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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/15/22 Mill City Ventures III, Ltd. 10-Q 6/30/22 54:5.7M Toppan Merrill/FA2 |
Document/Exhibit Description Pages Size
1: 10-Q Quarterly Report HTML 1.57M
2: EX-31.1 Certification -- §302 - SOA'02 HTML 20K
3: EX-31.2 Certification -- §302 - SOA'02 HTML 20K
4: EX-32.1 Certification -- §906 - SOA'02 HTML 19K
10: R1 Document and Entity Information HTML 64K
11: R2 Condensed Balance Sheets HTML 99K
12: R3 Condensed Balance Sheets (Parenthetical) HTML 23K
13: R4 Condensed Statements of Operations (Unaudited) HTML 78K
14: R5 Condensed Statements of Shareholders Equity HTML 59K
(Unaudited)
15: R6 Condensed Statements of Cash Flows (Unaudited) HTML 68K
16: R7 Condensed Schedule of Investments HTML 107K
17: R8 Organization HTML 19K
18: R9 Significant Accounting Policies HTML 36K
19: R10 Investments HTML 96K
20: R11 Fair Value of Financial Instruments HTML 175K
21: R12 Related-Party Transactions HTML 22K
22: R13 Income Taxes HTML 22K
23: R14 Line of Credit HTML 24K
24: R15 Shareholders' Equity HTML 23K
25: R16 Per-Share Information HTML 40K
26: R17 Operating Leases HTML 44K
27: R18 Financial Highlights HTML 89K
28: R19 Subsequent Events HTML 20K
29: R20 Significant Accounting Policies (Policies) HTML 56K
30: R21 Investments (Tables) HTML 98K
31: R22 Fair Value of Financial Instruments (Tables) HTML 177K
32: R23 Per-Share Information (Tables) HTML 39K
33: R24 Operating Leases (Tables) HTML 47K
34: R25 Financial Highlights (Tables) HTML 88K
35: R26 Organization (Details) HTML 17K
36: R27 Significant Accounting Policies (Details) HTML 22K
37: R28 INVESTMENTS - Composition of our investments by HTML 50K
major class (Details)
38: R29 Fair Value of Financial Instruments (Details) HTML 59K
39: R30 Related-Party Transactions (Details) HTML 31K
40: R31 Income Taxes (Details) HTML 31K
41: R32 LINE OF CREDIT - Additional Information (Details) HTML 31K
42: R33 Shareholders' Equity (Details) HTML 25K
43: R34 Per-Share Information (Details) HTML 37K
44: R35 OPERATING LEASES - Additional Information HTML 24K
(Details)
45: R36 OPERATING LEASES - components of our operating HTML 25K
lease (Details)
46: R37 OPERATING LEASES - Supplemental balance sheet HTML 23K
information (Details)
47: R38 OPERATING LEASES - Maturity analysis under lease HTML 25K
agreements (Details)
48: R39 Financial Highlights (Details) HTML 59K
49: R40 Subsequent Events (Details) HTML 42K
52: XML IDEA XML File -- Filing Summary XML 92K
50: XML XBRL Instance -- mcvt-20220630x10q_htm XML 1.59M
51: EXCEL IDEA Workbook of Financial Reports XLSX 88K
6: EX-101.CAL XBRL Calculations -- mcvt-20220630_cal XML 91K
7: EX-101.DEF XBRL Definitions -- mcvt-20220630_def XML 246K
8: EX-101.LAB XBRL Labels -- mcvt-20220630_lab XML 752K
9: EX-101.PRE XBRL Presentations -- mcvt-20220630_pre XML 530K
5: EX-101.SCH XBRL Schema -- mcvt-20220630 XSD 115K
53: JSON XBRL Instance as JSON Data -- MetaLinks 237± 354K
54: ZIP XBRL Zipped Folder -- 0001410578-22-002643-xbrl Zip 230K
Exhibit 31.1
SECTION 302 CERTIFICATION
I, Douglas M. Polinsky, certify that:
1.I have reviewed this quarterly report on Form 10-Q of Mill City Ventures III, Ltd.;
2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
3.Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
4.The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:
(a) | Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; |
(b) | Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; |
(c) | Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and |
(d) | Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and |
5.The registrant’s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):
(a) | All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and |
(b) | Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting. |
Date: August 15, 2022 | | |
| | Chief Executive Officer |
| This ‘10-Q’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 8/15/22 | 4/A | ||
| For Period end: | 6/30/22 | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 1/23/13 Mill City Ventures III, Ltd. 8-K:5,7,9 1/17/13 3:37K Toppan Merrill/FA 1/29/08 Mill City Ventures III, Ltd. 10SB12G 6:1.3M Toppan Merrill/FA |