SEC Info - NovaBay Pharmaceuticals, Inc. - ‘10-Q’ for 9/30/19

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NovaBay Pharmaceuticals, Inc. – ‘10-Q’ for 9/30/19 – ‘EX-101.PRE’

On: Thursday, 11/7/19, at 4:11pm ET · For: 9/30/19 · Accession #: 1437749-19-21963 · File #: 1-33678

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/07/19  NovaBay Pharmaceuticals, Inc.     10-Q        9/30/19   92:10M                                    RDG Filings/FA

Quarterly Report — Form 10-Q — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML    991K 
 2: EX-31.1     Certification -- §302 - SOA'02                      HTML     31K 
 3: EX-31.2     Certification -- §302 - SOA'02                      HTML     32K 
 4: EX-32.1     Certification -- §906 - SOA'02                      HTML     28K 
 5: EX-32.2     Certification -- §906 - SOA'02                      HTML     28K 
33: R1          Document And Entity Information                     HTML     58K 
86: R2          Consolidated Balance Sheets (Current Period         HTML    111K 
                Unaudited)                                                       
57: R3          Consolidated Balance Sheets (Current Period         HTML     56K 
                Unaudited) (Parentheticals)                                      
26: R4          Consolidated Statements of Operations and           HTML     89K 
                Comprehensive Loss (Unaudited)                                   
36: R5          Consolidated Statements of Cash Flows (Unaudited)   HTML    150K 
89: R6          Consolidated Statements of Stockholders' Equity     HTML    135K 
                (Unaudited)                                                      
58: R7          Note 1 - Organization                               HTML     41K 
23: R8          Note 2 - Summary of Significant Accounting          HTML    216K 
                Policies                                                         
38: R9          Note 3 - Fair Value Measurements                    HTML    129K 
47: R10         Note 4 - Prepaid Expenses and Other Current Assets  HTML     44K 
16: R11         Note 5 - Inventory                                  HTML     38K 
64: R12         Note 6 - Property and Equipment                     HTML     47K 
74: R13         Note 7 - Accrued Liabilities                        HTML     40K 
46: R14         Note 8 - Commitments and Contingencies              HTML     75K 
15: R15         Note 9 - Related Party Notes Payable                HTML     42K 
63: R16         Note 10 - Convertible Note                          HTML     69K 
73: R17         Note 11 - Warrant Liability                         HTML    162K 
48: R18         Note 12 - Stockholders' Equity                      HTML     85K 
14: R19         Note 13 - Equity-based Compensation                 HTML    138K 
62: R20         Note 14 - License, Collaboration and Distribution   HTML     80K 
                Agreements                                                       
91: R21         Note 15 - Employee Benefit Plan                     HTML     31K 
42: R22         Note 16 - Related Party Transactions                HTML     47K 
31: R23         Note 17 - Subsequent Events                         HTML     32K 
61: R24         Significant Accounting Policies (Policies)          HTML    280K 
90: R25         Note 2 - Summary of Significant Accounting          HTML    128K 
                Policies (Tables)                                                
41: R26         Note 3 - Fair Value Measurements (Tables)           HTML    116K 
30: R27         Note 4 - Prepaid Expenses and Other Current Assets  HTML     44K 
                (Tables)                                                         
60: R28         Note 5 - Inventory (Tables)                         HTML     39K 
92: R29         Note 6 - Property and Equipment (Tables)            HTML     44K 
76: R30         Note 7 - Accrued Liabilities (Tables)               HTML     39K 
65: R31         Note 8 - Commitments and Contingencies (Tables)     HTML     62K 
12: R32         Note 9 - Related Party Notes Payable (Tables)       HTML     35K 
43: R33         Note 10 - Convertible Note (Tables)                 HTML     55K 
77: R34         Note 11 - Warrant Liability (Tables)                HTML    123K 
66: R35         Note 12 - Stockholders' Equity (Tables)             HTML     43K 
13: R36         Note 13 - Equity-based Compensation (Tables)        HTML    102K 
45: R37         Note 14 - License, Collaboration and Distribution   HTML     54K 
                Agreements (Tables)                                              
75: R38         Note 1 - Organization (Details Textual)             HTML     32K 
67: R39         Note 2 - Summary of Significant Accounting          HTML    100K 
                Policies (Details Textual)                                       
84: R40         Note 2 - Summary of Significant Accounting          HTML     39K 
                Policies - Components of Cash, Cash Equivalents,                 
                and Restricted Cash (Details)                                    
53: R41         Note 2 - Summary of Significant Accounting          HTML     42K 
                Policies - Revenues and Accounts Receivable From                 
                Major Distribution Partners and Customers                        
                (Details)                                                        
28: R42         Note 2 - Summary of Significant Accounting          HTML     65K 
                Policies - Calculation of Basic and Diluted EPS                  
                (Details)                                                        
39: R43         Note 2 - Summary of Significant Accounting          HTML     36K 
                Policies - Outstanding Stock Options and Stock                   
                Warrants Excluded From the Diluted Net Loss Per                  
                Share Computation (Details)                                      
85: R44         Note 2 - Summary of Significant Accounting          HTML     51K 
                Policies - Impact of New Standard on Consolidated                
                Balance Sheet (Details)                                          
54: R45         Note 3 - Fair Value Measurements (Details Textual)  HTML     59K 
29: R46         Note 3 - Fair Value Measurements - Assets and       HTML     54K 
