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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 9/25/14 Bone Biologics Corp 8-K:1,2,3,5 9/19/14 79:9M M2 Compliance/FA |
Document/Exhibit Description Pages Size
1: 8-K Current Report HTML 980K
2: EX-2.1 Plan of Acquisition, Reorganization, Arrangement, HTML 433K
Liquidation or Succession
3: EX-2.2 Plan of Acquisition, Reorganization, Arrangement, HTML 47K
Liquidation or Succession
4: EX-3.1I Articles of Incorporation/Organization or Bylaws HTML 28K
5: EX-3.1II Articles of Incorporation/Organization or Bylaws HTML 64K
6: EX-4.1 Instrument Defining the Rights of Security Holders HTML 66K
15: EX-4.10 Instrument Defining the Rights of Security Holders HTML 84K
16: EX-4.11 Instrument Defining the Rights of Security Holders HTML 64K
17: EX-4.12 Instrument Defining the Rights of Security Holders HTML 85K
18: EX-4.13 Instrument Defining the Rights of Security Holders HTML 76K
19: EX-4.14 Instrument Defining the Rights of Security Holders HTML 75K
20: EX-4.15 Instrument Defining the Rights of Security Holders HTML 73K
21: EX-4.16 Instrument Defining the Rights of Security Holders HTML 73K
22: EX-4.17 Instrument Defining the Rights of Security Holders HTML 70K
23: EX-4.18 Instrument Defining the Rights of Security Holders HTML 74K
24: EX-4.19 Instrument Defining the Rights of Security Holders HTML 155K
7: EX-4.2 Instrument Defining the Rights of Security Holders HTML 67K
25: EX-4.20 Instrument Defining the Rights of Security Holders HTML 85K
26: EX-4.21 Instrument Defining the Rights of Security Holders HTML 57K
27: EX-4.22 Instrument Defining the Rights of Security Holders HTML 136K
28: EX-4.23 Instrument Defining the Rights of Security Holders HTML 32K
29: EX-4.24 Instrument Defining the Rights of Security Holders HTML 38K
30: EX-4.25 Instrument Defining the Rights of Security Holders HTML 30K
8: EX-4.3 Instrument Defining the Rights of Security Holders HTML 68K
9: EX-4.4 Instrument Defining the Rights of Security Holders HTML 36K
10: EX-4.5 Instrument Defining the Rights of Security Holders HTML 70K
11: EX-4.6 Instrument Defining the Rights of Security Holders HTML 86K
12: EX-4.7 Instrument Defining the Rights of Security Holders HTML 82K
13: EX-4.8 Instrument Defining the Rights of Security Holders HTML 91K
14: EX-4.9 Instrument Defining the Rights of Security Holders HTML 84K
31: EX-10.1 Material Contract HTML 39K
40: EX-10.10 Material Contract HTML 58K
41: EX-10.11 Material Contract HTML 71K
42: EX-10.12 Material Contract HTML 57K
43: EX-10.13 Material Contract HTML 66K
44: EX-10.14 Material Contract HTML 236K
45: EX-10.15 Material Contract HTML 88K
46: EX-10.16 Material Contract HTML 215K
47: EX-10.17 Material Contract HTML 91K
48: EX-10.18 Material Contract HTML 90K
32: EX-10.2 Material Contract HTML 161K
33: EX-10.3 Material Contract HTML 48K
34: EX-10.4 Material Contract HTML 44K
35: EX-10.5 Material Contract HTML 44K
36: EX-10.6 Material Contract HTML 47K
37: EX-10.7 Material Contract HTML 47K
38: EX-10.8 Material Contract HTML 45K
39: EX-10.9 Material Contract HTML 57K
49: EX-21.1 Subsidiaries List HTML 20K
66: R1 Document and Entity Information HTML 33K
61: R2 Balance Sheets (Unaudited) HTML 166K
64: R3 Balance Sheets (Unaudited) (Parenthetical) HTML 47K
68: R4 Statement of Operations (Unaudited) HTML 77K
76: R5 Statements of Stockholders' Deficit HTML 90K
62: R6 Statements of Stockholders' Deficit HTML 22K
(Parenthetical)
63: R7 Condensed Statements of Cash Flows (Unaudited) HTML 109K
60: R8 Basis of Presentation HTML 29K
58: R9 The Company HTML 37K
77: R10 Summary of Significant Accounting Policies HTML 49K
70: R11 Accrued Expenses HTML 38K
69: R12 Commitments and Contingencies HTML 60K
73: R13 Notes Payable to Related Party HTML 85K
74: R14 Stockholders' Equity HTML 115K
72: R15 Income Taxes HTML 55K
