Quarterly Report — Form 10-Q — Sect. 13 / 15(d) – SEA’34 Filing Table of Contents
Document/ExhibitDescriptionPagesSize
1: 10-Q September 30, 2016 Form 10-Q HTML 398K
2: EX-10.1 Amendment to Benefit Restoration Plan HTML 24K
3: EX-10.2 Amendment to Supplemental Executive Retirement HTML 27K
Plan
4: EX-10.3 Form of Nonstatutory Stock Option Agreement HTML 50K
10: EX-95 Mine Safety Disclosures HTML 39K
5: EX-12.1 Statement of Computation of Ratio of Earnings to HTML 37K
Fixed Charges
6: EX-31.1 302 Certification for CEO HTML 22K
7: EX-31.2 302 Certification for CFO HTML 22K
8: EX-32.1 906 Certification for CEO HTML 19K
9: EX-32.2 906 Certification for CFO HTML 19K
17: R1 Document and Entity Information HTML 42K
18: R2 Condensed Consolidated Statements of Operations HTML 122K
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19: R3 Condensed Consolidated Statements of Operations HTML 23K
(Unaudited) (Parenthetical)
20: R4 Condensed Consolidated Statements of Comprehensive HTML 39K
Income (Unaudited)
21: R5 Condensed Consolidated Balance Sheets (Unaudited) HTML 104K
22: R6 Condensed Consolidated Balance Sheets (Unaudited) HTML 34K
(Parenthetical)
23: R7 Condensed Consolidated Statements of Cash Flows HTML 93K
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24: R8 Acquisitions and Dispositions (Notes) HTML 25K
25: R9 Basis of Presentation HTML 24K
26: R10 Impairments and Other Charges (Notes) HTML 47K
27: R11 Business Segment and Geographic Information HTML 69K
28: R12 Income Taxes (Notes) HTML 24K
29: R13 Inventories HTML 30K
30: R14 Shareholders' Equity HTML 60K
31: R15 Commitments and Contingencies HTML 56K
32: R16 Income (Loss) per Share HTML 39K
33: R17 Fair Value of Financial Instruments HTML 43K
34: R18 New Accounting Pronouncements HTML 34K
35: R19 Impairments and Other Charges (Policies) HTML 21K
36: R20 Inventories (Policies) HTML 21K
37: R21 Impairments and Other Charges (Tables) HTML 40K
38: R22 Business Segment and Geographic Information HTML 58K
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39: R23 Inventories (Tables) HTML 27K
40: R24 Shareholders' Equity (Tables) HTML 55K
41: R25 Income (Loss) per Share Income (Loss) per Share HTML 38K
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42: R26 Fair Value of Financial Instruments Fair value by HTML 31K
balance sheet grouping table (Tables)
43: R27 Acquisitions and Dispositions (Details) HTML 41K
44: R28 Impairments and Other Charges (Details) HTML 54K
45: R29 Business Segment and Geographic Information HTML 48K
(Narrative) (Details)
46: R30 Business Segment and Geographic Information HTML 56K
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47: R31 Income Taxes (Details) HTML 35K
48: R32 Inventories (Details) HTML 36K
49: R33 Shareholders' Equity (Details) HTML 42K
50: R34 Shareholders' Equity (Schedule of Accumulated HTML 33K
Other Comprehensive Income (Loss)) (Details)
51: R35 Shareholders' Equity Repurchase Activity (Details) HTML 26K
52: R36 Commitments and Contingencies (Details) HTML 65K
53: R37 Commitments and Contingencies (Environmental) HTML 26K
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54: R38 Commitments and Contingencies (Guarantee HTML 20K
Arrangements) (Details)
55: R39 Income (Loss) per Share (Details) HTML 36K
56: R40 Fair Value of Financial Instruments (Details) HTML 73K
58: XML IDEA XML File -- Filing Summary XML 92K
57: EXCEL IDEA Workbook of Financial Reports XLSX 54K
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WHEREAS, Halliburton Company (the “Company”) has adopted and maintains the Halliburton Company Benefit Restoration Plan, as amended and restated effective January 1, 2008 and as thereafter amended (the “Plan”);
WHEREAS,
the Company desires to amend the Plan to permit Participants to make annual payment distribution elections with respect to future allocations under the Plan and subsequent payment distribution elections with respect to prior allocations under the Plan, each in accordance with the requirements of Section 409A of the Internal Revenue Code of 1986, as amended;
