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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 12/29/21 Barfresh Food Group Inc. 8-K:5,9 12/29/21 12:221K M2 Compliance LLC/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 28K 2: EX-3.1 Articles of Incorporation/Organization or Bylaws HTML 12K 3: EX-99.1 Miscellaneous Exhibit HTML 13K 7: R1 Cover HTML 42K 10: XML IDEA XML File -- Filing Summary XML 12K 8: XML XBRL Instance -- form8-k_htm XML 14K 9: EXCEL IDEA Workbook of Financial Reports XLSX 6K 5: EX-101.LAB XBRL Labels -- brfh-20211229_lab XML 97K 6: EX-101.PRE XBRL Presentations -- brfh-20211229_pre XML 64K 4: EX-101.SCH XBRL Schema -- brfh-20211229 XSD 12K 11: JSON XBRL Instance as JSON Data -- MetaLinks 25± 33K 12: ZIP XBRL Zipped Folder -- 0001493152-21-032640-xbrl Zip 16K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): i December 29, 2021
(Exact name of registrant as specified in its charter)
| i Delaware | i 000-55131 | i 27-1994406 | ||
(State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
i 3600 Wilshire Boulevard Suite 1720, i Los Angeles, i California i 90010
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code: i (310) i 598-7113
Not applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
| None | Not applicable | Not applicable |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
C:
Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
The registrant filed a Certificate of Amendment of Certificate of Incorporation with an effective date of December 29, 2021, to implement a 1-for-13 reverse stock split of its issued and outstanding shares of common stock. The total number of authorized shares remain unchanged. The registrant’s common stock will begin trading on a post-split basis on the OTCQB at the open of trading on December 29, 2021 under the temporary trading symbol “BRFHD”. The “D” lettering will be removed within 20 business days if the stock is still trading on the OTCQB, or upon the listing of the registrant’s common stock on a National Exchange, whichever comes first. At that time, the registrant’s trading symbol will revert back to “BRFH.” The new CUSIP number for the registrant’s common stock is 06753220.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
| 3.1 | Certificate of Amendment of Certificate of Incorporation | |
| 99.1 | Press Release of Barfresh Food Group Inc. dated December 29, 2021 | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
C:
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned duly authorized.
Barfresh Food Group Inc., a Delaware corporation (Registrant) | ||
| Date: December 29, 2021 | /s/ Riccardo Delle Coste | |
| By: | Riccardo Delle Coste | |
| Its: | Chief Executive Officer | |
C:
C:
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on / For Period end: | 12/29/21 | None on these Dates | ||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/22/24 Barfresh Food Group Inc. 10-K 12/31/23 72:4.7M M2 Compliance LLC/FA 11/30/23 Barfresh Food Group Inc. S-3/A 2:80K M2 Compliance LLC/FA 11/06/23 Barfresh Food Group Inc. S-3/A 3:925K M2 Compliance LLC/FA 10/26/23 Barfresh Food Group Inc. S-3 4:490K M2 Compliance LLC/FA 8/14/23 Barfresh Food Group Inc. S-8 8/14/23 8:501K M2 Compliance LLC/FA 3/02/23 Barfresh Food Group Inc. 10-K 12/31/22 75:4.7M M2 Compliance LLC/FA 4/28/22 Barfresh Food Group Inc. S-8 4/28/22 7:384K M2 Compliance LLC/FA 3/10/22 Barfresh Food Group Inc. 10-K 12/31/21 75:5.2M M2 Compliance LLC/FA |