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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/15/22 CN Energy Group. Inc. 20-F 9/30/21 120:11M Toppan Merrill/FA2 |
Document/Exhibit Description Pages Size
1: 20-F Annual or Annual-Transition Report by a Foreign HTML 1.71M
Non-Canadian Issuer
2: EX-2.3 Plan of Acquisition, Reorganization, Arrangement, HTML 79K
Liquidation or Succession
5: EX-4.15 Instrument Defining the Rights of Security Holders HTML 97K
6: EX-4.16 Instrument Defining the Rights of Security Holders HTML 51K
7: EX-4.17 Instrument Defining the Rights of Security Holders HTML 45K
8: EX-4.18 Instrument Defining the Rights of Security Holders HTML 90K
9: EX-4.19 Instrument Defining the Rights of Security Holders HTML 40K
10: EX-4.20 Instrument Defining the Rights of Security Holders HTML 45K
3: EX-4.5 Instrument Defining the Rights of Security Holders HTML 66K
4: EX-4.8 Instrument Defining the Rights of Security Holders HTML 35K
11: EX-8.1 Opinion of Counsel re: Tax Matters HTML 34K
14: EX-13.1 Annual or Quarterly Report to Security Holders HTML 32K
15: EX-13.2 Annual or Quarterly Report to Security Holders HTML 32K
12: EX-12.1 Statement re: the Computation of Ratios HTML 35K
13: EX-12.2 Statement re: the Computation of Ratios HTML 35K
16: EX-15.1 Letter re: Unaudited Interim Financial Info HTML 34K
22: R1 Document and Entity Information HTML 96K
23: R2 Consolidated Balance Sheets HTML 163K
24: R3 Consolidated Balance Sheets (Parenthetical) HTML 48K
25: R4 Consolidated Statements of Income and HTML 129K
Comprehensive Income
26: R5 Consolidated Statements of Changes in HTML 88K
Shareholders' Equity
27: R6 Consolidated Statements of Cash Flows HTML 166K
28: R7 Organization and nature of business HTML 67K
29: R8 Summary of significant accounting policies HTML 90K
30: R9 Accounts receivable, net HTML 45K
31: R10 Inventory HTML 44K
32: R11 Advances to suppliers, net HTML 59K
33: R12 Other Receivables HTML 33K
34: R13 Property, plant, and equipment, net HTML 54K
35: R14 Prepayment for property and equipment HTML 33K
36: R15 Land use right, net HTML 53K
37: R16 Intangible assets, net HTML 52K
38: R17 Long-term deposits HTML 46K
39: R18 Short-term bank loans HTML 35K
40: R19 Long-term bank loans HTML 39K
41: R20 Accrued expenses and other current liabilities HTML 44K
42: R21 Related party transactions HTML 39K
43: R22 Taxes HTML 96K
44: R23 Concentration of major customers and suppliers HTML 35K
45: R24 Leases HTML 53K
46: R25 Commitments and contingencies HTML 35K
47: R26 Segment reporting HTML 53K
48: R27 Shareholders' equity HTML 48K
49: R28 Subsequent events HTML 35K
50: R29 Condensed financial information of the parent HTML 195K
company
51: R30 Significant accounting policies (Policies) HTML 151K
52: R31 Organization and nature of business (Tables) HTML 58K
53: R32 Summary of significant accounting policies HTML 42K
(Tables)
54: R33 Accounts receivable, net (Tables) HTML 44K
55: R34 Inventory (Tables) HTML 44K
56: R35 Advances to suppliers, net (Tables) HTML 60K
57: R36 Property, plant, and equipment, net (Tables) HTML 52K
58: R37 Land use right, net (Tables) HTML 77K
59: R38 Intangible assets, net (Tables) HTML 54K
60: R39 Long-term deposits (Tables) HTML 45K
61: R40 Long-term bank loans (Tables) HTML 41K
62: R41 Accrued expenses and other current liabilities HTML 43K
(Tables)
63: R42 Taxes (Tables) HTML 94K
64: R43 Leases (Tables) HTML 53K
65: R44 Segment reporting (Tables) HTML 47K
66: R45 Condensed financial information of the parent HTML 193K
company (Tables)
67: R46 Organization and nature of business - Major HTML 50K
subsidiaries (Details)
68: R47 Organization and nature of business - Additional HTML 90K
information (Details)
69: R48 Summary of significant accounting policies - HTML 43K
Property, plant, and equipment (Details)
70: R49 Summary of significant accounting policies - HTML 36K
Intangible assets (Details)
71: R50 Summary of significant accounting policies - HTML 61K
Additional details (Details)
72: R51 Accounts receivable, net (Details) HTML 38K
73: R52 Inventory (Details) HTML 37K
74: R53 Advances to suppliers net (Details) HTML 36K
