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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/26/21 Cadiz Inc. 10-K 12/31/20 77:5.9M RDG Filings/FA |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 714K
2: EX-4.3 Instrument Defining the Rights of Security Holders HTML 29K
3: EX-10.41 Material Contract HTML 35K
4: EX-21.1 Subsidiaries List HTML 20K
5: EX-23.1 Consent of Expert or Counsel HTML 20K
6: EX-31.1 Certification -- §302 - SOA'02 HTML 24K
7: EX-31.2 Certification -- §302 - SOA'02 HTML 24K
8: EX-32.1 Certification -- §906 - SOA'02 HTML 21K
9: EX-32.2 Certification -- §906 - SOA'02 HTML 21K
16: R1 Document And Entity Information HTML 81K
17: R2 Consolidated Statements of Operations and HTML 72K
Comprehensive Loss
18: R3 Consolidated Balance Sheets HTML 102K
19: R4 Consolidated Balance Sheets (Parentheticals) HTML 37K
20: R5 Consolidated Statements of Cash Flows HTML 96K
21: R6 Consolidated Statements of Stockholders' Deficit HTML 87K
22: R7 Note 1 - Description of Business HTML 27K
23: R8 Note 2 - Summary of Significant Accounting HTML 66K
Policies
24: R9 Note 3 - Property, Plant, Equipment and Water HTML 37K
Programs
25: R10 Note 4 - Other Assets HTML 30K
26: R11 Note 5 - Accrued Liabilities HTML 33K
27: R12 Note 6 - Long-term Debt HTML 53K
28: R13 Note 7 - Income Taxes HTML 52K
29: R14 Note 8 - Common Stock and Preferred Stock HTML 29K
30: R15 Note 9 - Stock-based Compensation Plans and HTML 90K
Warrants
31: R16 Note 10 - Segment Information HTML 28K
32: R17 Note 11 - Commitments and Contingencies HTML 29K
33: R18 Note 12 - Leases HTML 42K
34: R19 Note 13 - Fair Value Measurements HTML 41K
35: R20 Note 14 - Subsequent Events HTML 25K
36: R21 Significant Accounting Policies (Policies) HTML 100K
37: R22 Note 2 - Summary of Significant Accounting HTML 31K
Policies (Tables)
38: R23 Note 3 - Property, Plant, Equipment and Water HTML 35K
Programs (Tables)
39: R24 Note 4 - Other Assets (Tables) HTML 28K
40: R25 Note 5 - Accrued Liabilities (Tables) HTML 31K
41: R26 Note 6 - Long-term Debt (Tables) HTML 42K
42: R27 Note 7 - Income Taxes (Tables) HTML 47K
43: R28 Note 9 - Stock-based Compensation Plans and HTML 82K
Warrants (Tables)
44: R29 Note 12 - Leases (Tables) HTML 37K
45: R30 Note 13 - Fair Value Measurements (Tables) HTML 40K
46: R31 Note 1 - Description of Business (Details Textual) HTML 26K
47: R32 Note 2 - Summary of Significant Accounting HTML 158K
Policies (Details Textual)
48: R33 Note 2 - Summary of Significant Accounting HTML 29K
Policies - Components of Cash, Cash Equivalents
and Restricted Cash (Details)
49: R34 Note 3 - Property, Plant, Equipment and Water HTML 41K
Programs - Property, Plant, Equipment and Water
Programs (Details)
50: R35 Note 4 - Other Assets (Details Textual) HTML 28K
51: R36 Note 4 - Other Assets - Other Assets (Details) HTML 27K
52: R37 Note 5 - Accrued Liabilities - Accrued Liabilities HTML 36K
(Details)
53: R38 Note 6 - Long-term Debt (Details Textual) HTML 89K
54: R39 Note 6 - Long-term Debt - Carrying Amount of the HTML 39K
Company's Outstanding Debt (Details)
55: R40 Note 6 - Long-term Debt - Carrying Amount of the HTML 25K
Company's Outstanding Debt (Details)
(Parentheticals)
56: R41 Note 6 - Long-term Debt - Annual Maturities of HTML 36K
Long-term Debt Outstanding (Details)
57: R42 Note 7 - Income Taxes (Details Textual) HTML 40K
58: R43 Note 7 - Income Taxes - Deferred Taxes (Details) HTML 38K
59: R44 Note 7 - Income Taxes - Reconciliation of the HTML 35K
Income Tax Benefit to the Statutory Federal Income
