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AmpliTech Group, Inc. – ‘8-K’ for 3/20/24

On:  Tuesday, 3/26/24, at 4:00pm ET   ·   For:  3/20/24   ·   Accession #:  1493152-24-11291   ·   File #:  1-40069

Previous ‘8-K’:  ‘8-K’ on 12/12/23 for 12/11/23   ·   Latest ‘8-K’:  This Filing   ·   3 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/26/24  AmpliTech Group, Inc.             8-K:5,9     3/20/24   12:252K                                   M2 Compliance LLC/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

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 2: EX-10.2     Material Contract                                   HTML     12K 
 7: R1          Cover                                               HTML     46K 
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 5: EX-101.LAB  XBRL Labels -- ampg-20240320_lab                     XML    102K 
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10: JSON        XBRL Instance as JSON Data -- MetaLinks               27±    36K 
11: ZIP         XBRL Zipped Folder -- 0001493152-24-011291-xbrl      Zip     21K 


‘8-K’   —   Current Report


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 iX: 
 i false  i 0001518461 0001518461 2024-03-20 2024-03-20 0001518461 AMPG:WarrantsToPurchaseCommonStockMember 2024-03-20 2024-03-20 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM  i 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 

Date of Report (date of earliest event reported):  i March 20, 2024

 

 i AmpliTech Group, Inc.
(Exact Name of Registrant as Specified in its Charter)

 

 i Nevada    i 001-40069    i 27-4566352
(State of incorporation)   (Commission File Number)   (IRS Employer Identification No.)

 

 i 155 Plant Avenue

 i Hauppauge,  i NY  i 11788

(Address of principal executive offices)

 

 i (631)- i 521-7831

(Registrant’s telephone number, including area code)

 

 

 

(Former Name or former address if changed from last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

 i  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)  

Name of each exchange on

which registered

 i Common Stock, par value $0.001 per share    i AMPG   The  i Nasdaq Stock Market LLC
 i Warrants to Purchase Common Stock    i AMPGW   The  i Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

 

Emerging growth company  i 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 
 

 

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

On March 20, 2024, AmpliTech Group, Inc. (the “Company”) entered into an amendment (the “Second Amendment”) to its employment agreement with Jorge Flores dated February 21, 2022 (the “Employment Agreement”). The Second Amendment extended the Employment Period under the Employment Agreement to March 20, 2027. No other terms under the Employment Agreement were modified or changed by the Second Amendment.

 

The foregoing description is qualified in its entirety by reference to the full text of the Employment Agreement and the Second Amendment, copies of which are attached hereto as Exhibits 10.1 and 10.2 and incorporated herein in their entirety by reference.

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits

 

10.1   Employment Agreement, dated February 21, 2022 (incorporated herein by reference to Exhibit 10.1 of the Company’s Current Report on Form 8-K filed on February 22, 2022)
     
10.2   Amendment to the Employment Agreement, dated March 20, 2024
     
 104   Cover Page Interactive Data File (embedded within the Inline XBRLdocument)

 

2
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  AMPLITECH GROUP INC.
     
Date: March 26, 2024 By: /s/ Fawad Maqbool
  Name: Fawad Maqbool
  Title: Chief Executive Officer

 

3


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
3/20/27
Filed on:3/26/24
For Period end:3/20/24
2/21/223,  8-K
 List all Filings 


2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/12/24  AmpliTech Group, Inc.             S-3                    4:416K                                   M2 Compliance LLC/FA
 4/01/24  AmpliTech Group, Inc.             10-K       12/31/23   83:8.6M                                   M2 Compliance LLC/FA


1 Previous Filing that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/22/22  AmpliTech Group, Inc.             8-K:5,9     2/21/22   13:215K                                   Discount Edgar/FA
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