                Liabilities Measured at Fair Value on a Recurring                
                Basis (Details)                                                  
40: R47         Note 3 - Fair Value Measurements - Fair Value of    HTML     47K 
                Warrant Liability (Details)                                      
83: R48         Note 4 - Prepaid Expenses and Other Current Assets  HTML     46K 
                - Summary of Prepaid Expenses and Other Current                  
                Assets (Details)                                                 
55: R49         Note 5 - Inventory - Summary of Inventory           HTML     37K 
                (Details)                                                        
70: R50         Note 6 - Property and Equipment (Details Textual)   HTML     35K 
79: R51         Note 6 - Property and Equipment - Summary of        HTML     45K 
                Property and Equipment (Details)                                 
52: R52         Note 7 - Accrued Liabilities - Summary of Accrued   HTML     39K 
                Liabilities (Details)                                            
21: R53         Note 8 - Commitments and Contingencies (Details     HTML     44K 
                Textual)                                                         
69: R54         Note 8 - Commitments and Contingencies - Lease      HTML     41K 
                Expense (Details)                                                
78: R55         Note 8 - Commitments and Contingencies - Schedule   HTML     48K 
                of Future Lease Payments (Details)                               
51: R56         Note 8 - Commitments and Contingencies - Schedule   HTML     39K 
                of Future Lease Payments to Be Received (Details)                
20: R57         Note 9 - Related Party Notes Payable (Details       HTML     51K 
                Textual)                                                         
68: R58         Note 9 - Related Party Notes Payable - Schedule of  HTML     47K 
                related Party Debt (Details)                                     
80: R59         Note 10 - Convertible Note (Details Textual)        HTML     93K 
35: R60         Note 10 - Convertible Note - Key Assumptions Used   HTML     35K 
                to Value the Combined Embedded Derivative                        
                (Details)                                                        
27: R61         Note 10 - Convertible Note - Schedule of            HTML     45K 
                Convertible Note (Details)                                       
59: R62         Note 10 - Convertible Note - Schedule of Maturity   HTML     39K 
                of Convertible Note (Details)                                    
88: R63         Note 11 - Warrant Liability (Details Textual)       HTML    156K 
34: R64         Note 11 - Warrant Liability - The Key Assumptions   HTML     70K 
                Used to Value the Warrants (Details)                             
24: R65         Note 11 - Warrant Liability - Outstanding Warrant   HTML     46K 
                Liability (Details)                                              
56: R66         Note 12 - Stockholders' Equity (Details Textual)    HTML    252K 
87: R67         Note 12 - Stockholders' Equity - Outstanding        HTML     43K 
                Warrants (Details)                                               
37: R68         Note 13 - Equity-based Compensation (Details        HTML    171K 
                Textual)                                                         
22: R69         Note 13 - Equity-based Compensation - Stock         HTML     94K 
                Options Outstanding (Details)                                    
17: R70         Note 13 - Equity-based Compensation -               HTML     41K 
                Weighted-average Assumptions Used in Determining                 
                the Value of Options Granted to Employees and                    
                Directors (Details)                                              
49: R71         Note 13 - Equity-based Compensation -               HTML     39K 
                Weighted-average Assumptions Used in Determining                 
                the Value of Options Granted to Non-employees                    
                (Details)                                                        
81: R72         Note 13 - Equity-based Compensation - Summary of    HTML     35K 
                Stock-based Compensation Expense Included in                     
                Results of Operations (Details)                                  
71: R73         Note 14 - License, Collaboration and Distribution   HTML    102K 
                Agreements (Details Textual)                                     
18: R74         Note 14 - License, Collaboration and Distribution   HTML     45K 
                Agreements - Changes in Assets and Liabilities                   
                (Details)                                                        
50: R75         Note 14 - License, Collaboration and Distribution   HTML     33K 
                Agreements - Total Revenues (Details)                            
82: R76         Note 15 - Employee Benefit Plan (Details Textual)   HTML     29K 
72: R77         Note 16 - Related Party Transactions (Details       HTML     67K 
                Textual)                                                         
19: R78         Note 17 - Subsequent Events (Details Textual)       HTML     42K 
32: XML         IDEA XML File -- Filing Summary                      XML    177K 
25: EXCEL       IDEA Workbook of Financial Reports                  XLSX     98K 
 6: EX-101.INS  XBRL Instance -- nby-20190930                        XML   3.17M 
 8: EX-101.CAL  XBRL Calculations -- nby-20190930_cal                XML    164K 
 9: EX-101.DEF  XBRL Definitions -- nby-20190930_def                 XML   1.84M 
10: EX-101.LAB  XBRL Labels -- nby-20190930_lab                      XML   1.39M 
11: EX-101.PRE  XBRL Presentations -- nby-20190930_pre               XML   1.86M 
 7: EX-101.SCH  XBRL Schema -- nby-20190930                          XSD    288K 
44: ZIP         XBRL Zipped Folder -- 0001437749-19-021963-xbrl      Zip    255K

‘EX-101.PRE’ — XBRL Presentations — nby-20190930_pre

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