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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/03/23 Applied Optoelectronics, Inc. 10-Q 6/30/23 92:7.2M RDG Filings/FA |
Document/Exhibit Description Pages Size
1: 10-Q Quarterly Report HTML 1.54M
2: EX-31.1 Certification -- §302 - SOA'02 HTML 30K
3: EX-31.2 Certification -- §302 - SOA'02 HTML 30K
4: EX-32.1 Certification -- §906 - SOA'02 HTML 28K
10: R1 Document And Entity Information HTML 78K
11: R2 Condensed Consolidated Balance Sheets (Current HTML 139K
Period Unaudited)
12: R3 Condensed Consolidated Balance Sheets (Current HTML 37K
Period Unaudited) (Parentheticals)
13: R4 Condensed Consolidated Statements of Operations HTML 108K
(Unaudited)
14: R5 Condensed Consolidated Statements of Comprehensive HTML 44K
Income (Loss) (Unaudited)
15: R6 Condensed Consolidated Statements of Stockholders' HTML 79K
Equity (Unaudited)
16: R7 Condensed Consolidated Statements of Cash Flows HTML 136K
(Unaudited)
17: R8 Note 1 - Description of Business HTML 38K
18: R9 Note 2 - Significant Accounting Policies HTML 29K
19: R10 Note 3 - Revenue Recognition HTML 63K
20: R11 Note 4 - Leases HTML 65K
21: R12 Note 5 - Cash, Cash Equivalents and Restricted HTML 35K
Cash
22: R13 Note 6 - Earnings (Loss) Per Share HTML 58K
23: R14 Note 7 - Inventories HTML 35K
24: R15 Note 8 - Property, Plant and Equipment HTML 46K
25: R16 Note 9 - Intangible Assets, Net HTML 54K
26: R17 Note 10 - Fair Value of Financial Instruments HTML 31K
27: R18 Note 11 - Notes Payable and Long-term Debt HTML 58K
28: R19 Note 12 - Convertible Senior Notes HTML 52K
29: R20 Note 13 - Accrued Liabilities HTML 39K
30: R21 Note 14 - Other Income and Expense HTML 40K
31: R22 Note 15 - Share-based Compensation HTML 115K
32: R23 Note 16 - Income Taxes HTML 32K
33: R24 Note 17 - Geographic Information HTML 52K
34: R25 Note 18 - Contingencies HTML 31K
35: R26 Note 19 - Subsequent Events HTML 28K
36: R27 Significant Accounting Policies (Policies) HTML 28K
37: R28 Note 3 - Revenue Recognition (Tables) HTML 57K
38: R29 Note 4 - Leases (Tables) HTML 62K
39: R30 Note 5 - Cash, Cash Equivalents and Restricted HTML 32K
Cash (Tables)
40: R31 Note 6 - Earnings (Loss) Per Share (Tables) HTML 58K
41: R32 Note 7 - Inventories (Tables) HTML 33K
42: R33 Note 8 - Property, Plant and Equipment (Tables) HTML 43K
43: R34 Note 9 - Intangible Assets, Net (Tables) HTML 54K
44: R35 Note 11 - Notes Payable and Long-term Debt HTML 48K
(Tables)
45: R36 Note 12 - Convertible Senior Notes (Tables) HTML 44K
46: R37 Note 13 - Accrued Liabilities (Tables) HTML 38K
47: R38 Note 14 - Other Income and Expense (Tables) HTML 39K
48: R39 Note 15 - Share-based Compensation (Tables) HTML 112K
49: R40 Note 17 - Geographic Information (Tables) HTML 49K
50: R41 Note 1 - Description of Business (Details Textual) HTML 35K
51: R42 Note 3 - Revenue Recognition (Details Textual) HTML 29K
52: R43 Note 3 - Revenue Recognition - Revenue by Major HTML 42K
Product Category (Details)
53: R44 Note 4 - Leases (Details Textual) HTML 28K
54: R45 Note 4 - Leases - Components of Lease Expense HTML 50K
(Details)
55: R46 Note 4 - Leases - Maturities of Lease Liabilities HTML 63K
(Details)
56: R47 Note 5 - Cash, Cash Equivalents and Restricted HTML 35K
Cash (Details Textual)
57: R48 Note 5 - Cash, Cash Equivalents and Restricted HTML 33K
Cash - Summary of Cash, Cash Equivalents and
Restricted Cash (Details)
58: R49 Note 6 - Earnings (Loss) Per Share - Computation HTML 54K
of Basic and Diluted Net Income (Loss) per Share
(Details)
59: R50 Note 6 - Earnings (Loss) Per Share - Potentially HTML 33K
Dilutive Securities Excluded from Diluted Net
Income (Loss) per Share (Details)
60: R51 Note 7 - Inventories (Details Textual) HTML 28K
61: R52 Note 7 - Inventories - Inventories (Details) HTML 33K
62: R53 Note 8 - Property, Plant and Equipment (Details HTML 31K
Textual)
63: R54 Note 8 - Property, Plant and Equipment - Property, HTML 49K
Plant and Equipment (Details)
64: R55 Note 9 - Intangible Assets, Net (Details Textual) HTML 29K
65: R56 Note 9 - Intangible Assets, Net - Finite-lived HTML 36K
Intangible Assets (Details)
66: R57 Note 9 - Intangible Assets, Net - Future HTML 39K
Amortization Expense (Details)
67: R58 Note 10 - Fair Value of Financial Instruments HTML 29K
(Details Textual)
68: R59 Note 11 - Notes Payable and Long-term Debt HTML 61K
(Details Textual)
69: R60 Note 11 - Notes Payable and Long-term Debt - HTML 47K
Schedule of Notes Payable and Long-term Debt
(Details)
70: R61 Note 11 - Notes Payable and Long-term Debt - HTML 49K
Schedule of Notes Payable and Long-term Debt