75: R54 Advances to suppliers net - Movement of allowance HTML 38K
for doubtful accounts (Details)
76: R55 Other receivables (Details) HTML 46K
77: R56 Property, plant, and equipment, net (Details) HTML 53K
78: R57 Prepayment for property and equipment (Details) HTML 38K
79: R58 Land use right, net (Details) HTML 43K
80: R59 Land use right, net - Estimated future HTML 49K
amortization expense (Details)
81: R60 Intangible assets, net (Details) HTML 45K
82: R61 Intangible assets, net - Estimated future HTML 35K
amortization expense (Details)
83: R62 Long-term deposits (Details) HTML 40K
84: R63 Short-term bank loans (Details) HTML 53K
85: R64 Short-term bank loans - Unsecured loan (Details) HTML 47K
86: R65 Short-term bank loans - Line of credit (Details) HTML 49K
87: R66 Long-term bank loans (Details) HTML 52K
88: R67 Long-term bank loans - Future obligations for HTML 40K
payments of the long-term loans (Details)
89: R68 Accrued expenses and other current liabilities HTML 40K
(Details)
90: R69 Related party transactions (Details) HTML 44K
91: R70 Taxes (Details) HTML 46K
92: R71 Taxes - Reconciliation of statutory rate to the HTML 54K
Company's effective tax rate (Details)
93: R72 Taxes - Provision for income tax (Details) HTML 41K
94: R73 Taxes - Components of deferred tax assets HTML 46K
(Details)
95: R74 Taxes - Additional information (Details) HTML 37K
96: R75 Concentration of major customers and suppliers - HTML 47K
Total sales (Details)
97: R76 Concentration of major customers and suppliers - HTML 44K
Accounts receivable (Details)
98: R77 Concentration of major customers and suppliers - HTML 47K
Total purchases (Details)
99: R78 Concentration of major customers and suppliers - HTML 46K
Advance to suppliers (Details)
100: R79 Leases (Details) HTML 44K
101: R80 Leases - Weighted-average remaining lease term and HTML 35K
the weighted-average discount rate (Details)
102: R81 Leases - Maturity of operating lease liabilities HTML 43K
(Details)
103: R82 Commitments and contingencies (Details) HTML 40K
104: R83 Segment reporting (Details) HTML 51K
105: R84 Shareholders' equity - Ordinary shares (Details) HTML 56K
106: R85 Shareholders' equity - Initial Public Offering HTML 41K
(Details)
107: R86 Shareholders' equity - Convertible Preferred HTML 51K
Shares (Details)
108: R87 Shareholders' equity - Private Placement (Details) HTML 41K
109: R88 Shareholders' equity - Underwriter Warrants HTML 44K
(Details)
110: R89 Shareholders' equity - Statutory reserves and HTML 32K
restricted net assets (Details)
111: R90 Subsequent events (Details) HTML 59K
112: R91 Condensed financial information of the parent HTML 106K
company - Parent Company Balance sheets (Details)
113: R92 Condensed financial information of the parent HTML 59K
company - Parent Company Balance sheets
(Parenthetical) (Details)
114: R93 Condensed financial information of the parent HTML 70K
company - Parent Company Statements of Income and
Comprehensive Income (Details)
115: R94 Condensed financial information of the parent HTML 98K
company - Parent Company Statements Of Cash Flows
(Details)
118: XML IDEA XML File -- Filing Summary XML 210K
116: XML XBRL Instance -- tmb-20210930x20f_htm XML 2.06M
117: EXCEL IDEA Workbook of Financial Reports XLSX 125K
18: EX-101.CAL XBRL Calculations -- tmb-20210930_cal XML 201K
19: EX-101.DEF XBRL Definitions -- tmb-20210930_def XML 781K
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21: EX-101.PRE XBRL Presentations -- tmb-20210930_pre XML 1.19M
17: EX-101.SCH XBRL Schema -- tmb-20210930 XSD 237K
119: JSON XBRL Instance as JSON Data -- MetaLinks 432± 626K
120: ZIP XBRL Zipped Folder -- 0001410578-22-000144-xbrl Zip 602K
Exhibit 4.17
Contract No. *
Account Supervision Agreement
Party A: Industrial and Commercial Bank of China - Tahe Branch
Party B: Greater Khingan Range Forasen Energy Technology Co., Ltd.
In order to secure the obligation under small business loan agreement No.*, Party B agrees to provide repayment guarantee to Party A with income listed in the agreement. In the principle of equality and good faith, Party A and Party B enter into the following agreement upon consensus.
