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Opti-Harvest, Inc. – ‘S-1’ on 8/31/22 – ‘EX-101.DEF’

On: Wednesday, 8/31/22, at 5:09pm ET · Accession #: 1493152-22-24661 · File #: 333-267203

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/31/22  Opti-Harvest, Inc.                S-1                   93:49M                                    M2 Compliance LLC/FA

Registration Statement (General Form) — Form S-1 — SA’33

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1         Registration Statement (General Form)               HTML   2.75M 
 2: EX-1.1      Underwriting Agreement or Conflict Minerals Report  HTML    438K 
 3: EX-3.1.1    Articles of Incorporation/Organization or Bylaws    HTML     23K 
 4: EX-3.1.2    Articles of Incorporation/Organization or Bylaws    HTML     23K 
 5: EX-3.1.3    Articles of Incorporation/Organization or Bylaws    HTML     24K 
 6: EX-3.1.4    Articles of Incorporation/Organization or Bylaws    HTML     23K 
 7: EX-3.2      Articles of Incorporation/Organization or Bylaws    HTML     32K 
 8: EX-4.1      Instrument Defining the Rights of Security Holders  HTML     22K 
 9: EX-4.2      Instrument Defining the Rights of Security Holders  HTML    135K 
10: EX-4.3      Instrument Defining the Rights of Security Holders  HTML    268K 
11: EX-4.4      Instrument Defining the Rights of Security Holders  HTML     31K 
12: EX-4.6      Instrument Defining the Rights of Security Holders  HTML    261K 
13: EX-5.1      Opinion of Counsel re: Legality                     HTML     38K 
14: EX-5.2      Opinion of Counsel re: Legality                     HTML     24K 
15: EX-10.1     Material Contract                                   HTML     42K 
24: EX-10.10    Material Contract                                   HTML    179K 
25: EX-10.11    Material Contract                                   HTML     33K 
26: EX-10.12    Material Contract                                   HTML     24K 
16: EX-10.2     Material Contract                                   HTML     23K 
17: EX-10.3     Material Contract                                   HTML     25K 
18: EX-10.4     Material Contract                                   HTML     61K 
19: EX-10.5     Material Contract                                   HTML     25K 
20: EX-10.6     Material Contract                                   HTML    120K 
21: EX-10.7     Material Contract                                   HTML    178K 
22: EX-10.8     Material Contract                                   HTML     59K 
23: EX-10.9     Material Contract                                   HTML    660K 
27: EX-14.1     Code of Ethics                                      HTML     66K 
28: EX-23.1     Consent of Expert or Counsel                        HTML     26K 
29: EX-FILING FEES  Calculation of Filing Fee Tables                HTML     40K 
35: R1          Cover                                               HTML     58K 
36: R2          Balance Sheets                                      HTML    112K 
37: R3          Balance Sheets (Parenthetical)                      HTML     47K 
38: R4          Statements of Operations                            HTML     85K 
39: R5          Statements of Changes in Shareholders' Equity       HTML     86K 
                (Deficit)                                                        
40: R6          Statements of Cash Flows                            HTML    124K 
41: R7          Basis of Presentation and Liquidity                 HTML     45K 
42: R8          Significant Accounting Policies                     HTML    118K 
43: R9          Property and Equipment                              HTML     44K 
44: R10         Earnout and Royalty Obligations                     HTML     55K 
45: R11         Senior Convertible Notes Payable and Warrants       HTML     76K 
46: R12         Note Payable                                        HTML     32K 
47: R13         Loans payable                                       HTML     41K 
48: R14         Shareholders? Equity (Deficit)                      HTML    273K 
49: R15         Commitments and Contingencies                       HTML    102K 
50: R16         Income Taxes                                        HTML     44K 
51: R17         Related Party Transactions                          HTML     43K 
52: R18         Subsequent Events                                   HTML     47K 
53: R19         Inventory                                           HTML     31K 
54: R20         Intangible Assets and Contingent Earnout Liability  HTML     54K 
55: R21         Significant Accounting Policies (Policies)          HTML    154K 
56: R22         Significant Accounting Policies (Tables)            HTML     49K 
57: R23         Property and Equipment (Tables)                     HTML     39K 
58: R24         Senior Convertible Notes Payable and Warrants       HTML     35K 
                (Tables)                                                         
59: R25         Loans payable (Tables)                              HTML     31K 
60: R26         Shareholders? Equity (Deficit) (Tables)             HTML    123K 
61: R27         Income Taxes (Tables)                               HTML     38K 
62: R28         Inventory (Tables)                                  HTML     30K 
63: R29         Basis of Presentation and Liquidity (Details        HTML     51K 
                Narrative)                                                       
64: R30         Schedule of Estimated Useful Lives of Property and  HTML     35K 
                Equipment (Details)                                              
65: R31         Schedule of Anti-Dilutive Securities of Earning     HTML     40K 
                Per Share (Details)                                              
66: R32         Significant Accounting Policies (Details            HTML     48K 
                Narrative)                                                       
67: R33         Schedule of Property and Equipment (Details)        HTML     41K 
68: R34         Property and Equipment (Details Narrative)          HTML     34K 
69: R35         Earnout and Royalty Obligations (Details            HTML     70K 
                Narrative)                                                       
70: R36         Schedule of Senior Convertible Notes Payable        HTML     33K 
                (Details)                                                        
71: R37         Senior Convertible Notes Payable and Warrants       HTML    144K 
                (Details Narrative)                                              
72: R38         Note Payable (Details Narrative)                    HTML     34K 
73: R39         Loans payable (Details Narrative)                   HTML     54K 
74: R40         Summary of Warrants (Details)                       HTML     50K 
75: R41         Summary of Outstanding Warrants Exercise Price      HTML     50K 
                (Details)                                                        
76: R42         Summary of Options (Details)                        HTML     49K 
77: R43         Summary of Outstanding Options Exercise Price       HTML     44K 
                (Details)                                                        
78: R44         Shareholders? Equity (Deficit) (Details Narrative)  HTML    487K 
79: R45         Commitments and Contingencies (Details Narrative)   HTML    199K 
80: R46         Schedule of Effective Income Tax Rate (Details)     HTML     34K 
81: R47         Schedule of Components of Deferred Taxes (Details)  HTML     30K 
82: R48         Income Taxes (Details Narrative)                    HTML     31K 
83: R49         Related Party Transactions (Details Narrative)      HTML     65K 
84: R50         Subsequent Events (Details Narrative)               HTML    103K 
85: R51         Schedule of Inventory (Details)                     HTML     31K 
86: R52         Inventory (Details Narrative)                       HTML     26K 
87: R53         Schedule of Loans Payable (Details)                 HTML     30K 
88: R54         Intangible Assets and Contingent Earnout Liability  HTML     73K 
                (Details Narrative)                                              
91: XML         IDEA XML File -- Filing Summary                      XML    134K 
89: XML         XBRL Instance -- forms-1_htm                         XML   1.82M 
90: EXCEL       IDEA Workbook of Financial Reports                  XLSX    176K 
31: EX-101.CAL  Inline XBRL Taxonomy Extension Calculation           XML    147K 
                Linkbase Document -- opti-20220630_cal                           
32: EX-101.DEF  Inline XBRL Taxonomy Extension Definition Linkbase   XML    847K 
                Document -- opti-20220630_def                                    
33: EX-101.LAB  Inline XBRL Taxonomy Extension Label Linkbase        XML   1.15M 
                Document -- opti-20220630_lab                                    
34: EX-101.PRE  Inline XBRL Taxonomy Extension Presentation          XML    975K 
                Linkbase Document -- opti-20220630_pre                           
30: EX-101.SCH  Inline XBRL Taxonomy Extension Schema Document --    XSD    162K 
                opti-20220630                                                    
92: JSON        XBRL Instance as JSON Data -- MetaLinks              374±   537K 
93: ZIP         XBRL Zipped Folder -- 0001493152-22-024661-xbrl      Zip   1.95M

