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NovaBay Pharmaceuticals, Inc. – ‘10-K’ for 12/31/15 – ‘EX-10.19’

On:  Friday, 3/4/16, at 5:31pm ET   ·   For:  12/31/15   ·   Accession #:  1437749-16-26877   ·   File #:  1-33678

Previous ‘10-K’:  ‘10-K/A’ on 4/14/15 for 12/31/14   ·   Next:  ‘10-K’ on 3/23/17 for 12/31/16   ·   Latest:  ‘10-K/A’ on 3/29/24 for 12/31/23   ·   5 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/04/16  NovaBay Pharmaceuticals, Inc.     10-K       12/31/15   81:8.7M                                   RDG Filings/FA

Annual Report   —   Form 10-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   1.37M 
 2: EX-10.19    Material Contract                                   HTML     23K 
 3: EX-23.1     Consent of Experts or Counsel                       HTML     24K 
 4: EX-31.1     Certification -- §302 - SOA'02                      HTML     30K 
 5: EX-31.2     Certification -- §302 - SOA'02                      HTML     30K 
 6: EX-32.1     Certification -- §906 - SOA'02                      HTML     25K 
 7: EX-32.2     Certification -- §906 - SOA'02                      HTML     25K 
14: R1          Document And Entity Information                     HTML     53K 
15: R2          Consolidated Balance Sheets                         HTML     99K 
16: R3          Consolidated Balance Sheets (Parentheticals)        HTML     37K 
17: R4          Consolidated Statements of Operations and           HTML     70K 
                Comprehensive Loss                                               
18: R5          Consolidated Statements of Stockholders' Equity     HTML    126K 
19: R6          Consolidated Statements of Cash Flows               HTML    111K 
20: R7          Note 1 - Organization                               HTML     32K 
21: R8          Note 2 - Summary of Significant Accounting          HTML    108K 
                Policies                                                         
22: R9          Note 3 - Fair Value Measurements                    HTML     82K 
23: R10         Note 4 - Inventory                                  HTML     41K 
24: R11         Note 5 - Property and Equipment                     HTML     47K 
25: R12         Note 6 - Accrued Liabilities                        HTML     42K 
26: R13         Note 7 - Related Party Notes Payable                HTML     35K 
27: R14         Note 8 - Commitments and Contingencies              HTML     43K 
28: R15         Note 9 - Warrant Liability                          HTML     91K 
29: R16         Note 10 - Stockholders' Equity                      HTML     81K 
30: R17         Note 11 - Equity-based Compensation                 HTML    193K 
31: R18         Note 12 - License, Collaboration and Distribution   HTML     92K 
                Agreements                                                       
32: R19         Note 13 - Employee Benefit Plan                     HTML     27K 
33: R20         Note 14 - Income Taxes                              HTML    172K 
34: R21         Note 15 - Subsequent Events                         HTML     30K 
35: R22         Accounting Policies, by Policy (Policies)           HTML    170K 
36: R23         Note 2 - Summary of Significant Accounting          HTML     70K 
                Policies (Tables)                                                
37: R24         Note 3 - Fair Value Measurements (Tables)           HTML     79K 
38: R25         Note 4 - Inventory (Tables)                         HTML     40K 
39: R26         Note 5 - Property and Equipment (Tables)            HTML     45K 
40: R27         Note 6 - Accrued Liabilities (Tables)               HTML     41K 
41: R28         Note 8 - Commitments and Contingencies (Tables)     HTML     36K 
42: R29         Note 9 - Warrant Liability (Tables)                 HTML     80K 
43: R30         Note 10 - Stockholders' Equity (Tables)             HTML     57K 
44: R31         Note 11 - Equity-based Compensation (Tables)        HTML    181K 
45: R32         Note 12 - License, Collaboration and Distribution   HTML     76K 
                Agreements (Tables)                                              
46: R33         Note 14 - Income Taxes (Tables)                     HTML    173K 
47: R34         Note 1 - Organization (Details)                     HTML     39K 
48: R35         Note 2 - Summary of Significant Accounting          HTML     45K 
                Policies (Details)                                               
49: R36         Note 2 - Summary of Significant Accounting          HTML     41K 
                Policies (Details) - Reconciliation of Basic and                 
                Diluted EPS                                                      
50: R37         Note 2 - Summary of Significant Accounting          HTML     32K 
                Policies (Details) - Antidilutive Securities                     
51: R38         Note 3 - Fair Value Measurements (Details)          HTML     26K 
52: R39         Note 3 - Fair Value Measurements (Details) -        HTML     39K 
                Assets and Liabilities Measured at Fair Value on a               
                Recurring Basis                                                  
53: R40         Note 3 - Fair Value Measurements (Details) - Fair   HTML     35K 