Article 1 Scope & Account
1.1. Party B has chosen the following source of income to guarantee the contract obligation: 7 and agrees that all the income shall be supervised by Party A,
1) Revenue from Mobile Communication Service
2) Revenue from Water/Utility/Steam
3) Revenue form Cable
4) Revenue from Heat
5) Revenue from Housing Payment
6) Fiscal Revenue
7) Other Source of Revenue: Sales & Other Income
1.2. Party B agrees to open the following account as supervision account,
Account Name: Greater Khingan Range Forasen Energy Technology Co., Ltd.
Account No:*
Bank Branch: Industrial and Commercial Bank of China - Tahe Branch
Article 2: Term
The supervision period shall start from June 18, 2021 to the date when all debts under the main contract are fully paid off.
Article 3: Method of Supervision
Party B agrees to accept account supervision on the income in the following way:
1) All the income supervised by Party A mentioned in Article 1.1 shall be deposited into the supervision account, and Party B shall make it clear in the contract or bill of charge with third parties that all the money shall be directly remitted into the account. If Party A considers it is necessary, Party B shall provide a written commitment from the relevant third party to guarantee that the amount payable will be remitted to the supervision account.
2) Deposit 80% of the income mentioned in Article 1.1 into the supervision account, and provide written consent of the relevant third party to guarantee that the payable amount will be remitted into the supervision account according to the requirements of Party A.
Article 4 Daily supervision of Accounts
4.1 From the date when Party B begins to collect the income mentioned in Article 1.1, Party B shall authorize Party A to carry out daily supervision on the account, including but not limited to the understanding and recording of income and expenditure, and limiting the use of the account balance in accordance with this agreement.
4.2 Party B shall ensure that the monthly (monthly / quarterly) inflow of funds in the account will be not less than 500,000 yuan.
4.3 Party B shall obtain the written consent from Party A for withdraw more than 1 million yuan from the supervision account.
4.4 Party B shall ensure that the average balance of the supervision account shall not be less than 50,000 yuan. If the income is in foreign currency, it shall be covert into RMB according to the current exchange rate. If the balance is lower than the requirement, Party B will take necessary measures to make up the difference in time. Party A shall have the right to refuse Party B to withdraw any money from the account until the balance requirement has been satisfied.
4.5 If the inflow of funds is less than the amount specified in Article 4.2, Party A has the right to decide to take one or more of the following measures:
(1) Begin with the next month (month / quarter), reduce the single withdrawal amount specified in article 4.3 to 800,000 yuan until the inflow returns to the amount specified in Article 4.2
(2) Begin with the next month (month / quarter), increase the average balance of funds specified in article 4.4 to 10,000 yuan until the inflow returns to the amount specified in Article 4.2.
(3) Stop issuing the loan that has not been drawn by Party B or require Party B to return all or part of the drawn loan in advance.
Article 5 Special supervision of accounts
5.1 Party B authorizes Party A to carry out special supervision on the account, Party A shall have the right to freeze or deduct the funds of the supervision account after the occurrence of certain circumstances specified in this agreement.
5.2 In case of Party B violates the requirement of income collection and daily account supervision, or the breach of contract under the main contract, Party A shall have the right to freeze the funds in the supervision account, and Party B shall not withdraw any funds from the supervision account until the breach has been corrected and ratified by Party A.
5.3 If Party B fails to deposit the principal and interest of the loan and other accounts payable under the contract into the designated account before the repayment date or the interest settlement date as agreed in the main contract, Party A shall have the right to freeze the funds in the supervision account and deduct the principal and interest of the loan and other accounts payable by the debtor from the supervision account when the debtor fails to perform or fully perform the relevant obligations.
5.4 The scope of Party A's direct deduction of relevant funds from the supervision account in accordance with Article 5.3 included but is not limited to: principal, interest, penalty interest, compound interest, liquidated damages, compensation, expenses for realizing the creditor's rights and all other expenses payable by the debtor under the main contract, until all the above funds are paid off.
5.5 The average balance of funds in the supervision account listed in article 4.4 shall not limit or prevent
Party A's deduction for loan principal, interest and other charges.
Article 6 Rights and Obligations
6.1 Party B shall not enter into any account supervision agreement with third party for the collection of income as agreed in Article 1.1 without the written consent of Party A, except that the agreement adopts the account supervision mode (2) in Article 3.
6.2 Party A has the right to ask Party B to avoid the infringement of funds in the account from any third party, and Party B has the obligation to inform and assist Party A to avoid the infringement.
6.3 Party A's failure to exercise or partial exercise or delay in exercise any right under this Agreement shall not constitute a waiver or change of such right, and shall not affect Party A's further exercise of such right.
6.4 If Party B's obligation under main contract has been fully paid off, Party A shall terminate daily supervision and special supervision on the account.
