|
||||||||||||||||||||||||||
| SEC Info℠ | | | Home | | | Search | | | My Interests | | | Help | | | Sign In | | | Please Sign In | |||||||
|
||||||||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 6/08/22 Advaxis, Inc. 10-Q 4/30/22 73:4.7M M2 Compliance LLC/FA |
Document/Exhibit Description Pages Size
1: 10-Q Quarterly Report HTML 761K
2: EX-31.1 Certification -- §302 - SOA'02 HTML 27K
3: EX-31.2 Certification -- §302 - SOA'02 HTML 27K
4: EX-32.1 Certification -- §906 - SOA'02 HTML 22K
5: EX-32.2 Certification -- §906 - SOA'02 HTML 22K
11: R1 Cover HTML 74K
12: R2 Condensed Consolidated Balance Sheets HTML 109K
13: R3 Condensed Consolidated Balance Sheets HTML 51K
(Parenthetical)
14: R4 Condensed Consolidated Statements of Operations HTML 85K
(Unaudited)
15: R5 Condensed Consolidated Statements of Cash Flows HTML 108K
(Unaudited)
16: R6 Nature of Operations HTML 32K
17: R7 Summary of Significant Accounting Policies and HTML 47K
Basis of Presentation
18: R8 Property and Equipment HTML 32K
19: R9 Intangible Assets HTML 41K
20: R10 Accrued Expenses HTML 28K
21: R11 Leases HTML 54K
22: R12 Common Stock Purchase Warrants and Warrant HTML 80K
Liability
23: R13 Commitments and Contingencies HTML 30K
24: R14 Temporary Equity HTML 43K
25: R15 Stockholders? Equity HTML 75K
26: R16 Share Based Compensation HTML 74K
27: R17 Licensing Agreements HTML 30K
28: R18 Fair Value HTML 60K
29: R19 Summary of Significant Accounting Policies and HTML 61K
Basis of Presentation (Policies)
30: R20 Summary of Significant Accounting Policies and HTML 28K
Basis of Presentation (Tables)
31: R21 Property and Equipment (Tables) HTML 28K
32: R22 Intangible Assets (Tables) HTML 36K
33: R23 Accrued Expenses (Tables) HTML 28K
34: R24 Leases (Tables) HTML 55K
35: R25 Common Stock Purchase Warrants and Warrant HTML 67K
Liability (Tables)
36: R26 Temporary Equity (Tables) HTML 28K
37: R27 Stockholders? Equity (Tables) HTML 70K
38: R28 Share Based Compensation (Tables) HTML 74K
39: R29 Fair Value (Tables) HTML 59K
40: R30 Nature of Operations (Details Narrative) HTML 24K
41: R31 Schedule of Anti -Diluted Securities Excluded From HTML 28K
Diluted Net Loss Per Share (Details)
42: R32 Summary of Significant Accounting Policies and HTML 28K
Basis of Presentation (Details Narrative)
43: R33 Schedule of Property and Equipment (Details) HTML 33K
44: R34 Property and Equipment (Details Narrative) HTML 31K
45: R35 Summary of Intangible Assets (Details) HTML 34K
46: R36 Schedule of Carrying Value of Intangible Assets HTML 36K
(Details)
47: R37 Intangible Assets (Details Narrative) HTML 29K
48: R38 Summary of Accrued Expenses (Details) HTML 32K
49: R39 Schedule of Supplemental Balance Sheet Related to HTML 29K
Leases (Details)
50: R40 Schedule of Lease Expenses (Details) HTML 30K
51: R41 Schedule of Other Information Related to Leases HTML 25K
(Details)
52: R42 Schedule of Cash Flow Information Related to HTML 23K
Leases (Details)
53: R43 Schedule of Future Minimum Lease Payments Under HTML 32K
Non-Cancellable Leases (Details)
54: R44 Leases (Details Narrative) HTML 39K
55: R45 Schedule of Common Stock Purchase Warrants and HTML 45K
Warrant Liability (Details)
56: R46 Schedule of Assumptions Used in Warrant Liability HTML 39K
(Details)
57: R47 Common Stock Purchase Warrants and Warrant HTML 55K
Liability (Details Narrative)
58: R48 Schedule of Preferred Stock Redemption Liability HTML 31K
(Details)
59: R49 Temporary Equity (Details Narrative) HTML 62K
60: R50 Summary of Stockholders Equity (Details) HTML 99K
61: R51 Summary of Share Based Compensation Expense HTML 28K
(Details)
62: R52 Summary of Changes in Stock Option Plan (Details) HTML 48K
63: R53 Summary of Outstanding and Exercisable Options HTML 57K
(Details)
64: R54 Share Based Compensation (Details Narrative) HTML 30K
65: R55 Licensing Agreements (Details Narrative) HTML 39K
66: R56 Schedule of Fair Value, Assets and Liabilities HTML 56K
Measured on Recurring Basis (Details)
67: R57 Schedule of Fair Value, Assets and Liabilities HTML 25K
Measured on Recurring Basis (Details)
(Parenthetical)
68: R58 Schedule of Fair Value Measuring Unobservable HTML 38K
Inputs (Details)
71: XML IDEA XML File -- Filing Summary XML 129K
69: XML XBRL Instance -- form10-q_htm XML 1.15M
70: EXCEL IDEA Workbook of Financial Reports XLSX 77K
7: EX-101.CAL Inline XBRL Taxonomy Extension Calculation XML 167K
Linkbase Document -- adxs-20220430_cal
8: EX-101.DEF Inline XBRL Taxonomy Extension Definition Linkbase XML 377K
Document -- adxs-20220430_def
9: EX-101.LAB Inline XBRL Taxonomy Extension Label Linkbase XML 811K
Document -- adxs-20220430_lab
10: EX-101.PRE Inline XBRL Taxonomy Extension Presentation XML 636K
Linkbase Document -- adxs-20220430_pre
6: EX-101.SCH Inline XBRL Taxonomy Extension Schema Document -- XSD 131K
adxs-20220430
72: JSON XBRL Instance as JSON Data -- MetaLinks 291± 404K
73: ZIP XBRL Zipped Folder -- 0001493152-22-016125-xbrl Zip 139K
EXHIBIT 31.1
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER
PURSUANT TO 18.U.S.C. 7350
(SECTION 302 OF THE SARBANES OXLEY ACT OF 2002)
I, Kenneth Berlin, certify that:
| 1. | I have reviewed this annual report on Form 10-Q for the quarter ended April 30, 2022 of Advaxis, Inc.; | |
| 2. | Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; | |
| 3. | Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report; | |
| 4. | The registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have: | |
| (a) | Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; | |
| (b) | Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; | |
| (c) | Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and | |
| (d) | Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and | |
| 5. | The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions): | |
| (a) | All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and | |
| (b) | Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting. | |
| June 7, 2022 | ||
| By: | /s/ Kenneth Berlin | |
| Name: | Kenneth Berlin | |
| Title: | President and Chief Executive Officer | |
C:
| This ‘10-Q’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed as of: | 6/8/22 | None on these Dates | ||
| Filed on: | 6/7/22 | |||
| For Period end: | 4/30/22 | |||
| List all Filings | ||||