SEC Info℠ | Home | Search | My Interests | Help | Sign In | Please Sign In | ||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size 3/16/20 American Renal Assocs Holdin… Inc 8-K:2,5,9 3/13/20 14:1.1M |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 45K 2: EX-10.1 Material Contract HTML 91K 3: EX-99.1 Miscellaneous Exhibit HTML 293K 11: R1 Document Type Document HTML 49K 12: XML IDEA XML File -- Filing Summary XML 12K 9: XML XBRL Instance -- a12312019-8k_htm XML 15K 13: EXCEL IDEA Workbook of Financial Reports XLSX 6K 5: EX-101.CAL XBRL Calculations -- ara-20200313_cal XML 7K 6: EX-101.DEF XBRL Definitions -- ara-20200313_def XML 9K 7: EX-101.LAB XBRL Labels -- ara-20200313_lab XML 69K 8: EX-101.PRE XBRL Presentations -- ara-20200313_pre XML 37K 4: EX-101.SCH XBRL Schema -- ara-20200313 XSD 16K 14: JSON XBRL Instance as JSON Data -- MetaLinks 13± 20K 10: ZIP XBRL Zipped Folder -- 0001498068-20-000036-xbrl Zip 61K
Document |
i Delaware | i 27-2170749 | |||
(State
or other jurisdiction of incorporation or organization) | (Commission File Number) | (IRS Employer Identification Number) | ||
i 500
Cummings Center | i Beverly, | i Massachusetts | i 01915 | |
(Address
of principal executive offices) | (Zip code) |
i ☐ | Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
i ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
i ☐ | Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
i ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). |
i ☒ | Emerging growth company |
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. | i ☒ |
Title
of each class | Trading Symbol(s) | Name of each exchange on which registered |
i Common Stock, $0.01 par value | i ARA | i New
York Stock Exchange |
Item 2.02 | Results
of Operations and Financial Condition. |
Item 5.02. | Departure
of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
• | continued base salary at the
annualized rate of $904,203 and benefits at current levels for the duration of his service as Chief Executive Officer; and |
• | as part of the Company’s regular 2020 annual equity grant to other senior executives, an award of restricted stock with a grant date value of $1 million, with 70% of the shares subject to the award vesting 12 months following the grant date and the remaining 30% vesting 12 months following the Transition Date, subject to continued employment or performance of consulting services and continued compliance with the other terms of the Transition Services Agreement through such vesting dates. |
• | continued base salary at the annualized rate of $904,203; |
• | continued health, life and disability benefits at the same levels as provided to active employees until such time that Mr. Carlucci becomes eligible for comparable benefits from a
different employer, or, if provision of such benefits is not practicable, a monthly cash payment in an amount equal to the Company’s normal monthly cost of coverage for an active employee; and |
• | a pro-rated annual cash incentive bonus in respect of the calendar year during which the Transition Date occurs, subject to the delivery of final audited financial statements for the
Company with respect to such year. |
Item 9.01. | Financial Statements and Exhibits. |
Exhibit Number | Description | |
104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
AMERICAN
RENAL ASSOCIATES HOLDINGS, INC. | |||||||
Dated: | By: | /s/
Mark Herbers | |||||
Name: | |||||||
Title: | Interim
Chief Financial Officer |
This ‘8-K’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 3/16/20 | 10-K | ||
For Period end: | 3/13/20 | 4 | ||
12/31/19 | 10-K | |||
3/22/10 | ||||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 12/15/20 American Renal Assocs Holdin… Inc DEFM14A 12/15/20 1:3.7M Broadridge Fin’l So… Inc 11/24/20 American Renal Assocs Holdin… Inc PREM14A 11/24/20 1:3.7M Broadridge Fin’l So… Inc |