‘EX-101.DEF’ — Inline XBRL Taxonomy Extension Definition Linkbase Document — opti-20220630_def

This Exhibit is an XBRL XML File.

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11 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/11/24  Opti-Harvest, Inc.                S-1/A                 73:15M                                    M2 Compliance LLC/FA
12/29/23  Opti-Harvest, Inc.                S-1/A                 78:15M                                    M2 Compliance LLC/FA
11/20/23  Opti-Harvest, Inc.                10-Q        9/30/23   57:5.6M                                   M2 Compliance LLC/FA
 8/21/23  Opti-Harvest, Inc.                10-Q        6/30/23   57:5.5M                                   M2 Compliance LLC/FA
 6/26/23  Opti-Harvest, Inc.                S-1                   74:14M                                    M2 Compliance LLC/FA
 6/21/23  Opti-Harvest, Inc.                POS AM                74:14M                                    M2 Compliance LLC/FA
 5/18/23  Opti-Harvest, Inc.                10-Q        3/31/23   57:4.7M                                   M2 Compliance LLC/FA
 4/17/23  Opti-Harvest, Inc.                10-K       12/31/22   68:7M                                     M2 Compliance LLC/FA
 2/08/23  Opti-Harvest, Inc.                S-1/A                  2:96K                                    M2 Compliance LLC/FA
 2/03/23  Opti-Harvest, Inc.                S-1/A                 80:13M                                    M2 Compliance LLC/FA
 1/13/23  Opti-Harvest, Inc.                S-1/A                 78:13M                                    M2 Compliance LLC/FA

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Filing Submission 0001493152-22-024661 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Opti-Harvest, Inc. – ‘S-1’ on 8/31/22 – ‘EX-101.DEF’

On: Wednesday, 8/31/22, at 5:09pm ET · Accession #: 1493152-22-24661 · File #: 333-267203

Registration Statement (General Form) — Form S-1 — SA’33Filing Table of Contents

‘EX-101.DEF’ — Inline XBRL Taxonomy Extension Definition Linkbase Document — opti-20220630_def

This Exhibit is an XBRL XML File.

11 Subsequent Filings that Reference this Filing

Registration Statement (General Form) — Form S-1 — SA’33

Filing Table of Contents