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Ladenburg Thalmann Financial Services Inc. – ‘305B2’ on 11/13/17

On: Monday, 11/13/17, at 9:21am ET · Effective: 11/13/17 · Accession #: 1493152-17-12820 · File #: 333-216733

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

11/13/17  Ladenburg Thalmann Fin’l Svcs Inc 305B2      11/13/17    5:224K                                   M2 Compliance/FA

Statement of Eligibility by a Corporation Designated to Act as Trustee — Form T-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 305B2       Statement of Eligibility by a Corporation           HTML     22K 
                          Designated to Act as Trustee --                        
                          form305b2                                              
 2: EX-99       Exhibit 2                                           HTML      5K 
 3: EX-99       Exhibit 3                                           HTML      5K 
 4: EX-99       Exhibit 6                                           HTML      7K 
 5: EX-99       Exhibit 7                                           HTML     15K

305B2 — Statement of Eligibility by a Corporation Designated to Act as Trustee — form305b2

This is an HTML Document rendered as filed. [ Alternative Formats ]

Registration No. 333-216733

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM T-1

Statement of Eligibility Under

The Trust Indenture Act of 1939 of a

Corporation Designated to Act as Trustee

Check if an Application to Determine Eligibility of

a Trustee Pursuant to Section 305(b)(2) X

U.S. BANK NATIONAL ASSOCIATION

(Exact name of Trustee as specified in its charter)

31-0841368

I.R.S. Employer Identification No.

800 Nicollet Mall

Minneapolis, Minnesota

55402

(Address of principal executive offices)

(Zip Code)

Michael C. Daly

U.S. Bank National Association

200 South Biscayne Boulevard. Suite 1870

Miami, FL 33131

(305) 350-1752

(Name, address and telephone number of agent for service)

Ladenburg Thalmann Financial Services Inc.

(Issuer with respect to the Securities)

Florida		65-0701248
(State or other jurisdiction of incorporation or organization)		(I.R.S. Employer Identification No.)

4400 Biscayne Boulevard, 12^th Floor

Miami

33137

(Address of Principal Executive Offices)

(Zip Code)

Senior Notes

(Title of the Indenture Securities)

FORM T-1

Item 1.	GENERAL INFORMATION. Furnish the following information as to the Trustee.

	a)	Name and address of each examining or supervising authority to which it is subject.
		Comptroller of the Currency
		Washington, D.C.

	b)	Whether it is authorized to exercise corporate trust powers.

		Yes

Item 2.	AFFILIATIONS WITH OBLIGOR. If the obligor is an affiliate of the Trustee, describe each such affiliation.

	None

Items 3-15

Items 3-15 are not applicable because to the best of the Trustee’s knowledge, the obligor is not in default under any Indenture for which the Trustee acts as Trustee.

Item 16.	LIST OF EXHIBITS: List below all exhibits filed as a part of this statement of eligibility and qualification.

	1.	A copy of the Articles of Association of the Trustee.*

	2.	A copy of the certificate of authority of the Trustee to commence business, attached as Exhibit 2.

	3.	A copy of the certificate of authority of the Trustee to exercise corporate trust powers, attached as Exhibit 3.

	4.	A copy of the existing bylaws of the Trustee.**

	5.	A copy of each Indenture referred to in Item 4. Not applicable.

	6.	The consent of the Trustee required by Section 321(b) of the Trust Indenture Act of 1939, attached as Exhibit 6.

	7.	Report of Condition of the Trustee as of September 30, 2017 published pursuant to law or the requirements of its supervising or examining authority, attached as Exhibit 7.

	* Incorporated by reference to Exhibit 25.1 to Amendment No. 2 to registration statement on S-4, Registration Number 333-128217 filed on November 15, 2005.

	** Incorporated by reference to Exhibit 25.1 to registration statement on Form S-3ASR, Registration Number 333-199863 filed on November 5, 2014.

SIGNATURE

Pursuant to the requirements of the Trust Indenture Act of 1939, as amended, the Trustee, U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America, has duly caused this statement of eligibility and qualification to be signed on its behalf by the undersigned, thereunto duly authorized, all in the City of Miami, Florida on the 13^th day of November, 2017.

	By:	/s/ Michael C. Daly
		Michael C. Daly
		Vice President

Dates Referenced Herein and Documents Incorporated by Reference

This ‘305B2’ Filing	Date	Other Filings

Filed on / Effective on:	11/13/17	424B5
	11/5/14
	11/15/05
		List all Filings

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