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Key Raymond – ‘SC 13G’ on 1/9/14 re: Banjo & Matilda, Inc.

On:  Thursday, 1/9/14, at 2:29pm ET   ·   Accession #:  1477932-14-78   ·   File #:  5-86787

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 1/09/14  Key Raymond                       SC 13G                 1:87K  Banjo & Matilda, Inc.             Discount Edgar/FA

Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G      Statement of Beneficial Ownership                   HTML     47K 


This is an HTML Document rendered as filed.  [ Alternative Formats ]





UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13G
 
Under the Securities Exchange Act of 1934
(Amendment No. )*
 
Banjo & Matilda, Inc.
(Name of Issuer)
 
Common Stock, $0.00001 par value per share
(Title of Class of Securities)
 
060341104
(CUSIP Number)
 
November 14, 2013
(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
¨ Rule 13d-1(b)
 
x Rule 13d-1(c)
 
o Rule 13d-1(d)
 
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 


 
 

 
 
CUSIP No. 060341104
13G
 
 
1
Name of Reporting Person
I.R.S. Identification Nos. of above persons (entities only)
 
2
Check the Appropriate Box if a Member of a Group (See instructions)
 
(a)  o  
(b)  o
3
SEC Use Only
 
4
Citizenship or Place of Organization
 
 New Zealand
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON WITH
5
Sole Voting Power
 
5,014,852 Shares
6
Shared Voting Power
 
0 Shares
7
Sole Dispositive Power
 
5,014,852 Shares
8
Shared Dispositive Power
 
0 Shares
9
Aggregate Amount Beneficially Owned by Each Reporting Person
 
5,014,852
10
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares
 
o
11
Percent of Class Represented by Amount in Row (9)
 
19.0%
12
TYPE OF REPORTING PERSON
 
IN
 
 
2

 
 
Item 1.
(a)
Name of Issuer:
     
   
The name of the issuer to which this filing on Schedule 13G relates is Banjo & Matilda, Inc. (the “Company”).
     
 
(b)
Address of Issuer’s Principal Executive Offices
     
   
The principal executive offices of the Company are located at 76 William Street, Paddington, New South Wales 2012 Australia
     
Item 2.
(a)
Name of Person Filing:
     
   
This Statement is being filed by Raymond Key.
     
 
(b)
Address of Principal Business Office or, if none, Residence:
     
   
The principal business office address of Raymond Key is 396 Frankton-Ladies Mile Highway, Queenstown, New Zealand 9304
     
 
(c)
Citizenship:
     
   
Raymond Key is a citizen of New Zealand.
     
 
(d)
Title of Class of Securities:
     
   
The class of equity securities of the Company to which this filing on Schedule 13G relates is Common Stock, $.00001 par value per share (the “Common Stock”).
     
 
(e)
CUSIP Number:
     
   
The CUSIP number of the Company’s Common Stock is 060341104.
 
 
3

 
 
Item 3.
If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
   
 
Not applicable.
       
 
(a)
¨
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
       
 
(b)
¨
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
       
 
(c)
¨
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
       
 
(d)
¨
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
       
 
(e)
¨
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
       
 
(f)
¨
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
       
 
(g)
¨
A parent holding company or control person in accordance with §240.13d-1(b)(ii)(G);
       
 
(h)
¨
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
       
 
(i)
¨
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
       
 
(j)
¨
Group, in accordance with §240.13d-1(b)(1)(ii)(J).
       
 
(k)
¨
If this statement is filed pursuant to §240.13d-1(c), check this box.
 
Item 4.
Ownership.
     
 
(a)
Amount beneficially owned:
     
   
As of the close of business on November 14, 2013, Raymond Key owned 5,014,852 shares of Common Stock of the Company.
     
 
(b)
Percent of class:
     
   
As of the close of business on November 14, 2013, Raymond Key was the beneficial owner of 19.0% of the outstanding shares of Common Stock of the Company.
       
 
(c)
Number of shares as to which the person has:
       
   
(i)
Sole power to vote or to direct the vote: 5,014,852 Shares.
       
   
(ii)
Shared power to vote or to direct the vote: 0
       
   
(iii)
Sole power to dispose or to direct the disposition of: 5,014,852 Shares.
       
   
(iv)
Shared power to dispose or to direct the disposition of: 0
 
 
4

 
 
Item 5.
Ownership of Five Percent or Less of a Class.
   
 
Not Applicable.
   
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
   
 
Not Applicable.
   
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
   
 
Not Applicable.
   
Item 8.
Identification and Classification of Members of the Group.
   
 
Not Applicable.
   
Item 9.
Notice of Dissolution of Group.
   
 
Not Applicable.
 
Item 10.
Certification.
   
 
By signing below, the undersigned certifies that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
By:
/s/ Raymond Key  
    Raymond Key  
 
 
 
 
5


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13G’ Filing    Date    Other Filings
Filed on:1/9/143,  4
11/14/133,  8-K,  8-K/A
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Filing Submission 0001477932-14-000078   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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