6.5 Party B shall promptly notify Party A in writing in case any of the following circumstances happen:
1) change of authority, price and term;
2) change of operating mechanism, which included but not limited to merger, division, joint stock reform, joint venture with foreign investors;
3) change of business scope, register capital and shareholder structure;
4) Involvement of major economic disputes, lawsuits and arbitrations, and regulatory enforcement or frozen of funds in supervision account;
5) bankruptcy, suspension of business, dissolution, revocation of business license and cancellation of industrial and commercial registration;
6) change of name, articles of association, business address, telephone number, legal representative or person;
In case of (2) and (3) above, Party B shall notify Party A in writing within 10 days after the relevant resolution is made; In case of (1), (4), (5) and (6) above, Party B shall immediately notify Party A in writing.
6.6 If Party A and Party B agree to change or modify terms in the main contract, Party B shall still be abided by the provisions of the Agreement except for the extending of the loan period and increasing of loan amount.
Any change in the main contract shall not affect the performance of Party B's obligations under this agreement.
Article 7 Breach of contract
7.1 Any party who fails to perform or not fully perform any of its obligations under this agreement, or violates any of its representations, guarantees and commitments under this agreement shall be constituted as a breach of contract. If losses are caused to other party as a result, compensation shall be made.
7.2 in case any of the following circumstances happen, either party shall bear the additional expenses and losses:
(1) failure to send out relevant notice in accordance with this agreement or send out notice that is inconsistent with the facts;
(2) refuse to receive notice from the other party in accordance with this agreement during normal working hours
7.3 If the agreement is invalid due to Party B's reasons, Party B shall compensate Party A for all losses within the scope of article 5.4.
7.4 in case of any breach of this agreement, the other party shall have the right to take other measures as required by relevant laws and regulations.
Article 8 Effectiveness, Change or Termination of Agreement
8.1 The contract shall come into force after being signed and chopped by all parties and be terminated when all obligations under this agreement have been fully performed.
8.2 Any change of the Agreement shall be made in writing and such change shall constitute as a part of the Agreement. The rest part of the contract shall remain valid expected for the change, and the original terms shall remain valid before the change takes effect.
8.3 The invalidity or unenforceability of any provision of this Agreement shall not affect the validity and enforceability of other provisions, nor the validity of the entire agreement.
8.4 The modification and termination of this Agreement shall not affect the rights of the contracting parties to
claim damages. The rescission of this Agreement shall not affect the validity of the dispute settlement provisions in this agreement.
Article 9 Dispute settlement
9.1 The contract shall be governed by the laws of the People’s Republic of China. Any dispute arising from the contract shall be settled by both parties through negotiation. If negotiation fails, the following (1 / 2) ways shall be adopted:
1) both parties agree to refer the dispute to Arbitration Commission. The arbitration award is final and binding on both parties.
2) Settled by litigation in the court where Party A is located.
Article 10 Others Terms
Article 11 Annex
11.1 This Agreement has two originals, which are identical to each other, with each of the parties holding one copy and shall have the same legal effect.
11.2 The attachment to this agreement is an integral part of this Agreement and shall have the same legal effect as this agreement.
Party A: /s/ Industrial and Commercial Bank of China Limited - Tahe Branch | |
Date: June 18, 2021 | |
Party B: /s/ Greater Khingan Range Forasen Energy Technology Co., Ltd. Tahe Power Plant | |
Date: June 18, 2021 | |
| This ‘20-F’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 2/15/22 | |||
| For Period end: | 9/30/21 | NT 20-F | ||
| 6/18/21 | ||||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/15/24 CN Energy Group. Inc. 20-F 9/30/23 113:10M Discount Edgar/FA 1/31/23 CN Energy Group. Inc. 424B5 1:1M Toppan Merrill/FA 1/30/23 CN Energy Group. Inc. 424B5 1:1M Toppan Merrill/FA 1/27/23 CN Energy Group. Inc. 20-F 9/30/22 120:14M Toppan Merrill/FA2 12/30/22 CN Energy Group. Inc. 424B5 1:962K Toppan Merrill/FA 10/03/22 CN Energy Group. Inc. 424B5 1:755K Toppan Merrill/FA 5/31/22 CN Energy Group. Inc. F-3/A 2:545K Toppan Merrill/FA 4/29/22 CN Energy Group. Inc. F-3 7:1M Toppan Merrill/FA |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 6/11/21 CN Energy Group. Inc. 6-K 6/11/21 5:565K Toppan Merrill/FA 1/15/21 CN Energy Group. Inc. F-1/A 6:3.4M Toppan Merrill/FA 11/25/20 CN Energy Group. Inc. F-1/A 10:3.5M Toppan Merrill/FA 7/02/20 CN Energy Group. Inc. F-1 20:7.6M Toppan Merrill/FA |