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BrightSphere Investment Group plc – ‘8-K’ for 1/30/19

On:  Tuesday, 2/5/19, at 4:01pm ET   ·   For:  1/30/19   ·   Accession #:  1611702-19-12   ·   File #:  1-36683

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  As Of                Filer                Filing    For·On·As Docs:Size

 2/05/19  BrightSphere Investment Group plc 8-K:5       1/30/19    1:280K

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         8-K - Hadley (February 2019)                        HTML     17K 


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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
 

FORM 8-K

 
 
 

CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): January 30, 2019

 
 
 
brightsphere-sphere_logoa03.jpg
 
BRIGHTSPHERE
Investment Group plc
(Exact name of registrant as specified in its charter)

 
 
 

England and Wales
98-1179929
(State or other jurisdiction
of incorporation)
(Commission File Number)
(IRS Employer
Identification Number)

Millennium Bridge House
2 Lambeth Hill
London EC4V 4GG, United Kingdom
+44-20-7002-7000
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
 
 
 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o                 Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o                 Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o                 Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o                 Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 
 
 
 






ITEM 5.02
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers;     Compensatory Arrangements of Certain Officers.

On January 30, 2019, BrightSphere Investment Group plc (the “Company”) and Christopher Hadley agreed on a separation of Mr. Hadley from his position as Executive Vice President and Chief Talent Officer of the Company, effective February 1, 2019. The separation of Mr. Hadley will be treated as a termination without cause pursuant to the Transition Severance Agreement, by and between the Company and Mr. Hadley, dated August 30, 2017.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this form to be signed on its behalf by the undersigned, thereto duly authorized.

Date:
BRIGHTSPHERE INVESTMENT GROUP PLC
 
 
 
 
 
 
 
 
 
 
 
 
By:
 
 
 
Name:
 
 
 
Title:
Chief Financial Officer
 




Dates Referenced Herein

This ‘8-K’ Filing    Date    Other Filings
Filed on:2/5/19None on these Dates
2/1/19
For Period End:1/30/19
8/30/17
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Filing Submission 0001611702-19-000012   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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