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Bone Biologics Corp – ‘8-K’ for 9/19/14 – ‘EX-4.23’

On:  Thursday, 9/25/14, at 3:57pm ET   ·   For:  9/19/14   ·   Accession #:  1493152-14-3110   ·   File #:  0-53078

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/25/14  Bone Biologics Corp               8-K:1,2,3,5 9/19/14   79:9M                                     M2 Compliance/FA

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML    980K 
 2: EX-2.1      Plan of Acquisition, Reorganization, Arrangement,   HTML    433K 
                Liquidation or Succession                                        
 3: EX-2.2      Plan of Acquisition, Reorganization, Arrangement,   HTML     47K 
                Liquidation or Succession                                        
 4: EX-3.1I     Articles of Incorporation/Organization or Bylaws    HTML     28K 
 5: EX-3.1II    Articles of Incorporation/Organization or Bylaws    HTML     64K 
 6: EX-4.1      Instrument Defining the Rights of Security Holders  HTML     66K 
15: EX-4.10     Instrument Defining the Rights of Security Holders  HTML     84K 
16: EX-4.11     Instrument Defining the Rights of Security Holders  HTML     64K 
17: EX-4.12     Instrument Defining the Rights of Security Holders  HTML     85K 
18: EX-4.13     Instrument Defining the Rights of Security Holders  HTML     76K 
19: EX-4.14     Instrument Defining the Rights of Security Holders  HTML     75K 
20: EX-4.15     Instrument Defining the Rights of Security Holders  HTML     73K 
21: EX-4.16     Instrument Defining the Rights of Security Holders  HTML     73K 
22: EX-4.17     Instrument Defining the Rights of Security Holders  HTML     70K 
23: EX-4.18     Instrument Defining the Rights of Security Holders  HTML     74K 
24: EX-4.19     Instrument Defining the Rights of Security Holders  HTML    155K 
 7: EX-4.2      Instrument Defining the Rights of Security Holders  HTML     67K 
25: EX-4.20     Instrument Defining the Rights of Security Holders  HTML     85K 
26: EX-4.21     Instrument Defining the Rights of Security Holders  HTML     57K 
27: EX-4.22     Instrument Defining the Rights of Security Holders  HTML    136K 
28: EX-4.23     Instrument Defining the Rights of Security Holders  HTML     32K 
29: EX-4.24     Instrument Defining the Rights of Security Holders  HTML     38K 
30: EX-4.25     Instrument Defining the Rights of Security Holders  HTML     30K 
 8: EX-4.3      Instrument Defining the Rights of Security Holders  HTML     68K 
 9: EX-4.4      Instrument Defining the Rights of Security Holders  HTML     36K 
10: EX-4.5      Instrument Defining the Rights of Security Holders  HTML     70K 
11: EX-4.6      Instrument Defining the Rights of Security Holders  HTML     86K 
12: EX-4.7      Instrument Defining the Rights of Security Holders  HTML     82K 
13: EX-4.8      Instrument Defining the Rights of Security Holders  HTML     91K 
14: EX-4.9      Instrument Defining the Rights of Security Holders  HTML     84K 
31: EX-10.1     Material Contract                                   HTML     39K 
40: EX-10.10    Material Contract                                   HTML     58K 
41: EX-10.11    Material Contract                                   HTML     71K 
42: EX-10.12    Material Contract                                   HTML     57K 
43: EX-10.13    Material Contract                                   HTML     66K 
44: EX-10.14    Material Contract                                   HTML    236K 
45: EX-10.15    Material Contract                                   HTML     88K 
46: EX-10.16    Material Contract                                   HTML    215K 
47: EX-10.17    Material Contract                                   HTML     91K 
48: EX-10.18    Material Contract                                   HTML     90K 
32: EX-10.2     Material Contract                                   HTML    161K 
33: EX-10.3     Material Contract                                   HTML     48K 
34: EX-10.4     Material Contract                                   HTML     44K 
35: EX-10.5     Material Contract                                   HTML     44K 
36: EX-10.6     Material Contract                                   HTML     47K 
37: EX-10.7     Material Contract                                   HTML     47K 
38: EX-10.8     Material Contract                                   HTML     45K 
39: EX-10.9     Material Contract                                   HTML     57K 
49: EX-21.1     Subsidiaries List                                   HTML     20K 
66: R1          Document and Entity Information                     HTML     33K 
61: R2          Balance Sheets (Unaudited)                          HTML    166K 
64: R3          Balance Sheets (Unaudited) (Parenthetical)          HTML     47K 
68: R4          Statement of Operations (Unaudited)                 HTML     77K 
76: R5          Statements of Stockholders' Deficit                 HTML     90K 
62: R6          Statements of Stockholders' Deficit                 HTML     22K 
                (Parenthetical)                                                  
63: R7          Condensed Statements of Cash Flows (Unaudited)      HTML    109K 
60: R8          Basis of Presentation                               HTML     29K 
58: R9          The Company                                         HTML     37K 
77: R10         Summary of Significant Accounting Policies          HTML     49K 
70: R11         Accrued Expenses                                    HTML     38K 
69: R12         Commitments and Contingencies                       HTML     60K 
73: R13         Notes Payable to Related Party                      HTML     85K 
74: R14         Stockholders' Equity                                HTML    115K 
72: R15         Income Taxes                                        HTML     55K 
75: R16         Related Party Transactions                          HTML     32K 
65: R17         Subsequent Events                                   HTML     28K 
67: R18         Transaction                                         HTML     37K 
71: R19         Proforma Adjustments - Consolidated Statement of    HTML     47K 
                Financial Position                                               
79: R20         Proforma Adjustment - Statement of Operations       HTML     29K 
78: XML         IDEA XML File -- Filing Summary                      XML     63K 
56: EXCEL       IDEA Workbook of Financial Reports                  XLSX    113K 
59: EXCEL       IDEA Workbook of Financial Reports (.xls)            XLS    479K 
50: EX-101.INS  XBRL Instance -- boneb-20140630                      XML   1.02M 
52: EX-101.CAL  XBRL Calculations -- boneb-20140630_cal              XML     93K 
53: EX-101.DEF  XBRL Definitions -- boneb-20140630_def               XML    304K 
54: EX-101.LAB  XBRL Labels -- boneb-20140630_lab                    XML    353K 
55: EX-101.PRE  XBRL Presentations -- boneb-20140630_pre             XML    307K 
51: EX-101.SCH  XBRL Schema -- boneb-20140630                        XSD     73K 
57: ZIP         XBRL Zipped Folder -- 0001493152-14-003110-xbrl      Zip     77K 


