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Commonwealth Thoroughbreds LLC – ‘1-K’ for 12/31/21

On:  Friday, 7/22/22, at 5:30pm ET   ·   For:  12/31/21   ·   Accession #:  1437749-22-17630

Previous ‘1-K’:  ‘1-K’ on 4/29/21 for 12/31/20   ·   Next:  ‘1-K’ on 4/5/23 for 6/30/22   ·   Latest:  ‘1-K’ on 10/30/23 for 6/30/23   ·   22 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 7/22/22  Commonwealth Thoroughbreds LLC    1-K        12/31/21    4:701K                                   RDG Filings/FA

Annual Report or Special Financial Report   —   Form 1-K   —   Regulation A

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 1-K         Annual Report or Special Financial Report --        HTML      5K 
                primary_doc.xml                                                  
 2: PART II     Form 1-E                                            HTML    659K 
 3: EX1K-6 MAT CTRCT  Exhibit 6.4(D)                                HTML     30K 
 4: EX1K-11 CONSENT  Exhibit 11                                     HTML      5K 


‘1-K’   —   Annual Report or Special Financial Report — primary_doc.xml




        

This ‘1-K’ Document is an XML Data File that may be rendered in various formats:

  Form 1-K    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Annual Report or Special Financial Report
 
schemaVersion:

1-K: Filer Information

Issuer CIK
0001789339 
Issuer CCC
XXXXXXXX 
Is filer a shell company? Radio button not checked Yes Radio button checked No
Is the electronic copy of an official filing submitted in paper format? Checkbox not checked
File Number
 
Is this filing by a successor company pursuant to Rule 257(b)(5) resulting from a merger or other business combination? Radio button not checked Yes Radio button checked No
Successor File Number
 
Is this a LIVE or TEST Filing? Radio button checked LIVE Radio button not checked TEST
Would you like a Return Copy? Checkbox not checked
Period
12/31/21 

Submission Contact Information

Name
 
Phone
 
E-Mail Address
 
Notify via Filing Website only? Checkbox not checked

1-K: Tab 1 Notification

This Form 1-K is to provide an Radio button checked Annual Report Radio button not checked Special Financial Report for the fiscal year
Fiscal Year End

12/31/21 

Exact name of issuer as specified in the issuer's charter

Commonwealth Thoroughbreds LLC 

CIK

0001789339 

Jurisdiction of Incorporation / Organization

DELAWARE  

I.R.S. Employer Identification Number

84-2528036 

Address of Principal Executive Offices

Address 1

1450 NORTH BROADWAY 

Address 2

 

City

LEXINGTON 

State/Country

KENTUCKY  

Mailing Zip/ Postal Code

40505 

Phone

8599770124 

Title of each class of securities issued pursuant to Regulation A

Series Country Grammer LLC Units 

1-K: Summary Information Regarding Prior Offering and Proceeds

Summary Information

Checkbox not checkedThe following information must be provided for any Regulation A offering that has terminated or completed prior to the filing of this Form 1-K, unless such information has been previously reported in a manner permissible under Rule 257. If such information has been previously reported, check this box and leave the rest of Part I blank.

Commission File Number of the offering statement

024-11130 

Date of qualification of the offering statement

3/30/21 

Date of commencement of the offering

7/20/21 

Amount of securities qualified to be sold in the offering

627350 

Amount of securities sold in the offering

488800 

Price per security

$ 50.0000 

The portion of aggregate sales attributable to securities sold on behalf of the issuer

$ 488800.00 

The portion of the aggregate sales attributable to securities sold on behalf of selling securityholders

$ 0.00 

Fees in connection with this offering and names of service providers.

Underwriters - Name of Service Provider Underwriters - Fees
$  
Sales Commissions - Name of Service Provider Sales Commissions - Fee
$  
Finders' Fees - Name of Service Provider Finders' Fees - Fees
$  
Accounting or Audit - Name of Service Provider
Dean Dorton Allen Ford PLLC
Accounting or Audit - Fees
$ 0.00 
Legal - Name of Service Provider
Frost Brown Todd LLC
Legal - Fees
$ 0.00 
Promoters - Name of Service Provider
DALMORE GROUP LLC
Promoters - Fees
$ 1988.00 
Blue Sky Compliance - Name of Service Provider Blue Sky Compliance - Fees
$  
CRD Number of any broker or dealer listed

136352 

Net proceeds to the issuer

$ 607462.00 

Clarification of responses (if necessary)

Reflects total sales. All offerings were completed before April 30, 2022. 



15 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/27/24  Commonwealth Thoroughbreds LLC    1-SA       12/31/23    1:829K                                   M2 Compliance LLC/FA
12/05/23  Commonwealth Thoroughbreds LLC    1-A/A                 12:5M                                     M2 Compliance LLC/FA
10/30/23  Commonwealth Thoroughbreds LLC    1-K         6/30/23    5:8.7M                                   M2 Compliance LLC/FA
 9/25/23  Commonwealth Thoroughbreds LLC    1-A/A                  7:4.3M                                   M2 Compliance LLC/FA
 9/21/23  Commonwealth Thoroughbreds LLC    1-A/A                  7:4.3M                                   M2 Compliance LLC/FA
 8/10/23  Commonwealth Thoroughbreds LLC    1-A/A                  5:4.3M                                   M2 Compliance LLC/FA
 6/29/23  Commonwealth Thoroughbreds LLC    1-SA/A     12/31/22    1:606K                                   M2 Compliance LLC/FA
 6/28/23  Commonwealth Thoroughbreds LLC    1-A                   27:5.9M                                   M2 Compliance LLC/FA
 4/28/23  Commonwealth Thoroughbreds LLC    1-SA       12/31/22    1:346K                                   RDG Filings/FA
 4/11/23  Commonwealth Thoroughbreds LLC    1-A POS               13:2.4M                                   RDG Filings/FA
 4/05/23  Commonwealth Thoroughbreds LLC    1-K         6/30/22    3:1M                                     RDG Filings/FA
 1/13/23  Commonwealth Thoroughbreds LLC    1-A POS               12:2.4M                                   RDG Filings/FA
10/24/22  Commonwealth Thoroughbreds LLC    1-A POS                8:954K                                   RDG Filings/FA
10/12/22  Commonwealth Thoroughbreds LLC    1-A POS    10/11/22   22:2.5M                                   RDG Filings/FA
 9/27/22  Commonwealth Thoroughbreds LLC    1-SA        6/30/22    1:270K                                   RDG Filings/FA


7 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/03/21  Commonwealth Thoroughbreds LLC    1-A POS               27:3.5M                                   RDG Filings/FA
 7/19/21  Commonwealth Thoroughbreds LLC    1-A POS                6:677K                                   RDG Filings/FA
 7/02/21  Commonwealth Thoroughbreds LLC    1-A POS     7/01/21    7:1.2M                                   RDG Filings/FA
 6/11/21  Commonwealth Thoroughbreds LLC    1-A POS                6:1.1M                                   RDG Filings/FA
 4/29/21  Commonwealth Thoroughbreds LLC    1-A POS               14:2.1M                                   RDG Filings/FA
 1/07/20  Commonwealth Thoroughbreds LLC    1-A/A                  6:32M                                    RDG Filings/FA
12/13/19  Commonwealth Thoroughbreds LLC    1-A                   17:2M                                     RDG Filings/FA
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Filing Submission 0001437749-22-017630   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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