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As Of Filer Filing For·On·As Docs:Size 2/28/19 Aberdeen Standard Platinum ETF Tr 10-K 12/31/18 34:2.6M |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 616K
2: EX-10.4B Material Contract HTML 26K
3: EX-23.1 Consent of Experts or Counsel HTML 14K
4: EX-31.1 Certification -- §302 - SOA'02 HTML 20K
5: EX-31.2 Certification -- §302 - SOA'02 HTML 20K
6: EX-32.1 Certification -- §906 - SOA'02 HTML 16K
7: EX-32.2 Certification -- §906 - SOA'02 HTML 16K
14: R1 Document And Entity Information HTML 47K
15: R2 Statements of Assets and Liabilities HTML 31K
16: R3 Statements of Assets and Liabilities HTML 29K
(Parenthetical)
17: R4 Schedules of Investments HTML 39K
18: R5 Statements of Operations HTML 41K
19: R6 Statements of Changes in Net Assets HTML 39K
20: R7 Financial Highlights HTML 34K
21: R8 Organization HTML 18K
22: R9 Significant Accounting Policies HTML 104K
23: R10 Related Parties HTML 15K
24: R11 Concentration Of Risk HTML 15K
25: R12 Indemnification HTML 15K
26: R13 Significant Accounting Policies (Policy) HTML 122K
27: R14 Significant Accounting Policies (Tables) HTML 75K
28: R15 Organization (Details) HTML 14K
29: R16 Significant Accounting Policies (Narrative) HTML 29K
(Details)
30: R17 Significant Accounting Policies (Categorization Of HTML 16K
The Trust's Assets) (Details)
31: R18 Significant Accounting Policies (Schedule Of HTML 35K
Investment In Platinum) (Details)
33: XML IDEA XML File -- Filing Summary XML 47K
32: EXCEL IDEA Workbook of Financial Reports XLSX 26K
8: EX-101.INS XBRL Instance -- pplt-20181231 XML 376K
10: EX-101.CAL XBRL Calculations -- pplt-20181231_cal XML 36K
11: EX-101.DEF XBRL Definitions -- pplt-20181231_def XML 37K
12: EX-101.LAB XBRL Labels -- pplt-20181231_lab XML 245K
13: EX-101.PRE XBRL Presentations -- pplt-20181231_pre XML 177K
9: EX-101.SCH XBRL Schema -- pplt-20181231 XSD 59K
34: ZIP XBRL Zipped Folder -- 0001460235-19-000003-xbrl Zip 43K
| Exhibit 10.4(b) |
Novation of and Amendment No. 1 to Marketing Agent Agreement
This Novation of and Amendment No. 1 to the Marketing Agent Agreement (this “Amendment”), by and between Aberdeen Standard Investments ETFs (US) LLC (formerly, ETF Securities (US) LLC and ETFS Marketing, LLC), a Delaware limited liability company (“Aberdeen ETFs US”), Aberdeen Standard Investments ETFs Sponsor LLC, a Delaware limited liability company (“Aberdeen ETFs Sponsor”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”), is effective as of October 1, 2018 (the “Effective Date”).
WHEREAS, Aberdeen ETFs US and ALPS entered into a Marketing Agent Agreement on behalf of ETFS Platinum Trust (the “Trust”), dated as of July 16, 2009, as amended (the “Agreement”);
WHEREAS, Aberdeen ETFs US wishes to novate the Agreement to Aberdeen ETFs Sponsor and Aberdeen ETFs Sponsor and ALPS wish to accept and approve of such novation; and
WHEREAS, Aberdeen ETFs US, Aberdeen ETFs Sponsor, and ALPS wish to amend the Agreement as set forth herein.
NOW, THEREFORE, the parties hereby agree to amend the Agreement as follows:
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2. All references in the Agreement to “ETF Securities (US) LLC”, “ETFS Marketing, LLC” or “ETFS Marketing” are hereby replaced with “Aberdeen Standard Investments ETFs Sponsor LLC” or “Aberdeen ETFs Sponsor”, as applicable. |
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3. All references in the Agreement to “ETFS Platinum Trust” are hereby replaced with “Aberdeen Standard Platinum ETF Trust.” |
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4. All references in the Agreement to “ETF Securities USA LLC” are hereby replaced with “Aberdeen Standard Investments ETFs Sponsor LLC.” |
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5. The address for notices required or permitted to be given to the Trust or Aberdeen ETFs Sponsor pursuant to the Agreement is hereby deleted and replaced with the following: |
Aberdeen Standard Investments ETFs Sponsor LLC
c/o Aberdeen Standard Investments
712 Fifth Avenue – 49th Floor, New York, NY 10019
Attn: Adam Rezak
Telephone: 844-383-7289
E-Mail: adam.rezak@aberdeenstandard.com
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6. Except as specifically set forth herein, all other provisions of the Agreement shall remain in full force and effect. Any items not herein defined shall have the meaning ascribed to them in the Agreement. |
IN WITNESS WHEREOF, the parties have executed this Amendment as of the Effective Date.
Aberdeen Standard Investments ETFs Sponsor LLCALPS Distributors, Inc.
By: Aberdeen Asset Management Inc., its sole
member
By: /s/ Lucia SitarBy: /s/ Steven B. Price
Name: Lucia SitarName: Steven B. Price
Title: VP of Aberdeen Asset Management Inc.Title: Senior Vice President & Director of
Distribution Services
Aberdeen Standard Investments ETFs (US) LLC
By: Aberdeen Asset Management Inc., its sole
member
By: /s/ Lucia Sitar
Name: Lucia Sitar
Title: VP of Aberdeen Asset Management Inc.
| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 2/28/19 | None on these Dates | ||
| For Period end: | 12/31/18 | |||
| 7/16/09 | ||||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/29/24 abrdn Platinum ETF Trust 10-K 12/31/23 37:2.3M Qes, LLC/FA 1/18/24 abrdn Platinum ETF Trust S-3/A 4:748K Qes, LLC/FA 1/12/24 abrdn Platinum ETF Trust S-3 6:1M Qes, LLC/FA 9/21/23 abrdn Palladium ETF Trust S-3/A 5:791K Quality EDGAR So… LLC/FA 8/24/23 abrdn Palladium ETF Trust S-3/A 4:786K Quality EDGAR So… LLC/FA 5/18/23 abrdn Palladium ETF Trust S-3 5:776K Quality EDGAR So… LLC/FA 3/01/23 abrdn Platinum ETF Trust 10-K 12/31/22 34:2.3M Quality EDGAR So… LLC/FA 9/29/22 abrdn Platinum ETF Trust 10-K/A 12/31/21 38:2.7M Quality Edgar - QES/FA 3/01/22 abrdn Platinum ETF Trust 10-K 12/31/21 34:2.6M Quality EDGAR So… LLC/FA 3/01/21 abrdn Platinum ETF Trust 10-K 12/31/20 34:2.2M Quality EDGAR So… LLC/FA 1/14/21 abrdn Platinum ETF Trust S-3ASR 1/14/21 4:790K Quality EDGAR So… LLC/FA |