Tax Rate (Details)
60: R45 Note 8 - Common Stock and Preferred Stock (Details HTML 59K
Textual)
61: R46 Note 9 - Stock-based Compensation Plans and HTML 85K
Warrants (Details Textual)
62: R47 Note 9 - Stock-based Compensation Plans and HTML 60K
Warrants - Summary of Stock Option Activity
(Details)
63: R48 Note 9 - Stock-based Compensation Plans and HTML 41K
Warrants - Nonvested Stock Option Activity
(Details)
64: R49 Note 10 - Segment Information (Details Textual) HTML 22K
65: R50 Note 11 - Commitments and Contingencies (Details HTML 47K
Textual)
66: R51 Note 12 - Leases (Details Textual) HTML 61K
67: R52 Note 12 - Leases - Balance Sheet Information HTML 31K
(Details)
68: R53 Note 12 - Leases - Future Minimum Lease Payments HTML 33K
(Details)
69: R54 Note 12 - Leases - Lease Information (Details) HTML 24K
70: R55 Note 13 - Fair Value Measurements (Details HTML 33K
Textual)
71: R56 Note 13 - Fair Value Measurements - Fair Value of HTML 32K
Liabilities on a Recurring Basis (Details)
72: R57 Note 13 - Fair Value Measurements - Reconciliation HTML 33K
of Level 3 Activity (Details)
73: R58 Note 14 - Subsequent Events (Details Textual) HTML 41K
75: XML IDEA XML File -- Filing Summary XML 135K
15: XML XBRL Instance -- cdzi20201231_10k_htm XML 1.12M
74: EXCEL IDEA Workbook of Financial Reports XLSX 73K
11: EX-101.CAL XBRL Calculations -- cdzi-20201231_cal XML 143K
12: EX-101.DEF XBRL Definitions -- cdzi-20201231_def XML 1.30M
13: EX-101.LAB XBRL Labels -- cdzi-20201231_lab XML 985K
14: EX-101.PRE XBRL Presentations -- cdzi-20201231_pre XML 1.30M
10: EX-101.SCH XBRL Schema -- cdzi-20201231 XSD 172K
76: JSON XBRL Instance as JSON Data -- MetaLinks 327± 522K
77: ZIP XBRL Zipped Folder -- 0001437749-21-007331-xbrl Zip 195K
EXHIBIT 31.1
CERTIFICATION PURSUANT TO SECTION 302 OF THE
SARBANES-OXLEY ACT OF 2002
I, Scott S. Slater, certify that:
1. I have reviewed this annual report on Form 10-K of Cadiz Inc.;
2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
4. The registrant's other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:
a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles.
c) Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and
d) Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter (the registrant's fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonable likely to materially affect, the registrant's internal control over financial reporting; and
5. The registrant's other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions):
a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize and report financial information; and
b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting.
Dated: March 26, 2021
| /s/ Scott S. Slater |
|
Chief Executive Officer |
| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 3/26/21 | 8-K | ||
| For Period end: | 12/31/20 | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/02/24 Cadiz Inc. 424B5 1:352K EdgarAgents LLC/FA 5/10/23 Cadiz Inc. S-3 6:2.5M EdgarAgents LLC/FA 2/01/23 Cadiz Inc. 424B5 1:388K EdgarAgents LLC/FA 11/10/22 Cadiz Inc. 424B5 1:360K EdgarAgents LLC/FA 3/22/22 Cadiz Inc. 424B5 1:395K EdgarAgents LLC/FA 7/07/21 Cadiz Inc. 424B5 1:562K EdgarAgents LLC/FA 7/02/21 Cadiz Inc. 8-A12B 1:21K EdgarAgents LLC/FA 7/01/21 Cadiz Inc. 424B5 1:697K EdgarAgents LLC/FA 6/28/21 Cadiz Inc. 424B5 1:700K EdgarAgents LLC/FA 6/17/21 Cadiz Inc. S-3 5:981K EdgarAgents LLC/FA 6/04/21 Cadiz Inc. 424B5 1:269K EdgarAgents LLC/FA 5/17/21 Cadiz Inc. 10-Q 3/31/21 48:3M RDG Filings/FA |