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Collaborative Investment Series Trust, et al. – ‘485BPOS’ on 12/11/20 – ‘EX-99.(I)(I)’

On:  Friday, 12/11/20, at 2:12pm ET   ·   Effective:  12/14/20   ·   Accession #:  1387131-20-10886   ·   File #s:  811-23306, 333-221072

Previous ‘485BPOS’:  ‘485BPOS’ on 12/1/20   ·   Next:  ‘485BPOS’ on 12/31/20   ·   Latest:  ‘485BPOS’ on 4/29/24   ·   69 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/11/20  Collaborative Inv Series Trust    485BPOS    12/14/20    7:1M                                     Quality EDGAR So… LLC/FAThe SPAC & New Issue ETF SPCX

Post-Effective Amendment of a Form N-1 or N-1A Registration   —   Rule 485(b)
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485BPOS     Post-Effective Amendment of a Form N-1 or N-1A      HTML    438K 
                Registration                                                     
 2: EX-99.(D)(XVI)  Management Agreement                            HTML     44K 
 3: EX-99.(E)(X)  Underwriting Agreement                            HTML     10K 
 4: EX-99.(G)(XI)  Underwriting Agreement                           HTML     15K 
 5: EX-99.(H)(XXXI)  Expense Limitation Agreement                   HTML     16K 
 6: EX-99.(H)(XXXII)  Cfs Agreement                                 HTML     59K 
 7: EX-99.(I)(I)  Legal Opinion and Consent                         HTML     13K 


‘EX-99.(I)(I)’   —   Legal Opinion and Consent


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THE SPAC AND NEW ISSUE ETF 485BPOS

 

Exhibit 99(i)(i)

 

 

 

December 11, 2020

 

Collaborative Investment Series Trust

8000 Town Centre, Suite 400 

Broadview Heights, Ohio 44147

 

Ladies and Gentlemen:

 

This letter is in response to your request for our opinion in connection with the filing of Post-Effective Amendment No. 70 to the Registration Statement, File Nos. 333-221072 and 811-23306 (the “Registration Statement”), of Collaborative Investment Series Trust (the “Trust”).

 

We have examined a copy of the Trust’s Agreement and Declaration of Trust, the Trust’s By-laws, the Trust’s record of the various actions by the Trustees thereof, and all such agreements, certificates of public officials, certificates of officers and representatives of the Trust and others, and such other documents, papers, statutes and authorities as we deem necessary to form the basis of the opinion hereinafter expressed. We have assumed the genuineness of the signatures and the conformity to original documents of the copies of such documents supplied to us as copies thereof.

 

Based upon the foregoing, we are of the opinion that, after Post-Effective Amendment No. 70 is effective for purposes of applicable federal and state securities laws, the shares of each fund listed on the attached Exhibit A (the “Funds”), if issued in accordance with the then current Prospectus and Statement of Additional Information of the applicable Fund, will be legally issued, fully paid and non-assessable.

 

The opinions expressed herein are limited to matters of Delaware statutory trust law and United States Federal law as such laws exist today; we express no opinion as to the effect of any applicable law of any other jurisdiction. We assume no obligation to update or supplement our opinion to reflect any facts or circumstances that may hereafter come to our attention, or changes in law that may hereafter occur.

 

We hereby give you our permission to file this opinion with the Securities and Exchange Commission as an exhibit to Post-Effective Amendment No. 70 to the Registration Statement. This opinion may not be filed with any subsequent amendment, or incorporated by reference into a subsequent amendment, without our prior written consent. This opinion is prepared for the Trust and its shareholders, and may not be relied upon by any other person or organization without our prior written approval.

 

  Very truly yours,
   
  /s/ THOMPSON HINE LLP
  THOMPSON HINE LLP

 

AJD/JMS

 

 

 

 C: 

 

 

 

 

 

EXHIBIT A

 

1. Mercator International Opportunity Fund
2. Preferred-Plus
3. Dividend Performers
4. Tactical Conservative Allocation Fund
5. Tactical Growth Allocation Fund
6. Tactical Moderate Allocation Fund
7. Global Tactical Fund
8. Trend Aggregation U.S. ETF
9. Trend Aggregation ESG ETF
10. Trend Aggregation Managed Futures Strategy ETF
11. Trend Aggregation Dividend Stock ETF
12. Trend Aggregation Aggressive Growth ETF
13. TFA Quantitative Fund
14. TFA Multidimensional Tactical Fund
15. Trend Aggregation Conservative ETF
16. Rareview Dynamic Fixed Income ETF
17. Rareview Tax Advantage Income ETF
18. The SPAC and New Issue ETF

 

 

 

 C: 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘485BPOS’ Filing    Date    Other Filings
Effective on:12/14/20497,  N-CEN,  N-CSR/A
Filed on:12/11/20
 List all Filings 