(Details) (Parentheticals)
71: R62 Note 11 - Notes Payable and Long-term Debt - HTML 32K
Maturities of Notes Payable and Long-term Debt
(Details)
72: R63 Note 12 - Convertible Senior Notes (Details HTML 59K
Textual)
73: R64 Note 12 - Convertible Senior Notes - Schedule of HTML 33K
Carrying Value of Convertible Senior Notes
(Details)
74: R65 Note 12 - Convertible Senior Notes - Schedule of HTML 38K
Interest Expense (Details)
75: R66 Note 13 - Accrued Liabilities - Accrued HTML 46K
Liabilities (Details)
76: R67 Note 14 - Other Income and Expense - Other Income HTML 35K
and Expense (Details)
77: R68 Note 15 - Share-based Compensation (Details HTML 58K
Textual)
78: R69 Note 15 - Share-based Compensation - Option HTML 71K
Activity (Details)
79: R70 Note 15 - Share-based Compensation - Performance HTML 61K
Stock Units Activity (Details)
80: R71 Note 15 - Share-based Compensation - Restricted HTML 61K
Stock Unit/Awards Activity (Details)
81: R72 Note 15 - Share-based Compensation - Share-based HTML 34K
Compensation (Details)
82: R73 Note 16 - Income Taxes (Details Textual) HTML 26K
83: R74 Note 17 - Geographic Information (Details Textual) HTML 26K
84: R75 Note 17 - Geographic Information - Revenue HTML 34K
Information by Geographic Region (Details)
85: R76 Note 17 - Geographic Information - Asset HTML 31K
Information by Geographic Region (Details)
86: R77 Note 18 - Contingencies (Details Textual) HTML 28K
87: R78 Note 19 - Subsequent Events (Details Textual) HTML 28K
90: XML IDEA XML File -- Filing Summary XML 176K
88: XML XBRL Instance -- aaoi20230630_10q_htm XML 1.64M
89: EXCEL IDEA Workbook of Financial Report Info XLSX 119K
6: EX-101.CAL XBRL Calculations -- aaoi-20230630_cal XML 185K
7: EX-101.DEF XBRL Definitions -- aaoi-20230630_def XML 1.25M
8: EX-101.LAB XBRL Labels -- aaoi-20230630_lab XML 961K
9: EX-101.PRE XBRL Presentations -- aaoi-20230630_pre XML 1.31M
5: EX-101.SCH XBRL Schema -- aaoi-20230630 XSD 198K
91: JSON XBRL Instance as JSON Data -- MetaLinks 420± 687K
92: ZIP XBRL Zipped Folder -- 0001437749-23-021971-xbrl Zip 241K
Exhibit 31.1
Certification
I, Chih-Hsiang (Thompson) Lin, certify that:
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1. |
I have reviewed this Quarterly Report on Form 10-Q of Applied Optoelectronics, Inc.; |
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2. |
Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; |
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3. |
Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of , and for, the periods presented in this report; |
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4. |
The registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have: |
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a) |
Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; |
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b) |
Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; |
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c) |
Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and |
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d) |
Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and |
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5. |
The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions): |
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a) |
All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and |
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b) |
Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting. |
Date: August 3, 2023
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President and Chief Executive Officer |
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| This ‘10-Q’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 8/3/23 | 424B5, 8-K, S-8 | ||
| For Period end: | 6/30/23 | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/03/23 Applied Optoelectronics, Inc. S-8 8/03/23 5:203K Toppan Merrill/FA |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 6/21/23 Applied Optoelectronics, Inc. 8-K:1,9 6/21/23 11:391K GlobalOne Filings Inc/FA 6/14/23 Applied Optoelectronics, Inc. 8-K:1,2,9 6/09/23 11:239K GlobalOne Filings Inc/FA 5/03/23 Applied Optoelectronics, Inc. 8-K:1,9 12/16/22 11:355K GlobalOne Filings Inc/FA 9/15/22 Applied Optoelectronics, Inc. 8-K:1,7,9 9/15/22 16:2.1M Toppan Merrill/FA 3/05/19 Applied Optoelectronics, Inc. 8-K:1,2,3,8 2/28/19 5:1.5M Toppan Merrill/FA 7/15/15 Applied Optoelectronics, Inc. 8-K:1,9 7/14/15 4:623K Toppan Merrill/FA 11/14/13 Applied Optoelectronics, Inc. 10-Q 9/30/13 70:4.7M Publicease Inc./FA |