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Eagle Bulk Shipping Inc. – ‘8-K’ for 10/9/14 – EX-4

On:  Thursday, 10/16/14, at 4:56pm ET   ·   For:  10/9/14   ·   Accession #:  1437749-14-18448   ·   File #:  1-33831

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

10/16/14  Eagle Bulk Shipping Inc.          8-K:1,2,3,510/09/14   10:4.1M                                   RDG Filings/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     83K 
 2: EX-3        Exhibit 3.1                                         HTML     53K 
 3: EX-3        Exhibit 3.2                                         HTML    149K 
 4: EX-4        Exhibit 4.1                                         HTML     20K 
 5: EX-4        Exhibit 4.2                                         HTML     34K 
 6: EX-10       Exhibit 10.1                                        HTML   1.84M 
 7: EX-10       Exhibit 10.2                                        HTML    295K 
 8: EX-10       Exhibit 10.3                                        HTML    277K 
 9: EX-10       Exhibit 10.4                                        HTML    106K 
10: EX-10       Exhibit 10.5                                        HTML    119K 


EX-4   —   Exhibit 4.1


This exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



 

Exhibit 4.1

 

COMMON STOCK COMMON STOCK

 

PAR VALUE $0.01

 

THIS CERTIFICATE IS TRANSFERABLE IN CANTON, MA, JERSEY CITY, NJ AND COLLEGE STATION, TX.

 

Certificate Number

 

SHARES

 

EAGLE BULK SHIPPING INC.

 

INCORPORATED UNDER THE LAWS OF THE REPUBLIC OF THE MARSHALL ISLANDS

 

CUSIP Y2187A127

 

THIS CERTIFIES THAT:

 

is the owner of FULLY-PAID AND NON-ASSESSABLE SHARES OF THE COMMON STOCK OF Eagle Bulk Shipping Inc., transferable on the books of the Company in person or by duly authorized attorney, upon surrender of this Certificate properly endorsed. This Certificate and the shares represented hereby, are issued and shall be held subject to all of the provisions of the Articles of Incorporation, as amended, and the ByLaws, as amended, of the Company (copies of which are on file with the Company and with the Transfer Agent), to all of which each holder, by acceptance hereof, assents. This Certificate is not valid unless countersigned and registered by the Transfer Agent and Registrar.

 

Witness the facsimile seal of the Company and the facsimile signatures of its duly authorized officers.

 

DATED:

 

/s/ Sophocles N. Zoullas

 

Chairman of the Board

 

/s/ Adir Katzav

 

Treasurer

 

[SEAL]

 

COUNTERSIGNED AND REGISTERED:

 

COMPUTERSHARE TRUST COMPANY, N.A.

 

 
Page 1

 

 

TRANSFER AGENT AND REGISTRAR,

 

BY

 

AUTHORIZED SIGNATURE

 

EAGLE BULK SHIPPING INC.

 

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

TEN COM – as tenants in common

 

TEN ENT - as tenants by the entireties

 

JT TEN - as joint tenants with right of survivorship and not as tenants in common

 

UNIF GIFT MIN ACT –

 

Custodian

 

(Cust)

 

(Minor)

 

under Uniform Gifts to Minors Act

 

State

 

UNIF TRAN MIN ACT –

 

Custodian

 

(Cust)

 

(Minor)

 

under Uniform Transfers to Minors Act

 

State

 

Additional abbreviations may also be used though not in the above list.

 

For Value Received,                             hereby sell, assign and transfer unto                         

 

PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE

 

 
Page 2

 

 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING POSTAL ZIP CODE, OF ASSIGNEE)

 

Shares of the common stock represented by the within Certificate, and do hereby irrevocably constitute and appoint

 

Attorney to transfer the said stock on the books of the within-named Corporation with full power of substitution in the premises.

 

Dated

 

Signature

 

Signature

 

NOTICE: The signature to this assignment must correspond with the name as written upon the face of the certificate, in every particular, without alteration or enlargement, or any change whatever.

