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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 12/29/23 Opti-Harvest, Inc. S-1/A 78:15M M2 Compliance LLC/FA |
Document/Exhibit Description Pages Size
1: S-1/A Pre-Effective Amendment to Registration Statement HTML 3.14M
(General Form)
2: EX-1.1 Underwriting Agreement or Conflict Minerals Report HTML 444K
3: EX-3.1-6 Articles of Incorporation/Organization or Bylaws HTML 19K
4: EX-4.12 Instrument Defining the Rights of Security Holders HTML 275K
5: EX-4.14 Instrument Defining the Rights of Security Holders HTML 39K
6: EX-5.1 Opinion of Counsel re: Legality HTML 33K
7: EX-10.16 Material Contract HTML 230K
8: EX-10.17 Material Contract HTML 181K
9: EX-10.18 Material Contract HTML 31K
10: EX-23.1 Consent of Expert or Counsel HTML 20K
11: EX-FILING FEES Calculation of Filing Fee Tables HTML 40K
17: R1 Cover HTML 59K
18: R2 Condensed Balance Sheets HTML 123K
19: R3 Condensed Balance Sheets (Parenthetical) HTML 59K
20: R4 Condensed Statements of Operations HTML 106K
21: R5 Condensed Statements of Changes in Shareholders' HTML 132K
Deficiency
22: R6 Condensed Statements of Cash Flows HTML 146K
23: R7 Operations and Liquidity HTML 43K
24: R8 Significant Accounting Policies HTML 158K
25: R9 Inventory HTML 29K
26: R10 Rental Equipment HTML 35K
27: R11 Property and Equipment HTML 41K
28: R12 Convertible Notes Payable and Warrants HTML 54K
29: R13 Notes Payable HTML 72K
30: R14 Shareholders? Equity HTML 388K
31: R15 Commitment and Contingencies HTML 107K
32: R16 Income Taxes HTML 42K
33: R17 Related Party Transactions HTML 59K
34: R18 Subsequent Events HTML 56K
35: R19 Convertible Notes Payable HTML 100K
36: R20 Significant Accounting Policies (Policies) HTML 201K
37: R21 Significant Accounting Policies (Tables) HTML 62K
38: R22 Inventory (Tables) HTML 29K
39: R23 Rental Equipment (Tables) HTML 31K
40: R24 Property and Equipment (Tables) HTML 36K
41: R25 Convertible Notes Payable and Warrants (Tables) HTML 33K
42: R26 Notes Payable (Tables) HTML 35K
43: R27 Shareholders? Equity (Tables) HTML 164K
44: R28 Income Taxes (Tables) HTML 36K
45: R29 Convertible Notes Payable (Tables) HTML 33K
46: R30 Operations and Liquidity (Details Narrative) HTML 59K
47: R31 Schedule of Estimated Useful Lives of Property and HTML 31K
Equipment (Details)
48: R32 Schedule of Future Operating Lease Income and HTML 40K
Future Lease Payments (Details)
49: R33 Schedule of Anti-Dilutive Securities of Earning HTML 43K
Per Share (Details)
50: R34 Significant Accounting Policies (Details HTML 79K
Narrative)
51: R35 Schedule of Inventory (Details) HTML 31K
52: R36 Inventory (Details Narrative) HTML 22K
53: R37 Schedule of Rental Equipment (Details) HTML 28K
54: R38 Rental Equipment (Details Narrative) HTML 27K
55: R39 Schedule of Property and Equipment (Details) HTML 36K
56: R40 Property and Equipment (Details Narrative) HTML 38K
57: R41 Schedule of Senior Convertible Notes Payable HTML 37K
(Details)
58: R42 Convertible Notes Payable and Warrants (Details HTML 126K
Narrative)
59: R43 Schedule of Loans Payable (Details) HTML 40K
60: R44 Notes Payable (Details Narrative) HTML 139K
61: R45 Summary of Warrants (Details) HTML 47K
62: R46 Summary of Outstanding Warrants Exercise Price HTML 60K
(Details)
63: R47 Summary of Options (Details) HTML 47K
64: R48 Summary of Outstanding Options Exercise Price HTML 46K
(Details)
65: R49 Shareholders? Equity (Details Narrative) HTML 601K
66: R50 Commitment and Contingencies (Details Narrative) HTML 84K
67: R51 Schedule of Effective Income Tax Rate (Details) HTML 31K
68: R52 Schedule of Components of Deferred Taxes (Details) HTML 27K
69: R53 Income Taxes (Details Narrative) HTML 28K
70: R54 Related Party Transactions (Details Narrative) HTML 172K
71: R55 Subsequent Events (Details Narrative) HTML 172K
72: R56 Schedule of Convertible Notes Payable (Details) HTML 37K
73: R57 Schedule of Convertible Notes Payable (Details) HTML 210K
(Parenthetical)
76: XML IDEA XML File -- Filing Summary XML 129K
74: XML XBRL Instance -- forms-1a_htm XML 2.59M
75: EXCEL IDEA Workbook of Financial Report Info XLSX 231K
13: EX-101.CAL XBRL Calculations -- opti-20230930_cal XML 172K
14: EX-101.DEF XBRL Definitions -- opti-20230930_def XML 974K
15: EX-101.LAB XBRL Labels -- opti-20230930_lab XML 1.33M
16: EX-101.PRE XBRL Presentations -- opti-20230930_pre XML 1.11M
12: EX-101.SCH XBRL Schema -- opti-20230930 XSD 177K
77: JSON XBRL Instance as JSON Data -- MetaLinks 464± 683K
78: ZIP XBRL Zipped Folder -- 0001493152-23-046547-xbrl Zip 1.80M
EXHIBIT 107
CALCULATION OF FILING FEE TABLES
FORM S-1
Opti-Harvest, Inc.
