SEC Info - ConnectOne Bancorp, Inc. - ‘S-8’ on 5/26/23

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ConnectOne Bancorp, Inc. – ‘S-8’ on 5/26/23 – ‘EX-FILING FEES’

On: Friday, 5/26/23, at 4:02pm ET · Effective: 5/26/23 · Accession #: 1437749-23-15982 · File #s: 333-224575, 333-272232

Previous ‘S-8’: ‘S-8’ on 5/1/18 · Latest ‘S-8’: This Filing · 11 References:

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/26/23  ConnectOne Bancorp, Inc.          S-8         5/26/23    5:158K                                   RDG Filings/FA

Registration Statement – Securities for an Employee Benefit Plan — Form S-8 — SA’33

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-8         Registration Statement - Securities for an          HTML     42K 
                Employee Benefit Plan                                            
 2: EX-4.1      Instrument Defining the Rights of Security Holders  HTML     83K 
 3: EX-5        Opinion of Counsel re: Legality                     HTML     10K 
 4: EX-23.A     Consent of Expert or Counsel                        HTML      6K 
 5: EX-FILING FEES  Exhibit Filing Fees                             HTML     12K

‘EX-FILING FEES’ — Exhibit Filing Fees

This is an HTML Document rendered as filed. [ Alternative Formats ]

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EXHIBIT 107

Calculation of Filing Fee Tables

Form S-8

(Form Type)

ConnectOne Bancorp, Inc.

(Exact Name of Registrant as Specified in its Charter)

Table 1: Newly Registered Securities

Security Type	Security Class Title	Fee Calculation Rule	Amount Registered ⁽¹⁾	Proposed Maximum Offering Price Per Unit	Maximum Aggregate Offering Price	Fee Rate	Amount of Registration Fee
Equity	Common Stock, no par value per share	Other	450,000⁽²⁾	$14.07⁽³⁾	$6,331,500	$110.20 per $1,000,000	$697.73
Total Offering Amounts							$697.73
Total Fee Offsets							$697.73
Net Fee Due							$697.73

(1)

Pursuant to Rule 416(a) of the Securities Act of 1933, as amended (the “Securities Act”), this Registration Statement shall also cover any additional common shares of the Registrant that become issuable under the 2017 Equity Compensation Plan, as amended (the “2017 Plan”) by reason of any share dividend, share split, recapitalization or other similar transaction effected without receipt of consideration that increases the number of the Registrant’s outstanding common shares.

(2)	Represents 450,000 additional common shares reserved for issuance under the 2017 Plan, which shares became available for issuance pursuant to approval of the amendment thereto by the Registrant’s shareholders on May 23, 2023.

(3)

Estimated in accordance with Rules 457(c) and 457(h) of the Securities Act solely for the purpose of calculating the registration fee on the basis of $14.07 per share, the average of the high and low prices of the Registrant’s common shares as reported on The Nasdaq Global Select Market on May 25, 2023.

Dates Referenced Herein and Documents Incorporated by Reference

This ‘S-8’ Filing	Date	Other Filings

Filed on / Effective on:	5/26/23
	5/25/23	8-K
	5/23/23	8-K
		List all Filings

11 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/25/23  ConnectOne Bancorp, Inc.          8-K:5       5/23/23   11:235K                                   RDG Filings/FA
 5/11/23  ConnectOne Bancorp, Inc.          8-K:8       5/11/23   11:225K                                   RDG Filings/FA
 5/05/23  ConnectOne Bancorp, Inc.          10-Q        3/31/23   87:13M                                    RDG Filings/FA
 4/27/23  ConnectOne Bancorp, Inc.          8-K:2,9     4/27/23   12:1M                                     RDG Filings/FA
 4/13/23  ConnectOne Bancorp, Inc.          8-K:8,9     4/13/23   12:183K                                   RDG Filings/FA
 2/24/23  ConnectOne Bancorp, Inc.          10-K       12/31/22  141:22M                                    RDG Filings/FA
 2/16/23  ConnectOne Bancorp, Inc.          8-K:8,9     2/16/23   12:2.6M                                   RDG Filings/FA
 2/01/23  ConnectOne Bancorp, Inc.          8-K:8       2/01/23   11:165K                                   RDG Filings/FA
 1/26/23  ConnectOne Bancorp, Inc.          8-K:2,9     1/26/23   12:1M                                     RDG Filings/FA
 1/12/23  ConnectOne Bancorp, Inc.          8-K:8,9     1/12/23   12:183K                                   RDG Filings/FA
 6/05/96  ConnectOne Bancorp, Inc.          8-A12G                 2:25K                                    Lowenstein Sandler PC/FA

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Filing Submission 0001437749-23-015982 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)