 

Signature(s) Guaranteed: Medallion Guarantee Stamp

 

THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (Banks, Stockbrokers, Savings and Loan Associations and Credit Unions) WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15.

 

The IRS requires that we report the cost basis of certain shares acquired after January 1, 2011. If your shares were covered by the legislation and you have sold or transferred the shares and requested a specific cost basis calculation method, we have processed as requested. If you did not specify a cost basis calculation method, we have defaulted to the first in, first out (FIFO) method. Please visit our website or consult your tax advisor if you need additional information about cost basis.

 

If you do not keep in contact with us or do not have any activity in your account for the time periods specified by state law, your property could become subject to state unclaimed property laws and transferred to the appropriate state.

 

 

 

Page 3


Dates Referenced Herein

This ‘8-K’ Filing    Date    Other Filings
Filed on:10/16/14None on these Dates
For Period End:10/9/14
1/1/11
 List all Filings


19 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/04/24  Eagle Bulk Shipping Inc.          10-K       12/31/23  108:12M                                    Workiva Inc Wde… FA01/FA
11/03/23  Eagle Bulk Shipping Inc.          10-Q        9/30/23   89:8.4M                                   Workiva Inc Wde… FA01/FA
 8/07/23  Eagle Bulk Shipping Inc.          S-8         8/07/23    4:132K                                   Workiva Inc Wde… FA01/FA
 8/04/23  Eagle Bulk Shipping Inc.          10-Q        6/30/23   91:11M                                    Workiva Inc Wde… FA01/FA
 5/05/23  Eagle Bulk Shipping Inc.          10-Q        3/31/23   84:7.3M                                   Workiva Inc Wde… FA01/FA
 4/27/23  Eagle Bulk Shipping Inc.          S-3/A                  3:890K                                   Workiva Inc Wde… FA01/FA
 3/24/23  Eagle Bulk Shipping Inc.          S-3                    8:1.6M                                   Workiva Inc Wde… FA01/FA
 3/10/23  Eagle Bulk Shipping Inc.          10-K       12/31/22  102:11M                                    Workiva Inc Wde… FA01/FA
11/07/22  Eagle Bulk Shipping Inc.          10-Q        9/30/22   79:8.6M                                   Workiva Inc Wde… FA01/FA
 8/08/22  Eagle Bulk Shipping Inc.          10-Q        6/30/22   79:8.5M                                   Workiva Inc Wde… FA01/FA
 5/09/22  Eagle Bulk Shipping Inc.          10-Q        3/31/22   78:7.4M                                   Workiva Inc Wde… FA01/FA
 3/14/22  Eagle Bulk Shipping Inc.          10-K       12/31/21  100:15M                                    Workiva Inc Wde… FA01/FA
11/08/21  Eagle Bulk Shipping Inc.          10-Q        9/30/21   77:9.4M                                   Workiva Inc Wde… FA01/FA
 8/19/21  Eagle Bulk Shipping Inc.          S-3                    4:375K                                   Donnelley … Solutions/FA
 8/06/21  Eagle Bulk Shipping Inc.          10-Q        6/30/21   68:8.6M                                   Workiva Inc Wde… FA01/FA
 5/07/21  Eagle Bulk Shipping Inc.          10-Q        3/31/21   68:7.2M                                   Workiva Inc Wde… FA01/FA
 3/26/21  Eagle Bulk Shipping Inc.          S-3                    4:413K                                   Workiva Inc Wde… FA01/FA
 3/22/21  Eagle Bulk Shipping Inc.          10-K/A     12/31/20   14:632K                                   Workiva Inc Wde… FA01/FA
 3/12/21  Eagle Bulk Shipping Inc.          10-K       12/31/20   89:12M                                    Workiva Inc Wde… FA01/FA
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Filing Submission 0001437749-14-018448   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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