SEC Info - Bab, Inc. - ‘8-K’ for 8/18/15

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Bab, Inc. – ‘8-K’ for 8/18/15

On: Tuesday, 8/18/15, at 5:12pm ET · For: 8/18/15 · Accession #: 1437749-15-16090 · File #: 0-31555

Previous ‘8-K’: ‘8-K’ on / for 6/15/15 · Next: ‘8-K’ on / for 5/31/16 · Latest: ‘8-K’ on / for 5/26/23 · 13 References:

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 8/18/15  Bab, Inc.                         8-K:1,3,9   8/18/15    2:32K                                    RDG Filings/FA

Current Report — Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     13K 
 2: EX-99.2     Miscellaneous Exhibit                               HTML     14K

8-K — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

_______________

FORM 8-K

_______________

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): August 18, 2015

BAB, Inc.

(Exact name of registrant as specified in its charter)

Delaware	36-4389547

(State or other jurisdiction of incorporation)	(IRS Employer or organization Identification No.)

500 Lake Cook Road, Suite 475 Deerfield, Illinois 60015

(Address of principal executive offices) (Zip Code)

Registrant’s telephone number: (847) 948-7520

_______________

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.below):

□	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

□	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

□	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

□	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 1.01. Entry into a Material Definitive Agreement

The information included in item 3.03 below and Amendment No. 2 to Preferred Shares Rights Agreement filed as Exhibit Number 99.2 to this current report on Form 8-K is incorporated herein by reference.

Item 3.03 Material Modification to Rights of Security Holders.

On August 18, 2015 the Board of Directors approved Amendment No.2 to the Company’s Preferred Shares Rights Agreement dated as May 6, 2013. The amendment revises the definition of “Final Expiration Date” to mean the fifth anniversary of the date of the Preferred Shares Rights Agreement.

Item 9.01 Financial Statements and Exhibits

The following is filed as an Exhibit to this current report on form 8-K:

Exhibit 99.2

Amendment No. 2 to Preferred Shares Rights Agreement

Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

BAB, Inc.

(Registrant)

By: /s/ Michael K Murtaugh

------------------------------------------

Michael K. Murtaugh, General Counsel and Secretary

Date: August 18, 2015

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

Filed on / For Period End:	8/18/15
	5/6/13	8-K
		List all Filings

13 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/12/24  Bab, Inc.                         10-Q        2/29/24   61:4.4M                                   RDG Filings/FA
 2/26/24  Bab, Inc.                         10-K       11/30/23   62:4.7M                                   RDG Filings/FA
10/12/23  Bab, Inc.                         10-Q        8/31/23   55:3.3M                                   RDG Filings/FA
 7/13/23  Bab, Inc.                         10-Q        5/31/23   55:3.3M                                   RDG Filings/FA
 4/13/23  Bab, Inc.                         10-Q        2/28/23   55:3M                                     RDG Filings/FA
 2/24/23  Bab, Inc.                         10-K       11/30/22   63:4.4M                                   RDG Filings/FA
10/13/22  Bab, Inc.                         10-Q        8/31/22   58:3.5M                                   RDG Filings/FA
 7/13/22  Bab, Inc.                         10-Q        5/31/22   54:3.1M                                   RDG Filings/FA
 4/13/22  Bab, Inc.                         10-Q        2/28/22   54:2.9M                                   RDG Filings/FA
10/14/21  Bab, Inc.                         10-Q        8/31/21   57:3.2M                                   RDG Filings/FA
 7/14/21  Bab, Inc.                         10-Q        5/31/21   56:2.8M                                   RDG Filings/FA
 4/14/21  Bab, Inc.                         10-Q        2/28/21   56:2.5M                                   RDG Filings/FA
10/14/20  Bab, Inc.                         10-Q        8/31/20   54:2.5M                                   RDG Filings/FA

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Filing Submission 0001437749-15-016090 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)