akerna Corp.                      S-8         8/10/20    4:96K                                    EdgarAgents LLC/FA
 8/07/20  Akerna Corp.                      POS AM      8/07/20   47:4.3M                                   EdgarAgents LLC/FA
 8/07/20  Akerna Corp.                      S-1/A       8/07/20   46:4.4M                                   EdgarAgents LLC/FA
 8/07/20  Akerna Corp.                      S-1         8/07/20   47:4.4M                                   EdgarAgents LLC/FA
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Filing Submission 0001615774-19-001033   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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