                Value of Warrant Liability                                       
54: R41         Note 4 - Inventory (Details) - Inventory            HTML     36K 
55: R42         Note 5 - Property and Equipment (Details)           HTML     26K 
56: R43         Note 5 - Property and Equipment (Details) -         HTML     41K 
                Property and Equipment Summary                                   
57: R44         Note 6 - Accrued Liabilities (Details) - Accrued    HTML     38K 
                Liabilities                                                      
58: R45         Note 7 - Related Party Notes Payable (Details)      HTML     63K 
59: R46         Note 8 - Commitments and Contingencies (Details)    HTML     28K 
60: R47         Note 8 - Commitments and Contingencies (Details) -  HTML     39K 
                Future Minimum Lease Payments                                    
61: R48         Note 9 - Warrant Liability (Details)                HTML     78K 
62: R49         Note 9 - Warrant Liability (Details) - The Key      HTML     41K 
                Assumptions Used to Value the Warrants                           
63: R50         Note 10 - Stockholders' Equity (Details)            HTML    149K 
64: R51         Note 10 - Stockholders' Equity (Details) -          HTML     40K 
                Outstanding Warrants                                             
65: R52         Note 11 - Equity-based Compensation (Details)       HTML     89K 
66: R53         Note 11 - Equity-based Compensation (Details) -     HTML     85K 
                Stock Options Outstanding                                        
67: R54         Note 11 - Equity-based Compensation (Details) -     HTML     44K 
                Weighted-average Assumptions Used in Determining                 
                the Value of Options Granted                                     
68: R55         Note 11 - Equity-based Compensation (Details) -     HTML     33K 
                Summary of the Stock-based Compensation Expense                  
                Included in Results of Operations                                
69: R56         Note 12 - License, Collaboration and Distribution   HTML    104K 
                Agreements (Details)                                             
70: R57         Note 12 - License, Collaboration and Distribution   HTML     45K 
                Agreements (Details) - Deferred Revenue                          
71: R58         Note 14 - Income Taxes (Details)                    HTML     33K 
72: R59         Note 14 - Income Taxes (Details) - Federal and      HTML     35K 
                State Income Tax Provisions                                      
73: R60         Note 14 - Income Taxes (Details) - Summary of       HTML     50K 
                Deferred Tax Assets and Liabilities                              
74: R61         Note 14 - Income Taxes (Details) - Valuation        HTML     26K 
                Allowance                                                        
75: R62         Note 14 - Income Taxes (Details) - Summary of Tax   HTML     35K 
                Credit Carryforwards                                             
76: R63         Note 14 - Income Taxes (Details) - Effective        HTML     46K 
                Income Tax Rate Reconciliation                                   
77: R64         Note 14 - Income Taxes (Details) - Unrecognized     HTML     28K 
                Tax Benefit                                                      
78: R65         Note 15 - Subsequent Events (Details)               HTML     57K 
80: XML         IDEA XML File -- Filing Summary                      XML    148K 
79: EXCEL       IDEA Workbook of Financial Reports                  XLSX     88K 
 8: EX-101.INS  XBRL Instance -- nby-20151231                        XML   1.96M 
10: EX-101.CAL  XBRL Calculations -- nby-20151231_cal                XML    123K 
11: EX-101.DEF  XBRL Definitions -- nby-20151231_def                 XML    849K 
12: EX-101.LAB  XBRL Labels -- nby-20151231_lab                      XML   1.18M 
13: EX-101.PRE  XBRL Presentations -- nby-20151231_pre               XML    810K 
 9: EX-101.SCH  XBRL Schema -- nby-20151231                          XSD    206K 
81: ZIP         XBRL Zipped Folder -- 0001437749-16-026877-xbrl      Zip    201K 


‘EX-10.19’   —   Material Contract


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Exhibit 10.19

 

 
 

 

 

 

 
 

 

 

 

 
 

 

 

 


5 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/04/22  NovaBay Pharmaceuticals, Inc.     S-1                    5:953K                                   RDG Filings/FA
12/01/21  NovaBay Pharmaceuticals, Inc.     S-1                   15:1.1M                                   RDG Filings/FA
 3/25/21  NovaBay Pharmaceuticals, Inc.     10-K       12/31/20  101:10M                                    RDG Filings/FA
11/12/20  NovaBay Pharmaceuticals, Inc.     10-Q        9/30/20   89:10M                                    RDG Filings/FA
 8/06/20  NovaBay Pharmaceuticals, Inc.     10-Q        6/30/20   93:10M                                    RDG Filings/FA
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Filing Submission 0001437749-16-026877   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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