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Mill City Ventures III, Ltd. – ‘10-Q’ for 3/31/22 – ‘EX-32.1’

On:  Friday, 5/13/22, at 4:31pm ET   ·   For:  3/31/22   ·   Accession #:  1410578-22-1480   ·   File #:  811-22778

Previous ‘10-Q’:  ‘10-Q’ on 11/12/21 for 9/30/21   ·   Next:  ‘10-Q’ on 8/15/22 for 6/30/22   ·   Latest:  ‘10-Q’ on 5/15/24 for 3/31/24   ·   2 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/13/22  Mill City Ventures III, Ltd.      10-Q        3/31/22   54:5.2M                                   Toppan Merrill/FA2

Quarterly Report   —   Form 10-Q

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML    765K 
 2: EX-31.1     Certification -- §302 - SOA'02                      HTML     21K 
 3: EX-31.2     Certification -- §302 - SOA'02                      HTML     21K 
 4: EX-32.1     Certification -- §906 - SOA'02                      HTML     18K 
10: R1          Document and Entity Information                     HTML     67K 
11: R2          Condensed Balance Sheets                            HTML     98K 
12: R3          Condensed Balance Sheets (Parenthetical)            HTML     23K 
13: R4          Condensed Statements of Operations (Unaudited)      HTML     77K 
14: R5          Condensed Statements of Shareholders Equity         HTML     42K 
                (Unaudited)                                                      
15: R6          Condensed Statements of Shareholders' Equity        HTML     17K 
                (Unaudited) (Parenthetical)                                      
16: R7          Condensed Statements of Cash Flows (Unaudited)      HTML     68K 
17: R8          Condensed Schedule of Investments                   HTML    106K 
18: R9          Organization                                        HTML     19K 
19: R10         Significant Accounting Policies                     HTML     36K 
20: R11         Investments                                         HTML     94K 
21: R12         Fair Value of Financial Instruments                 HTML    173K 
22: R13         Related-Party Transactions                          HTML     21K 
23: R14         Income Taxes                                        HTML     21K 
24: R15         Line of Credit                                      HTML     24K 
25: R16         Shareholders' Equity                                HTML     22K 
26: R17         Per-Share Information                               HTML     29K 
27: R18         Operating Leases                                    HTML     38K 
28: R19         Financial Highlights                                HTML     83K 
29: R20         Subsequent Events                                   HTML     19K 
30: R21         Significant Accounting Policies (Policies)          HTML     59K 
31: R22         Investments (Tables)                                HTML     95K 
32: R23         Fair Value of Financial Instruments (Tables)        HTML    175K 
33: R24         Per-Share Information (Tables)                      HTML     28K 
34: R25         Operating Leases (Tables)                           HTML     39K 
35: R26         Financial Highlights (Tables)                       HTML     82K 
36: R27         Organization (Details)                              HTML     17K 
37: R28         Significant Accounting Policies (Details)           HTML     22K 
38: R29         INVESTMENTS - Composition of our investments by     HTML     51K 
                major class (Details)                                            
39: R30         Fair Value of Financial Instruments (Details)       HTML     60K 
40: R31         Related-Party Transactions (Details)                HTML     31K 
41: R32         Income Taxes (Details)                              HTML     31K 
42: R33         LINE OF CREDIT - Additional Information (Details)   HTML     31K 
43: R34         Shareholders' Equity (Details)                      HTML     20K 
44: R35         Per-Share Information (Details)                     HTML     36K 
45: R36         OPERATING LEASES - Additional Information           HTML     22K 
                (Details)                                                        
46: R37         OPERATING LEASES - components of our operating      HTML     24K 
                lease (Details)                                                  
47: R38         OPERATING LEASES - Maturity analysis under lease    HTML     25K 
                agreements (Details)                                             
48: R39         Financial Highlights (Details)                      HTML     54K 
49: R40         Subsequent Events (Details)                         HTML     30K 
52: XML         IDEA XML File -- Filing Summary                      XML     91K 
50: XML         XBRL Instance -- mcvt-20220331x10q_htm               XML   1.41M 
51: EXCEL       IDEA Workbook of Financial Reports                  XLSX     58K 
 6: EX-101.CAL  XBRL Calculations -- mcvt-20220331_cal               XML     92K 
 7: EX-101.DEF  XBRL Definitions -- mcvt-20220331_def                XML    229K 
 8: EX-101.LAB  XBRL Labels -- mcvt-20220331_lab                     XML    725K 
 9: EX-101.PRE  XBRL Presentations -- mcvt-20220331_pre              XML    511K 
 5: EX-101.SCH  XBRL Schema -- mcvt-20220331                         XSD    112K 
53: JSON        XBRL Instance as JSON Data -- MetaLinks              231±   325K 
54: ZIP         XBRL Zipped Folder -- 0001410578-22-001480-xbrl      Zip    155K 


‘EX-32.1’   —   Certification — §906 – SOA’02


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Exhibit 32.1

CERTIFICATION PURSUANT TO

18 U.S.C. §1350,

AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Quarterly Report of Mill City Ventures III, Ltd. (the “Company”) on Form 10-Q for the quarter ended March 31, 2022, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Douglas M. Polinsky, Chief Executive Officer of the Company, and I, Joseph A. Geraci, II, Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. §1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:

1.    The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Act of 1934; and

2.    The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

1

/s/ Douglas M. Polinsky

Douglas M. Polinsky

Chief Executive Officer

May 13, 2022

/s/ Joseph A. Geraci, II

Joseph A. Geraci, II

Chief Financial Officer

May 13, 2022



Dates Referenced Herein

This ‘10-Q’ Filing    Date    Other Filings
Filed on:5/13/22None on these Dates
For Period end:3/31/22
 List all Filings 


2 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/23/13  Mill City Ventures III, Ltd.      8-K:5,7,9   1/17/13    3:37K                                    Toppan Merrill/FA
 1/29/08  Mill City Ventures III, Ltd.      10SB12G                6:1.3M                                   Toppan Merrill/FA
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Filing Submission 0001410578-22-001480   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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