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Cemtrex Inc. – ‘8-K’ for 12/26/23

On:  Tuesday, 12/26/23, at 5:11pm ET   ·   For:  12/26/23   ·   Accession #:  1493152-23-46154   ·   File #:  1-37464

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/26/23  Cemtrex Inc.                      8-K:5,9    12/26/23   11:249K                                   M2 Compliance LLC/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

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 6: R1          Cover                                               HTML     49K 
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                Document -- cetx-20231226_lab                                    
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                cetx-20231226                                                    
10: JSON        XBRL Instance as JSON Data -- MetaLinks               27±    36K 
11: ZIP         XBRL Zipped Folder -- 0001493152-23-046154-xbrl      Zip     23K 


‘8-K’   —   Current Report


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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM  i 8-K

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported):  i December 26, 2023

 

 

 


 i Cemtrex Inc.
(Exact name of registrant as specified in its charter)

 

 i Delaware    i 001-37464    i 30-0399914

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

 

 i 276 Greenpoint Ave Bld. 8 Suite 208

 i Brooklyn,  i NY

   i 11222
(Address of principal executive offices)   (Zip Code)

 

Registrant’s telephone number, including area code:  i (631)  i 756-9116

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 i  Written communications pursuant to Rule 425 under the Securities Act (17CFR 230.425)
   
 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company  i 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  i 

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading symbol   Name of each exchange on which registered
 i Common Stock    i CETX    i Nasdaq Capital Market
 i Series 1 Preferred Stock    i CETXP    i Nasdaq Capital Market

 

 

 

 

 

 

CURRENT REPORT ON FORM 8-K

 

Cemtrex, Inc.

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

On December 26, 2023, Cemtrex, Inc., a Delaware corporation (the “Company”), had scheduled a special meeting of stockholders of the Series 1 Preferred Stock (the “Special Meeting”).

 

At the time of the Special Meeting, there were insufficient votes represented by proxy or virtually in person to constitute a quorum for the transaction of business at the Special Meeting. Pursuant to the Company’s Bylaws, if a quorum is not reached in person or as represented by proxy for any duly called meeting of stockholders, the stockholders entitled to vote and present in person or represented by proxy have the power to adjourn the meeting from time to time until holders of the requisite number of shares of stock entitled to vote at the meeting are present in person or represented by proxy. The Special Meeting was adjourned to allow additional time to establish a quorum and for voting. Currently 41.21% of eligible shareholder have participated. The Special Meeting will reconvene on Friday December 29, 2023, 2024 at 12:00 pm. Eastern Time at the 135 Fell Court, Hauppauge, NY 11788. During the period of adjournment, the Company will continue to accept stockholder votes.

 

Item 9.01 Financial Statements and Exhibits

 

(d) Exhibits

 

Exhibit Number   Exhibit Title
104   Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

2

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  CEMTREX, INC.
   
Date: December 26, 2023 By: /s/ Saagar Govil
    Saagar Govil
    Chairman, President and Chief Executive Officer

 

3

 


Dates Referenced Herein

This ‘8-K’ Filing    Date    Other Filings
12/29/24None on these Dates
12/29/23
Filed on / For Period end:12/26/23
 List all Filings 


4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/03/24  Cemtrex Inc.                      424B4                  1:566K                                   M2 Compliance LLC/FA
 4/30/24  Cemtrex Inc.                      S-1/A                  6:1M                                     M2 Compliance LLC/FA
 4/23/24  Cemtrex Inc.                      S-1/A                  9:1.6M                                   M2 Compliance LLC/FA
 1/17/24  Cemtrex Inc.                      S-1                    4:760K                                   M2 Compliance LLC/FA
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