52 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/29/24  Collaborative Inv Series Trust    485BPOS     4/29/24   15:2.2M                                   Qes, LLC/FA
 4/17/24  Collaborative Inv Series Trust    485BPOS     4/17/24   18:2.5M                                   Qes, LLC/FA
 3/13/24  Collaborative Inv Series Trust    485APOS                1:738K                                   Qes, LLC/FA
 2/02/24  Collaborative Inv Series Trust    485APOS                1:799K                                   Qes, LLC/FA
 1/29/24  Collaborative Inv Series Trust    485BPOS     1/29/24   14:9.9M                                   Qes, LLC/FA
12/04/23  Collaborative Inv Series Trust    485BPOS    12/04/23   17:12M                                    Qes, LLC/FA
 9/20/23  Collaborative Inv Series Trust    485APOS                1:763K                                   Quality EDGAR So… LLC/FA
 8/16/23  Collaborative Inv Series Trust    485BPOS     8/16/23   15:2.3M                                   Quality EDGAR So… LLC/FA
 6/02/23  Collaborative Inv Series Trust    485APOS                1:900K                                   Quality EDGAR So… LLC/FA
 5/26/23  Collaborative Inv Series Trust    485BPOS     5/26/23   14:2M                                     Quality EDGAR So… LLC/FA
 5/01/23  Collaborative Inv Series Trust    485BPOS     5/01/23   14:2M                                     Quality EDGAR So… LLC/FA
 3/27/23  Collaborative Inv Series Trust    485APOS                1:740K                                   Quality EDGAR So… LLC/FA
 1/31/23  Collaborative Inv Series Trust    485BPOS     2/01/23   18:8.6M                                   Quality EDGAR So… LLC/FA
12/30/22  Collaborative Inv Series Trust    485BPOS     1/02/23   17:1.9M                                   Quality EDGAR So… LLC/FA
10/18/22  Collaborative Inv Series Trust    485APOS                1:721K                                   Quality EDGAR So… LLC/FA
 8/12/22  Collaborative Inv Series Trust    497         8/12/22    1:754K                                   Quality EDGAR So… LLC/FA
 8/12/22  Collaborative Inv Series Trust    497         8/12/22    1:858K                                   Quality EDGAR So… LLC/FA
 7/29/22  Collaborative Inv Series Trust    485BPOS     7/29/22   14:2M                                     Quality EDGAR So… LLC/FA
 7/29/22  Collaborative Inv Series Trust    485BPOS     7/29/22   14:1.8M                                   Quality EDGAR So… LLC/FA
 4/27/22  Collaborative Inv Series Trust    485BPOS     4/30/22   14:1.9M                                   Quality EDGAR So… LLC/FA
 1/28/22  Collaborative Inv Series Trust    485BPOS     2/01/22   17:7.8M                                   Quality EDGAR So… LLC/FA
 1/14/22  Collaborative Inv Series Trust    485BPOS     1/19/22   16:1.9M                                   Quality EDGAR So… LLC/FA
12/30/21  Collaborative Inv Series Trust    485BPOS     1/05/22   15:1.7M                                   Quality EDGAR So… LLC/FA
12/06/21  Collaborative Inv Series Trust    485BPOS    12/07/21   20:2M                                     Quality EDGAR So… LLC/FA
11/05/21  Collaborative Inv Series Trust    485APOS                1:688K                                   Quality EDGAR So… LLC/FA
11/04/21  Collaborative Inv Series Trust    485BPOS    11/05/21   16:2.1M                                   Quality EDGAR So… LLC/FA
10/22/21  Collaborative Inv Series Trust    485APOS                1:631K                                   Quality EDGAR So… LLC/FA
10/04/21  Collaborative Inv Series Trust    485BPOS    10/05/21   17:2.3M                                   Quality EDGAR So… LLC/FA
10/01/21  Collaborative Inv Series Trust    485BPOS    10/04/21   20:2.1M                                   Quality EDGAR So… LLC/FA
 9/28/21  Collaborative Inv Series Trust    485BPOS     9/28/21   15:2.4M                                   Quality EDGAR So… LLC/FA
 9/17/21  Collaborative Inv Series Trust    485APOS                1:651K                                   Quality EDGAR So… LLC/FA
 8/13/21  Collaborative Inv Series Trust    485BPOS     8/16/21    6:846K                                   Quality EDGAR So… LLC/FA
 7/30/21  Collaborative Inv Series Trust    485APOS                1:786K                                   Quality EDGAR So… LLC/FA
 7/28/21  Collaborative Inv Series Trust    485BPOS     7/29/21    4:854K                                   Quality EDGAR So… LLC/FA
 7/28/21  Collaborative Inv Series Trust    485BPOS     7/29/21    4:1M                                     Quality EDGAR So… LLC/FA
 7/21/21  Collaborative Inv Series Trust    485APOS                1:677K                                   Quality EDGAR So… LLC/FA
 7/01/21  Collaborative Inv Series Trust    485APOS                1:915K                                   Quality EDGAR So… LLC/FA
 6/29/21  Collaborative Inv Series Trust    485APOS                1:935K                                   Quality EDGAR So… LLC/FA
 6/17/21  Collaborative Inv Series Trust    485APOS                1:816K                                   Quality EDGAR So… LLC/FA
 6/15/21  Collaborative Inv Series Trust    485APOS                1:734K                                   Quality EDGAR So… LLC/FA
 6/11/21  Collaborative Inv Series Trust    485BPOS     6/12/21    2:741K                                   Quality EDGAR So… LLC/FA
 6/10/21  Collaborative Inv Series Trust    485APOS                1:744K                                   Quality EDGAR So… LLC/FA
 5/21/21  Collaborative Inv Series Trust    485BPOS     5/23/21    2:735K                                   Quality EDGAR So… LLC/FA
 5/11/21  Collaborative Inv Series Trust    485BPOS     5/11/21    5:1M                                     Quality EDGAR So… LLC/FA
 4/29/21  Collaborative Inv Series Trust    485BPOS     4/30/21    4:763K                                   Quality EDGAR So… LLC/FA
 4/29/21  Collaborative Inv Series Trust    485BPOS     4/30/21   12:1.7M                                   Quality EDGAR So… LLC/FA
 4/28/21  Collaborative Inv Series Trust    485BPOS     4/30/21    7:1.1M                                   Quality EDGAR So… LLC/FA
 4/13/21  Collaborative Inv Series Trust    485APOS                1:721K                                   Quality EDGAR So… LLC/FA
 3/09/21  Collaborative Inv Series Trust    485APOS                1:873K                                   Quality EDGAR So… LLC/FA
 2/26/21  Collaborative Inv Series Trust    485APOS2/26/21    2:874K                                   Quality EDGAR So… LLC/FA
 1/28/21  Collaborative Inv Series Trust    485BPOS     2/01/21    5:1.5M                                   Quality EDGAR So… LLC/FA
 1/28/21  Collaborative Inv Series Trust    485BPOS     2/01/21    4:984K                                   Quality EDGAR So… LLC/FA


