Post-Effective Amendment of a Form N-1 or N-1A Registration — Rule 485(a) Filing Table of Contents
Document/ExhibitDescriptionPagesSize
1: 485APOS Post-Effective Amendment of a Form N-1 or N-1A HTML 588K
Registration
2: EX-99.(D)(XV) Management Agreement HTML 44K
3: EX-99.(E)(IX) Underwriting Agreement HTML 10K
4: EX-99.(G)(GIX) Custody Agreement HTML 14K
5: EX-99.(H)(XXIX) Operating Expense Limitation Agreemen HTML 14K
6: EX-99.(H)(XXX) Transfer Agent Agreement HTML 16K
7: EX-99.(I) Legal Opinion and Consent HTML 13K
8: EX-99.(P)(XII) Code of Ethics HTML 10K
This AMENDMENT
No.4 (“Amendment”) is made as of October 15, 2020, by and between Collaborative Investment Series Trust
(“Client”) and Citibank, N.A. (“Custodian”), to that certain Global Custodial and Agency
Services Agreement dated March 11, 2019, between the Client and Custodian (“Agreement”). All capitalized terms
used but not defined herein shall have the meanings given to them in the Agreement.
WHEREAS, pursuant
to the Agreement, the Custodian performs certain custodial services for the Client;
WHEREAS, the
Client and Custodian agree to amend Appendix A to the Agreement to reflect the removal of the Drawbridge Dynamic Allocation ETF
as a Fund of the Client;
NOW, THEREFORE,
in consideration of the mutual covenants and promises hereinafter contained and for good and valuable consideration, the receipt
and sufficiency of which is hereby acknowledged, the Client and Custodian hereby agree as follows:
1.
Amendment to Appendix A to the Agreement.
Appendix A to the Agreement
is hereby deleted in its entirety and replaced with the Appendix A attached to the end of this Amendment.
2.
Representations
and Warranties.
a.
The Client represents that it has
full power and authority to enter into and perform this Amendment and that it has provided
this Amendment to the Board.
b.
Custodian represents that it has
full power and authority to enter into and perform this Amendment.
3.
Miscellaneous.
a.
This Amendment supplements and amends
the Agreement. The provisions set forth in this Amendment supersede all prior negotiations,
understandings and agreements bearing upon the subject matter covered herein, including
any conflicting provisions of the Agreement or any provisions of the Agreement that directly
cover or indirectly bear upon matters covered under this Amendment.
b.
Each reference to the Agreement
in the Agreement (as it existed prior to this Amendment) and in every other agreement,
contract or instrument to which the parties are bound, shall hereafter be construed as
a reference to the Agreement as amended by this Amendment. Except as provided in this
Amendment, the provisions of the Agreement remain in full force and effect. No amendment
or modification to this Amendment shall be valid unless made in writing and executed
by both parties hereto.
C:
C:1
c.
Paragraph headings in this Amendment
are included for convenience only and are not to be used to construe or interpret this
Amendment.
d.
This Amendment may be executed in
counterparts, each of which shall be an original but all of which, taken together, shall
constitute one and the same agreement.
IN WITNESS WHEREOF, the parties
hereto have caused this Amendment to be duly executed all as of the day and year first above written.