WHEREAS, the Company desires to amend the Plan and the Grandfathered Plan (as defined in the Plan) to permit participants therein to designate a beneficiary to receive any amounts payable under the Plan due to the participant’s death; and
WHEREAS, Article X of the Plan provides
that, subject to certain inapplicable limitations, the Plan may be amended by the Company’s Compensation Committee;
NOW, THEREFORE, the Plan is hereby amended as follows effective as of the date set forth below:
1.Article IV of the Plan is hereby amended to add the following Paragraph (E) and Paragraph (F) thereto as follows:
“(E) A Participant may make a written election, in the form as approved by the Administrative Committee, as to the form of payment of allocations to the Participant’s Account pursuant to Paragraph (A) above that may be made in a future Allocation Year. Such election shall be irrevocable as of December 31 of the year immediately prior to the future Allocation Year. If
a Participant fails to make a timely election as provided under this Paragraph (E), such Participant’s Account for the applicable Allocation Year shall be paid in the form of a lump sum.
(F) A Participant may subsequently change a prior election, whether made affirmatively or by default, under Article IV, Paragraph (E) to change the form of payment (a “Subsequent Election”) for any Allocation Year after 2004 provided that (i) the Subsequent Election shall not become effective until the date that is 12 months after the date the Subsequent Election is made, (ii) the earliest payment commencement date elected in the Subsequent Election must be 5 years or more after the date the payment is scheduled to be made, except for a distribution event due to the Participant’s death, and (iii) the Subsequent Election must be made at least 12 months before the date the payment is scheduled
to be made or commence. A Subsequent Election shall be made in the form as approved by the Administrative Committee.”
2.The second sentence of Article VII, Paragraph (A) of the Plan is hereby amended to read as follows:
“Any amount payable under this Paragraph (A) shall be paid in the form pursuant to the Participant’s election under Article IV, Paragraph (E) or Article IV, Paragraph (F), as applicable; provided, however, that (i) in the absence of any such valid election, any amount payable under this Paragraph (A) shall be paid in a lump sum within sixty (60) days after Termination of Service and (ii) if the amount credited to the Participant’s Account upon Termination of Service is less than $100,000, the Participant’s Account shall always be paid in a single lump sum payment.”
3.Paragraph
(D) of Article VII of the Plan and Paragraph (D) of Article VII of the Grandfathered Plan are hereby amended in their entirety to read as follows:
“(D) Each Participant may, from time to time and in the form as approved by the Administrative Committee, name a beneficiary to whom any amounts payable to the Participant under the Plan due to the Participant’s death will be paid, provided that, in the absence of any such beneficiary designation, amounts payable to the Participant due to death will be paid to the Participant’s estate. If a Participant shall die while in the service of an Employer, or after Termination of Service and prior to the time when all amounts payable to him or her under the Plan have been paid to such Participant, any remaining amounts payable to the Participant hereunder shall be payable to the beneficiary or estate, as applicable, of the Participant. The Administrative Committee shall cause the
Trustee or the treasurer of the Employer, as applicable, to pay to the beneficiary or estate, as applicable, of the Participant all of the benefits then standing to his or her credit in a lump sum.”
4.All other provisions of the Plan are hereby ratified and confirmed.
IN WITNESS WHEREOF, Halliburton Company has caused these presents to be duly executed this 12th day of July, 2016.
HALLIBURTON
COMPANY
By: /s/James R. Boyd (On Behalf of the Compensation Committee)
Dates Referenced Herein and Documents Incorporated by Reference