‘EX-4.23’   —   Instrument Defining the Rights of Security Holders


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  EXHIBIT 4.23  

 

THIS PROMISSORY NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. NO SALE OR DISPOSITION MAY BE EFFECTED EXCEPT IN COMPLIANCE WITH RULE 144 UNDER SAID ACT OR AN EFFECTIVE REGISTRATION STATEMENT RELATED THERETO OR AN OPINION OF COUNSEL FOR THE HOLDER SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED UNDER THE ACT OR RECEIPT OF A NO-ACTION LETTER FROM THE SECURITIES AND EXCHANGE COMMISSION.

 

PROMISSORY NOTE

 

September 15, 2014

 

For value received, Bone Biologics, Inc., a California corporation (“Borrower or the Company”) promises to pay to Musculoskeletal Transplant Foundation, Inc., a District of Columbia non-profit corporation or its assigns (“Lender”) the aggregate principal amount of $500,000.00 or so much thereof as may be advanced from time to time by Lender to Borrower under this Promissory Note (the “Note”) upon their mutual agreement as evidenced by their initials on the attached grid (each, an “Advance” and collectively, the “Advances”) with simple interest on the outstanding principal amount at the rate eight and one-half percent (8.5%) per annum. Interest shall commence with the date hereof and shall continue on the outstanding principal until paid in full. Interest shall be computed on the basis of a year of 365 days for the actual number of days elapsed.

 

All payments of interest and principal shall be in lawful money of the United States of America. All payments shall be applied first to accrued interest, and thereafter to principal.

 

All Advances and prepayments made on account of principal hereof shall be recorded on the grid attached hereto as Exhibit 1 and made a part hereof and initialed by Borrower and Lender where indicated. Each Advance shall be subject to the mutual consent of the Borrower and Lender; provided that nothing set forth in this Note or otherwise shall obligate Lender to make any Advance hereunder. The aggregate principal amount of all Advances shall not exceed $500,000.00.

 

This Note and all outstanding principal and accrued and unpaid interest shall be due and payable upon demand of the Lender at any time after the date that is 30 days after the most recent Advance made under this Note.

 

Borrower may prepay this Note at any time.

 

Borrower hereby waives demand, notice, presentment, protest and notice of dishonor.

 

Borrower shall use the Advances made hereunder only for operations and general working capital needs.

 

If there shall be any Event of Default (as defined herein) hereunder, at the option and upon the declaration of the holder of this Note, and notwithstanding anything to the contrary herein, this Note shall accelerate and all principal and unpaid accrued interest shall become due and payable and additional funds otherwise available under this Note will not be Advanced. The occurrence of any one or more of the following shall constitute an Event of Default (each, an “Event of Default”):

 

 C: 
 C: 1
 

 

Borrower files any petition or action for relief under any bankruptcy, reorganization, insolvency or moratorium law or any other law for the relief of, or relating to, debtors, now or hereafter in effect, or makes any assignment for the benefit of creditors or takes any corporate action in furtherance of any of the foregoing;

 

An involuntary petition is filed against Borrower (unless such petition is dismissed or discharged within sixty (60) days under any bankruptcy statute now or hereafter in effect, or a custodian, receive, trustee, assignee for the benefit of creditors (or other similar official) is appointed to take possession, custody or control of any property of Borrower; or

 

Borrower uses any of the proceeds of the Advances for any purpose other than as set forth in Paragraph 6 hereof.

