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ESGL Holdings Ltd. – ‘8-K12B’ for 8/3/23

On:  Thursday, 8/3/23, at 5:10pm ET   ·   For:  8/3/23   ·   Accession #:  1493152-23-26646   ·   File #:  1-41772

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/03/23  ESGL Holdings Ltd.                8-K12B:8,9  8/03/23    2:43K                                    M2 Compliance LLC/FA

Notice of Securities Deemed to be Registered by a Successor Issuer   —   Form 8-K   —   § 12(b) – SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K12B      Notice of Securities Deemed to be Registered by a   HTML     19K 
                Successor Issuer                                                 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     24K 


‘8-K12B’   —   Notice of Securities Deemed to be Registered by a Successor Issuer


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

For the month of August 2023

Commission File Number:

 

 

 

ESGL HOLDINGS LIMITED

 

 

 

101 Tuas South Avenue 2

Singapore 637226

(Address of principal executive office)

 

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

Form 20-F ☒ Form 40-F ☐

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐

 

 

 

 

 

 

EXPLANATORY NOTE

 

On August 2, 2023, Genesis Unicorn Capital Corp. (“GUCC”), ESGL Holdings Limited, a Cayman Islands exempted company (“ESGL”), ESGH Merger Sub Corp., a Cayman Islands exempted company and wholly-owned subsidiary of ESGL, and Environmental Solutions Group Holdings Limited, a Cayman Islands exempted company, completed a business combination transaction pursuant to that certain Merger Agreement, dated as of November 29, 2022 (the “Merger Agreement”). ESGL’s ordinary shares into which GUCC’s shares of common stock were converted upon completion of the merger of GUCC and ESGL (the “Reincorporation Merger”), and ESGL’s warrants to purchase ESGL’s ordinary shares into which GUCC’s warrants to purchase GUCC’s common stock were converted upon completion of the Reincorporation Merger, are deemed registered under Section 12(b) of the Securities Exchange Act of 1934, as amended, by operation of paragraph (a) of Rule 12g-3 thereunder. ESGL hereby reports the succession in accordance with Rule 12g-3(f) under the Exchange Act, on Form 6-K using the EDGAR format type 8-K12B, as notice that ESGL has become a successor issuer to GUCC pursuant to Rule 12g-3(a) under the Exchange Act.

 

A copy of the joint press release is furnished as Exhibit 99.1 to this Report on Form 6-K.

 

EXHIBIT INDEX

 

Exhibit No.   Description
99.1 Joint Press Release of ESGL and GUCC, dated August 3, 2023.

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Date: August 3, 2023

 

  ESGL Holdings Limited
     
  By: /s/ Quek Leng Chuang
  Name:  Quek Leng Chuang
  Title: Chief Executive Officer

 

 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K12B’ Filing    Date    Other Filings
Filed on / For Period end:8/3/23CERT
8/2/23
11/29/22
 List all Filings 
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Filing Submission 0001493152-23-026646   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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