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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 5/08/23 FG Group Holdings Inc. S-3 6:1M M2 Compliance LLC/FA |
Document/Exhibit Description Pages Size
1: S-3 Registration Statement - Securities for a HTML 395K
Transaction
4: EX-4.2 Instrument Defining the Rights of Security Holders HTML 456K
2: EX-5.1 Opinion of Counsel re: Legality HTML 42K
3: EX-5.2 Opinion of Counsel re: Legality HTML 30K
5: EX-23.1 Consent of Expert or Counsel HTML 7K
6: EX-FILING FEES Calculation of Filing Fee Tables HTML 138K
Exhibit 107
Calculation of Filing Fee Tables
Form S-3
(Form Type)
FG Group Holdings Inc.
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered and Carry Forward Securities
| Security Type | Security Class Title | Fee Calculation or Carry Forward Rule | Amount Registered | Proposed Maximum Offering Price Per Unit | Maximum Aggregate Offering Price | Fee Rate | Amount of Registration Fee | Carry Forward Form Type | Carry Forward File Number | Carry Forward Initial effective date | Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward | |||||||||||||||||||||||||||||||||||
| Newly Registered Securities | ||||||||||||||||||||||||||||||||||||||||||||||
| Fees to Be Paid | Equity | Common Stock, par value $0.01 per share | ||||||||||||||||||||||||||||||||||||||||||||
| Equity | Preferred Stock, par value $0.01 per share | |||||||||||||||||||||||||||||||||||||||||||||
| Debt | Senior Debt Securities | |||||||||||||||||||||||||||||||||||||||||||||
| Debt | Subordinated Debt Securities | |||||||||||||||||||||||||||||||||||||||||||||
| Equity | Depositary Shares | |||||||||||||||||||||||||||||||||||||||||||||
| Other | Warrants | |||||||||||||||||||||||||||||||||||||||||||||
| Other | Units (1) | |||||||||||||||||||||||||||||||||||||||||||||
| Unallocated
(Universal) Shelf | — | 457 | (o) | (2 | ) | (2 | ) | $50,000,000 | (3)(4) | 0.00011020 | $ | 5,510 | ||||||||||||||||||||||||||||||||||
| Fees Previously Paid | — | — | — | — | — | — | ||||||||||||||||||||||||||||||||||||||||
| Carry Forward Securities | ||||||||||||||||||||||||||||||||||||||||||||||
| Carry Forward Securities | — | — | — | — | — | — | — | — | — | |||||||||||||||||||||||||||||||||||||
| Total Offering Amounts | $ | 50,000,000 | $ | 5,510 | ||||||||||||||||||||||||||||||||||||||||||
| Total Fees Previously Paid | — | |||||||||||||||||||||||||||||||||||||||||||||
| Total Fee Offsets | $ | 5,507.80 | ||||||||||||||||||||||||||||||||||||||||||||
| Net Fees Due | $ | 2.20 | ||||||||||||||||||||||||||||||||||||||||||||
| (1) | Each unit will be issued under a unit agreement and will represent an interest in two or more other securities, which may or may not be separable from one another. |
| (2) | Pursuant to Instruction 2.A.iii.b. of Item 16(b) of Form S-3, this information is not specified as to each class of securities to be registered. There is being registered hereby such indeterminate number of the securities of each identified class as may from time to time be issued at indeterminate prices. Securities registered hereby may be offered for U.S. dollars or the equivalent thereof in foreign currencies. |
| (3) | The securities being registered hereby may be convertible into or exchangeable or exercisable for other securities of any identified class. In addition to the securities set forth in the table, there is being registered hereunder such indeterminate aggregate number or amount, as the case may be, of the securities of each identified class as may from time to time be issued in connection with any stock split, stock dividend or similar transaction, including under any applicable anti-dilution provisions (including, without limitation, upon adjustment of the conversion or exchange rate thereof). Separate consideration may or may not be received for securities that are issued upon the conversion or exercise of, or in exchange for, other securities offered hereby. |
| (4) | The proposed maximum aggregate offering price has been estimated solely to calculate the registration fee in accordance with Rule 457(o) under the Securities Act of 1933. |
Table 2: Fee Offset Claims and Sources
Registrant or Filer Name | Form or Filing Type | File Number | Initial Filing Date | Filing Date | Fee Offset Claimed | Security Type Associated with Fee Offset Claimed | Security Title Associated with Fee Offset Claimed | Unsold Securities Associated with Fee Offset Claimed | Unsold Aggregate Offering Amount Associated with Fee Offset Claimed | Fee Paid with Fee Offset Source | ||||||||||||||||||||||||
| Rule 457(p) | ||||||||||||||||||||||||||||||||||
| Fee Offset Claims | FG Group Holdings Inc. | S-3 | 333-238757 | 05/28/2020 | $ | 5,507.80 | Unallocated (Universal) Shelf | (5) | (5) | $ | 42,433,000 | |||||||||||||||||||||||
| Fee Offset Sources | FG Group Holdings Inc. | S-3 | 333-238757 | 05/28/2020 | $ | 6,490 | ||||||||||||||||||||||||||||
| (5) | On May 28, 2020, the registrant initially filed a Registration Statement on Form S-3 (File No. 333-238757) (the “Prior Registration Statement”), which registered an aggregate amount of $50,000,000 of common stock, preferred stock, senior debt securities, subordinated debt securities, depositary shares, warrants and units to be offered by the registrant from time to time. Approximately $7,567,000 of securities were sold pursuant to the Prior Registration Statement, and the Prior Registration Statement has expired and all offerings thereunder have been completed or terminated. As a result, the registrant has $42,433,000 in unused filing fees associated with the Prior Registration Statement. In accordance with Rule 457(p) under the Securities Act, the registrant is using the unused filing fees to offset the filing fee payable in connection with this filing. |
| This ‘S-3’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 5/8/23 | |||
| 5/28/20 | 4, S-3 | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 5/10/23 SEC UPLOAD¶ 6/13/23 2:39K FG Group Holdings Inc. |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/16/23 FG Group Holdings Inc. 10-K 12/31/22 102:10M M2 Compliance LLC/FA 12/23/22 FG Group Holdings Inc. 8-K:3,5,8,912/23/22 16:6.1M M2 Compliance LLC/FA 9/23/04 Ballantyne Strong, Inc. 8-A12B 9/22/04 2:27K Toppan Merrill-FA |