Table 1: Newly Registered and Carry Forward Securities
| Security Type | Security Class Title | Fee Calculation or Carry Forward Rule | Proposed Maximum Aggregate Offering Price (1) | Fee Rate | Amount of Registration Fee(1) | |||||||||||
| Equity | Units(2)(3) | 457(o) | $ | 9,210,925 | (3) | 0.0001102 | $ | 1,015.04 | ||||||||
| Equity | Common Stock, par value $0.0001 per share, included in the units(4) | - | - | - | ||||||||||||
| Equity | Warrants included in the units(4) | - | - | |||||||||||||
| Equity | Common Stock, par value $0.0001 per share, underlying the warrants included in the units | 457(o) | $ | 9,210,925 | 0.0001102 | $ | 1,015.04 | |||||||||
| Equity | Representative’s Warrants(4)(5) | 457(o) | ||||||||||||||
| Equity | Common Stock Underlying Representative’s Warrants(5)(6) | 457(o) | $ | 552,656 | 0.0001102 | $ | 60.90 | |||||||||
| Total Offering Amounts | $ | 2,090.98 | ||||||||||||||
| Total Fees Previously Paid | $ | 3,258.13 | ||||||||||||||
| Total Fee Offsets | $ | 0 | ||||||||||||||
| Net Fee Due | $ | 0 | ||||||||||||||
| (1) | There is no current market for the securities or price at which the shares are being offered. Estimated solely for the purpose of calculating the amount of the registration fee pursuant to Rule 457(o) under the Securities Act of 1933, as amended (the “Securities Act”). | |
| (2) | Each unit consists of one share of common stock and a warrant to purchase one share of common stock at an exercise price per share equal to 100% of the unit offering price. | |
| (3) | Includes shares of common stock and/or warrants to purchase shares of common stock that may be purchased by the underwriters pursuant to their over-allotment option. | |
| (4) | Included in the price of the units. No separate registration fee required pursuant to Rule 457(g) under the Securities Act. | |
| (5) | We have agreed to issue to the representative of the several underwriters warrants to purchase the number of shares of common stock in the aggregate equal to six percent (6%) of the shares of common stock to be issued and sold in this offering (including any shares of common stock sold upon exercise of the over-allotment option). The warrants are exercisable for a price per share equal to 100% of the public offering price. The warrants are exercisable at any time and from time to time, in whole or in part, during the four-and-a-half-year period commencing six (6) months from the date of commencement of sales of the offering. This registration statement also covers shares of common stock issuable upon the exercise of the representative’s warrants. As estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(g) under the Securities Act, the proposed maximum aggregate offering price of the representative’s warrants is $552,655, which is equal to 100% of $552,655 (6% of $9,210,925). See “Underwriting.” | |
| (6) | Pursuant to Rule 416 under the Securities Act of 1933, as amended, there is also being registered hereby such indeterminate number of additional shares as may be issued or issuable because of stock splits, stock dividends and similar transactions. |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 1/11/24 Opti-Harvest, Inc. S-1/A 73:15M M2 Compliance LLC/FA |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/03/23 Opti-Harvest, Inc. S-1/A 80:13M M2 Compliance LLC/FA 8/31/22 Opti-Harvest, Inc. S-1 93:49M M2 Compliance LLC/FA |