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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 9/15/22 NaturalShrimp Inc. 8-K:8 9/15/22 10:189K M2 Compliance LLC/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 35K 5: R1 Cover HTML 42K 8: XML IDEA XML File -- Filing Summary XML 11K 6: XML XBRL Instance -- form8-k_htm XML 14K 7: EXCEL IDEA Workbook of Financial Reports XLSX 8K 3: EX-101.LAB XBRL Labels -- shmp-20220915_lab XML 96K 4: EX-101.PRE XBRL Presentations -- shmp-20220915_pre XML 63K 2: EX-101.SCH XBRL Schema -- shmp-20220915 XSD 12K 9: JSON XBRL Instance as JSON Data -- MetaLinks 25± 33K 10: ZIP XBRL Zipped Folder -- 0001493152-22-025948-xbrl Zip 14K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934
Date of Report (Date of earliest event reported): i September 15, 2022
(Exact name of Registrant as specified in its charter)
i Nevada | i 000-54030 | i 74-3262176 | ||
(State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
i 5501 LBJ Freeway, i Suite 450, i Dallas, i Texas i 75240
(Address of principal executive offices, including zip code)
(Registrant’s telephone number, including area code)
Check the appropriate box below if the 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
N/A | N/A | N/A |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
C:
Item 8.01 Other Events.
In August 2019, NaturalShrimp Incorporated (the “Company”) entered into an Equity Financing Agreement (the “Financing Agreement”) with an investor. The Company was not mandated to sell shares pursuant to the Financing Agreement. In October 2019, the Company filed a resale registration statement on Form S-1 to register the shares issuable pursuant to the Financing Agreement. The Company did not seek to have the registration statement declared effective by the Securities and Exchange Commission (the “SEC”) as the Company did not need to utilize the Financing Agreement.
The investor who signed the Financing Agreement has invested in the Company’s securities a number of times in the last three years.
As the Company never formally withdrew the resale registration statement filed in 2019 related to the Financing Agreement, the SEC, on September 14, 2022, declared the resale registration statement abandoned.
This action by the SEC has no effect on the Company’s trading status on the OTC Markets nor does it have any effect on the Company’s status as a fully reporting issuer with the SEC able to file other registration statements .
C:
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
NATURALSHRIMP INCORPORATED | ||
Date: September 15, 2022 | By: | /s/ William Delgado |
Name: | William Delgado | |
Title: | Chief Financial Officer |
C:
This ‘8-K’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on / For Period end: | 9/15/22 | |||
9/14/22 | SEC ACTION | |||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 5/10/23 NaturalShrimp Inc. 424B5 1:546K M2 Compliance LLC/FA 11/04/22 NaturalShrimp Inc. 424B5 1:500K M2 Compliance LLC/FA |