SEC Info - Aterian, Inc. - ‘8-K’ for 4/8/24

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Aterian, Inc. – ‘8-K’ for 4/8/24

On: Monday, 4/8/24, at 5:05pm ET · For: 4/8/24 · Accession #: 1437749-24-11416 · File #: 1-38937

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/08/24  Aterian, Inc.                     8-K:8       4/08/24   11:151K                                   RDG Filings/FA

Current Report — Form 8-K

Filing Table of Contents

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 7: EXCEL       IDEA Workbook of Financial Report Info              XLSX      8K 
 3: EX-101.DEF  XBRL Definitions -- ater-20240408_def                XML     38K 
 4: EX-101.LAB  XBRL Labels -- ater-20240408_lab                     XML     49K 
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 9: JSON        XBRL Instance as JSON Data -- MetaLinks               13±    20K 
10: ZIP         XBRL Zipped Folder -- 0001437749-24-011416-xbrl      Zip     13K

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

iX: C:

i false i 0001757715 0001757715 2024-04-08 2024-04-08

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM i 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 or 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): i April 8, 2024

i Aterian, Inc.

(Exact Name of Registrant as Specified in its Charter)


i Delaware	i 001-38937	i 83-1739858
(State or Other Jurisdiction of Incorporation)	(Commission File Number)	(IRS Employer Identification No.)

Aterian, Inc.
i 350 Springfield Avenue, Suite 200

i Summit, i NJ i 07901

(Address of Principal Executive Offices)(Zip Code)

( i 347) i 676-1681
(Registrant’s telephone number, including area code)

N/A

(Former Name, or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

i ☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities Registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol	Name of each exchange on which registered
i Common Stock, $0.0001 par value	i ATER	The i Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company i ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. i ☐

Item 8.01 Other Events

On April 8, 2024, Aterian, Inc. (the “Company”) received written notice (the “Compliance Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) informing the Company that it has regained compliance with Nasdaq Listing Rule 5450(a)(1) which requires that companies listed on Nasdaq maintain a minimum bid price of $1.00 per share. Nasdaq notified the Company in the Compliance Notice that from March 22, 2024 to April 5, 2024 the closing bid price of the Company’s common stock had been $1.00 per share or greater and, accordingly, the Company had regained compliance with Nasdaq Listing Rule 5450(a)(1) and that the matter was now closed.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	ATERIAN, INC.


Date April 8, 2024	By:	/s/ *Joseph A. Risico*
		Name: Joseph A. Risico
		Title: Co-Chief Executive Officer

Dates Referenced Herein

This ‘8-K’ Filing	Date	Other Filings

Filed on / For Period end:	4/8/24	None on these Dates
	4/5/24
	3/22/24
		List all Filings

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Filing Submission 0001437749-24-011416 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)