SEC Info - Optex Systems Holdings Inc.

SEC Info℠

Home

Help

Please Sign In

Optex Systems Holdings Inc. – ‘8-K’ for 2/21/24

On: Thursday, 2/22/24, at 3:46pm ET · For: 2/21/24 · Accession #: 1493152-24-7544 · File #: 1-41644

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/22/24  Optex Systems Holdings Inc.       8-K:5       2/21/24   10:210K                                   M2 Compliance LLC/FA

Current Report — Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     51K 
 5: R1          Cover                                               HTML     45K 
 7: XML         IDEA XML File -- Filing Summary                      XML     11K 
10: XML         XBRL Instance -- form8-k_htm                         XML     15K 
 6: EXCEL       IDEA Workbook of Financial Report Info              XLSX      8K 
 3: EX-101.LAB  XBRL Labels -- opxs-20240221_lab                     XML     96K 
 4: EX-101.PRE  XBRL Presentations -- opxs-20240221_pre              XML     64K 
 2: EX-101.SCH  XBRL Schema -- opxs-20240221                         XSD     12K 
 8: JSON        XBRL Instance as JSON Data -- MetaLinks               25±    34K 
 9: ZIP         XBRL Zipped Folder -- 0001493152-24-007544-xbrl      Zip     15K

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

iX:

i false i 0001397016 0001397016 2024-02-21 2024-02-21 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): i February 21, 2024

i OPTEX SYSTEMS HOLDINGS, INC.

(Exact Name of Registrant as Specified in Charter)

i Delaware

i 001-41644

i 90-0609531

(State or other jurisdiction

of incorporation)

(Commission
File Number)

(IRS Employer
Identification No.)

i 1420 Presidential Drive, i Richardson, i TX		i 75081-2439
(Address of principal executive offices)		(Zip Code)

Registrant’s telephone number, including area code: i (972) i 644-0722

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

i ☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 DFR 240.14a-12)

i ☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐	Pre-commencement communications pursuant to Rule 13e-4 (c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:.

Title of each class		Trading Symbol		Name of each exchange on which registered
i Common Stock		i OPXS		i NASDAQ

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

i ☐	Emerging growth company

☐	If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to section 13(a) of the Exchange Act.

Item 5.07 Submission of Matters to a Vote of Security Holders.

On February 21, 2024, the Company held its 2024 annual meeting of shareholders (the “Meeting”). As of the record date for the Meeting, 6,823,693 shares of common stock were issued and outstanding. A total of 5,928,830 shares of common stock, constituting a quorum, were present or represented by proxy at the Meeting. At the Meeting, the Company’s shareholders voted on the following proposals:

To elect four nominees to the Company’s board of directors, each for a term expiring at the next annual meeting of shareholders, and until his successor has been duly elected and qualified:

Director	For		Withhold		Broker Non-Votes
Danny R. Schoening		3,418,509		21,581		2,488,740
Dayton Judd		3,438,659		1,431		2,488,740
Dale E. Lehmann		3,418,909		21,181		2,488,740
R. Rimmy Malhotra		3,421,730		18,360		2,488,740

To ratify the appointment of Whitley Penn LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 29, 2024:

For		Against		Abstain
	5,917,156		4,654		7,020

As a result, all four director nominees to the Company’s board of director were elected, and proposal 2 was approved.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	Optex Systems Holdings, Inc.
	(Registrant)

	By:	/s/ Karen Hawkins
		Karen Hawkins
	Title:	Chief Financial Officer

Date: February 22, 2024

Dates Referenced Herein

This ‘8-K’ Filing	Date	Other Filings

	9/29/24	None on these Dates
Filed on:	2/22/24
For Period end:	2/21/24
		List all Filings

↑Top

Filing Submission 0001493152-24-007544 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)