75: R16 Related Party Transactions HTML 32K
65: R17 Subsequent Events HTML 28K
67: R18 Transaction HTML 37K
71: R19 Proforma Adjustments - Consolidated Statement of HTML 47K
Financial Position
79: R20 Proforma Adjustment - Statement of Operations HTML 29K
78: XML IDEA XML File -- Filing Summary XML 63K
56: EXCEL IDEA Workbook of Financial Reports XLSX 113K
59: EXCEL IDEA Workbook of Financial Reports (.xls) XLS 479K
50: EX-101.INS XBRL Instance -- boneb-20140630 XML 1.02M
52: EX-101.CAL XBRL Calculations -- boneb-20140630_cal XML 93K
53: EX-101.DEF XBRL Definitions -- boneb-20140630_def XML 304K
54: EX-101.LAB XBRL Labels -- boneb-20140630_lab XML 353K
55: EX-101.PRE XBRL Presentations -- boneb-20140630_pre XML 307K
51: EX-101.SCH XBRL Schema -- boneb-20140630 XSD 73K
57: ZIP XBRL Zipped Folder -- 0001493152-14-003110-xbrl Zip 77K
| To: | Bone Biologics, Inc. (the “Company”) |
| To: | Musculoskeletal Transplant Foundation (“MTF”) |
(each, a “Party” and together with AFH Holding & Advisory (“AFH Advisory”), the “Parties”)
Dear Sirs,
Side Letter Agreement (the “Agreement”)
The purpose of this Agreement is to set out the terms among the Parties for their relationship in respect of the Company.
BACKGROUND
| A. | The Parties entered into that certain Amended and Restated Letter of Intent (the “LOI”) dated May 7, 2014, as amended, with respect to the transactions described below wherein it is contemplated that, among other things the Company shall consummate a business combination (the “Business Combination”) with a Delaware corporation (“Acquisition Co.”) publicly reporting pursuant to the United States Securities Exchange Act of 1934, as amended (the “Exchange Act”), pursuant to a reverse merger or other similar transaction, as agreed to by the parties resulting in the Company becoming a public company (“PubCo”). | |
| B. | Pursuant to the terms of the LOI, after the consummation of the Business Combination, AFH Advisory shall use its reasonable best efforts to assist Acquisition Co. in certain other transactions, including procuring one or more investors for a private financing, whether debt or equity, of a minimum of $2.5 million and up to a maximum of $5.0 million (the “Private Placement”). | |
| C. | The Parties have agreed that AFH Advisory and MTF will receive certain compensation in case certain commercial milestones are achieved by specified times following the closing of the Private Placement. |
AGREEMENT
In consideration of the foregoing, and upon execution of this Agreement, the Parties agree as follows:
| 1. | MILESTONES |
| 1.1 | The Company and/or Pubco will use commercially reasonable efforts to achieve the following milestones (the “Milestone Targets”) by the specified times (the “Milestone Periods”) following the closing of the Private Placement: |
| (i) | Complete media screening studies of cell line within two (2) to three (3) months: | |
| (ii) | Initiate manufacturing of master cell bank within three (3) to four (4) months; |
C:
| (iii) | Initiate formulation studies for the cGMP manufacturing process once sufficient Nell-1 material is available within approximately eight (8) to ten (10) months; | |
| (iv) | Initiate a pre-clinical bioreactor production run for toxicology material within nine (9) to twelve (12) months following the closing of the Private Placement; | |
| (v) | Initiate pre-clinical toxicology studies to include carcinogenicity and reproductive within approximately eleven (11) to thirteen (13) months; | |
| (vi) | Finalize refinement of the manufacturing process within approximately twelve (12) to fourteen (14) months; | |
| (vii) | Initiate cGMP bioreactor run within twelve (12) to fourteen (14) months or after completion of (v), and | |
| (viii) | Request an IDE meeting to review the clinical safety plan within eighteen (18) to twenty (20) months. |
| 2. | COMPENSATION |