17 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/16/20  Collaborative Inv Series Trust    485APOS                8:1.2M                                   Quality EDGAR So… LLC/FA
 9/21/20  Collaborative Inv Series Trust    485BPOS     9/21/20    7:1M                                     Quality EDGAR So… LLC/FA
 7/29/20  Collaborative Inv Series Trust    485BPOS     8/01/20    4:962K                                   Quality EDGAR So… LLC/FA
 4/29/20  Collaborative Inv Series Trust    485BPOS     5/01/20    4:2.4M                                   Mutual Sharehold… LLC/FA
 2/26/20  Collaborative Inv Series Trust    485BPOS     2/28/20   13:3.1M                                   Mutual Sharehold… LLC/FA
 2/25/20  Collaborative Inv Series Trust    485BPOS     2/26/20    8:2.6M                                   Mutual Sharehold… LLC/FA
 1/28/20  Collaborative Inv Series Trust    485BPOS     2/01/20    7:1.5M                                   Mutual Sharehold… LLC/FA
 8/19/19  Collaborative Inv Series Trust    485BPOS     8/20/19    6:1.8M                                   Mutual Sharehold… LLC/FA
 6/06/19  Collaborative Inv Series Trust    485BPOS     6/07/19    8:2.9M                                   Mutual Sharehold… LLC/FA
 5/22/19  Collaborative Inv Series Trust    485BPOS     5/22/19    9:2.7M                                   Mutual Sharehold… LLC/FA
 5/16/19  Collaborative Inv Series Trust    485BPOS     5/16/19   17:3.5M                                   Mutual Sharehold… LLC/FA
 5/15/19  Collaborative Inv Series Trust    485BPOS     5/15/19   13:3.3M                                   Mutual Sharehold… LLC/FA
 5/14/19  Collaborative Inv Series Trust    485BPOS     5/14/19    5:2.1M                                   Mutual Sharehold… LLC/FA
 4/26/19  Collaborative Inv Series Trust    485BPOS     5/01/19    5:512K                                   Mutual Sharehold… LLC/FA
 1/24/18  Collaborative Inv Series Trust    N-1A/A¶                4:2.1M                                   Mutual Sharehold… LLC/FA
 1/16/18  Collaborative Inv Series Trust    N-1A/A¶               11:1.4M                                   Mutual Sharehold… LLC/FA
10/23/17  Collaborative Inv Series Trust    N-1A¶                  5:2.8M                                   Mutual Sharehold… LLC/FA
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Filing Submission 0001387131-20-010886   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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