 

This Note shall be governed by and construed under the laws of the State of New Jersey, as applied to agreements among New Jersey residents, made and to be performed entirely within the State of New Jersey, without giving effect to conflicts of laws principles.

 

Notwithstanding any provision contained herein, if at any time the rate of interest on this Note shall be deemed by any competent court of law, governmental agency or tribunal to exceed the maximum rate of interest permitted to be charged by Lender to Borrower under applicable law, then, during such time as such rate of interest would be deemed excessive, that portion of each sum paid attributable to that portion of such interest rate exceeding the maximum rate so permitted shall be deemed a voluntary prepayment of principal.

 

Any term of this Note may be amended or waived with the written consent of Borrower and the Lender.

 

This Note may not be transferred or assigned, other than to Bone Biologics, Corp., without the prior written consent of the Lender.

 

[Signature Page Follows]

 

 C: 
2
 

 

IN WITNESS WHEREOF, the undersigned has executed this Note as of the date first above written.

 

ATTEST:   BONE BIOLOGICS, INC.
         
By: /s/ Jamie Worth   By: /s/ William Jay Treat
Name: Jamie Worth   Name: William Jay Treat
Title: Director of H.R.,   Title: President and Chief
  AFH Holding & Advisory, LLC     Technology Officer

 

 C: 
3
 

 

EXHIBIT 1

 

ADVANCES AND PREPAYMENTS OF PRINCIPAL

 

Date  

Amount of
Loan Made
This Date

  Amount of
Loan Prepaid
This Date
  Principal Balance
Remaining
Unpaid
  Initials
(Borrower
and Lender)
                 
                 
                 
                 
                 
                 
                 
                 

 

 C: 
4
 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:9/25/14
For Period end:9/19/143,  4
9/15/1410-Q
 List all Filings 


20 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/26/24  Bone Biologics Corp.              S-1/A                  3:393K                                   M2 Compliance LLC/FA
 2/23/24  Bone Biologics Corp.              S-1/A                  7:1.3M                                   M2 Compliance LLC/FA
 2/21/24  Bone Biologics Corp.              10-K       12/31/23   63:6.3M                                   M2 Compliance LLC/FA
 1/30/24  Bone Biologics Corp.              S-1                   64:9.1M                                   M2 Compliance LLC/FA
11/20/23  Bone Biologics Corp.              10-K/A     12/31/22   14:425K                                   M2 Compliance LLC/FA
 9/15/23  Bone Biologics Corp.              S-8         9/15/23    4:121K                                   M2 Compliance LLC/FA
 6/13/23  Bone Biologics Corp.              S-1/A                  6:1M                                     M2 Compliance LLC/FA
 6/06/23  Bone Biologics Corp.              S-1/A                  6:1M                                     M2 Compliance LLC/FA
 5/01/23  Bone Biologics Corp.              S-1                    5:758K                                   M2 Compliance LLC/FA
 3/30/23  Bone Biologics Corp.              10-K       12/31/22   58:5.5M                                   M2 Compliance LLC/FA
10/05/22  Bone Biologics Corp.              S-1/A      10/04/22   59:8M                                     M2 Compliance LLC/FA
10/04/22  Bone Biologics Corp.              S-1/A                 59:8M                                     M2 Compliance LLC/FA
 9/23/22  Bone Biologics Corp.              S-1                   58:7.9M                                   M2 Compliance LLC/FA
 6/28/22  Bone Biologics Corp.              S-3                    5:1.1M                                   M2 Compliance LLC/FA
 3/15/22  Bone Biologics Corp.              10-K       12/31/21   59:5M                                     M2 Compliance LLC/FA
10/07/21  Bone Biologics Corp.              S-1/A                 60:9.2M                                   M2 Compliance LLC/FA
10/06/21  Bone Biologics Corp.              S-1/A                 59:8.2M                                   M2 Compliance LLC/FA
 8/30/21  Bone Biologics Corp.              S-1/A                 60:7.8M                                   M2 Compliance LLC/FA
 6/28/21  Bone Biologics Corp.              S-1                   71:5.9M                                   M2 Compliance LLC/FA
 4/15/21  Bone Biologics Corp.              10-K       12/31/20   63:4.3M                                   M2 Compliance LLC/FA
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Filing Submission 0001493152-14-003110   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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