| 2.1 | AFH Advisory and MTF will each receive restricted shares equal to and not to exceed 2.5% of the fully diluted shares of the Company at the time of the completion of the Milestone Targets. Notwithstanding anything contained herein to the contrary, it is understood that such 2.5% will be aggregated with all other applicable amounts in calculating the 10% of fully diluted shares of the Company owed to AFH Advisory in the form of the Advisor Shares (as such term is defined in the LOI). |
| 3. | MISCELLANEOUS PROVISIONS |
| 3.1 | Governing Law, Dispute Resolution and Jurisdiction. This Agreement shall be governed by and construed in accordance with the laws of the State of Delaware without giving effect to the conflicts of laws principles thereof. Each party hereby irrevocably and unconditionally consents to submit to the exclusive jurisdiction of the courts of the State of Delaware and of the United States of America located in the State of Delaware for any disputes, controversies, or claims arising out of or relating to this Agreement and the transactions contemplated hereby. The parties hereby irrevocably waive any objection to jurisdiction and venue for any action instituted hereunder and shall not assert any defense based on lack of jurisdiction or venue or based upon forum non conveniens. The parties agree to submit to the in personam jurisdiction of such courts. The prevailing party in any such dispute shall be entitled to recover from the other party its reasonable attorneys’ fees, costs and expenses. |
| 3.2 | Counterparts. This Agreement may be signed in two or more counterparts, each of which shall constitute an original, and all of which together shall constitute one and the same agreement. The exchange of copies of this Agreement and of signature pages by facsimile transmission or by email transmission in portable digital format, or similar format, shall constitute effective execution and delivery of such instrument(s) as to the parties and may be used in lieu of the original for all purposes. Signatures of the parties transmitted by facsimile or by email transmission in portable digital format, or similar format, shall be deemed to be their original signatures. |
| 3.3 | Entire Agreement. This Agreement constitutes the complete and entire agreement between the parties pertaining to the subject matter contained herein and supersedes all prior and contemporaneous discussions, negotiations, understandings, agreements, representations, and understandings of the Parties, whether oral or written, expressed or implied. Each of the Parties acknowledge that no other party, nor any agent or attorney of any other party, has made any promise, representation, or warranty whatsoever, express or implied, and not contained herein, concerning the subject matter hereof to induce the party to execute or authorize the execution of this Agreement, and acknowledges that the party has not executed or authorized the execution of this instrument in reliance upon any such promise, representation, or warranty not contained herein. |
C:
If you agree to the foregoing, please return a signed copy of this Agreement to the undersigned no later than September 8, 2014, after which time this Agreement will expire if not so accepted.
Very truly yours,
| AFH HOLDING AND ADVISORY, LLC | ||
| By: | /s/ Amir F. Heshmatpour | |
| Name: | Amir F. Heshmatpour | |
| Title: | Managing Director | |
| BONE BIOLOGICS, INC. | ||
| By: | /s/ Michael Schuler | |
| Name: | Michael Schuler | |
| Title: | CEO | |
| THE MUSCULOSKELETAL TRANSPLANT FOUNDATION | ||
| By: | /s/ Michael J. Kawas | |
| Name: | Michael J. Kawas | |
| Title: | EVP/CFO | |
C:
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 9/25/14 | |||
| For Period end: | 9/19/14 | 3, 4 | ||
| 9/7/14 | ||||
| 5/7/14 | ||||
| List all Filings | ||||