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Ownership Document |
Schema Version: X0508 |
Document Type: 4 |
Period of Report: 3/27/24 |
Not Subject to Section 16: 0 |
Issuer: |
| Issuer CIK: 1487197 |
| Issuer Name: BARFRESH FOOD GROUP INC. |
| Issuer Trading Symbol: BRFH |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1598573 |
| | Owner Name: Delle Coste Riccardo |
| Reporting Owner Address: |
| | Owner Street 1: 3600 WILSHIRE BLVD, |
| | Owner Street 2: SUITE 1720 |
| | Owner City: BEVERLY HILLS, |
| | Owner State: CA |
| | Owner ZIP Code: 90010 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? Yes |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| | Officer Title: Chief Executive Officer |
| | Other Text: |
Aff 10b5 One: 0 |
Non-Derivative Table: |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common Stock |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 1,501,880 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: RD Capital Holdings Pty Ltd |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common Stock |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 6,782 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: Delle Coste Family Trust |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 3/27/24 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 20,380 |
| | | Transaction Price Per Share: |
| Footnote ID: F1 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 100,248 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 3/27/24 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 46,485 |
| | | Transaction Price Per Share: |
| Footnote ID: F2 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 146,733 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
Derivative Table: |
| Derivative Holding: |
| | Security Title: |
| | | Value: Stock option |
| | Conversion or Exercise Price: |
| | | Value: 1.33 |
| | Exercise Date: |
| | | Value: 4/27/24 |
| | Expiration Date: |
| | | Value: 4/27/31 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 19,231 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 19,231 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: Stock option |
| | Conversion or Exercise Price: |
| | | Value: 6.79 |
| | Exercise Date: |
| | | Value: 4/27/23 |
| | Expiration Date: |
| | | Value: 4/27/30 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 19,231 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 19,231 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: Stock option |
| | Conversion or Exercise Price: |
| | | Value: 5.72 |
| | Exercise Date: |
| | | Value: 4/27/22 |
| | Expiration Date: |
| | | Value: 4/27/29 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 19,231 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 19,231 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: Stock option |
| | Conversion or Exercise Price: |
| | | Value: 4.94 |
| | Exercise Date: |
| | | Value: 4/25/21 |
| | Expiration Date: |
| | | Value: 4/25/28 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 19,231 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 19,231 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: Stock option |
| | Conversion or Exercise Price: |
| | | Value: 5.85 |
| | Exercise Date: |
| | | Value: 5/20/20 |
| | Expiration Date: |
| | | Value: 5/20/27 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 19,231 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 19,231 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: Stock option |
| | Conversion or Exercise Price: |
| | | Value: 6.76 |
| | Exercise Date: |
| | | Value: 7/26/19 |
| | Expiration Date: |
| | | Value: 7/26/26 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 19,231 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 19,231 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: Stock option |
| | Conversion or Exercise Price: |
| | | Value: 9.36 |
| | Exercise Date: |
| | | Value: 4/27/18 |
| | Expiration Date: |
| | | Value: 4/27/25 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 19,231 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 19,231 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: Stock option |
| | Conversion or Exercise Price: |
| | | Value: 7.15 |
| | Exercise Date: |
| | | Value: 9/15/18 |
| | Expiration Date: |
| | | Value: 9/15/25 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 19,231 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 19,231 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: Stock option |
| | Conversion or Exercise Price: |
| | | Value: 9.36 |
| | Exercise Date: |
| | | Value: 11/25/17 |
| | Expiration Date: |
| | | Value: 11/25/24 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 9,616 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 9,616 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: Stock option |
| | Conversion or Exercise Price: |
| | | Value: 7.93 |
| | Exercise Date: |
| | | Value: 5/27/17 |
| | Expiration Date: |
| | | Value: 5/27/24 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 19,231 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 19,231 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: Q Warrants |
| | Conversion or Exercise Price: |
| | | Value: 3.51 |
| | Exercise Date: |
| | | Value: 3/31/20 |
| | Expiration Date: |
| | | Value: 3/30/25 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 75,029 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 75,029 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: M Warrants |
| | Conversion or Exercise Price: |
| | | Value: 9.1 |
| | Exercise Date: |
| | | Value: 3/30/19 |
| | Expiration Date: |
| | | Value: 3/30/24 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 56,280 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 56,280 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
Footnotes: |
| Footnote - F1: Represents the settlement of performance units in stock. |
| Footnote - F2: Represents the settlement of accrued salary and vacation pay in stock. |
Owner Signature: |
| Signature Name: /s/ Riccardo Delle Coste |
| Signature Date: 3/28/24 |