SEC Info - Applied UV, Inc. - ‘10-Q/A’ for 6/30/22

SEC Info℠

Home

Help

Please Sign In

Applied UV, Inc. – ‘10-Q/A’ for 6/30/22 – ‘EX-31.1’

On: Monday, 8/22/22, at 2:26pm ET · For: 6/30/22 · Accession #: 1607062-22-539 · File #: 1-39480

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/22/22  Applied UV, Inc.                  10-Q/A      6/30/22   15:322K                                   SimpleSEC/FA

Amendment to Quarterly Report — Form 10-Q

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q/A      Amendment to Quarterly Report                       HTML     65K 
 6: EX-31.1     Ehibit 31.1                                         HTML     10K 
 7: EX-31.2     Certification -- §302 - SOA'02                      HTML     10K 
 8: EX-32.1     Certification -- §906 - SOA'02                      HTML      8K 
 9: EX-32.2     Certification -- §906 - SOA'02                      HTML      8K 
10: R1          Cover                                               HTML     69K 
13: XML         IDEA XML File -- Filing Summary                      XML     13K 
11: XML         XBRL Instance -- auvi063022form10qa_htm              XML     24K 
12: EXCEL       IDEA Workbook of Financial Reports                  XLSX      9K 
 3: EX-101.DEF  XBRL Definitions -- auvi-20220630_def                XML     75K 
 4: EX-101.LAB  XBRL Labels -- auvi-20220630_lab                     XML    105K 
 5: EX-101.PRE  XBRL Presentations -- auvi-20220630_pre              XML     72K 
 2: EX-101.SCH  XBRL Schema -- auvi-20220630                         XSD     15K 
14: JSON        XBRL Instance as JSON Data -- MetaLinks               27±    36K 
15: ZIP         XBRL Zipped Folder -- 0001607062-22-000539-xbrl      Zip     31K

‘EX-31.1’ — Ehibit 31.1

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

Exhibit 31.1

CERTIFICATION OF THE CHIEF EXECUTIVE OFFICER

PURSUANT TO SECTION 302 OF THE SARBANES OXLEY ACT OF 2002

AND RULE 13A-14 OF THE EXCHANGE ACT OF 1934

I, John Andrews, certify that:

1. I have reviewed this Quarterly Report on Form 10-Q for the period ended June 30, 2022 of Applied UV, Inc.;

2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;

4. The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:

a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

b) Designed such internal control over financial reporting or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

c) Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and

d) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and

5. The registrant’s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):

a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and

b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.

Date: August 22, 2022	By:	/s/ *John Andrews*
		John Andrews
		Chief Executive Officer

Dates Referenced Herein and Documents Incorporated by Reference

This ‘10-Q/A’ Filing	Date	Other Filings

Filed on:	8/22/22
For Period end:	6/30/22	10-Q
		List all Filings

↑Top

Filing Submission 0001607062-22-000539 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)